Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Velo3D, Inc.VLDX · Entity 5750 | Director | December 10, 2024 | December 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Velo3D, Inc.
Report date December 10, 2024 · Filed December 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,669 |
Reported balance
After 2024-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-10 · Grant · Acquired 1,423 · Balance 15,669 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2: Reflects the Share Units Distributed till 12/10/2024 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,846 |
Reported balance
After 2024-12-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-10 · Exercise / conversion · Disposed 1,423 · Balance 2,846 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2: Reflects the Share Units Distributed till 12/10/2024 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2: Reflects the Share Units Distributed till 12/10/2024
F3: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2023 Filed Nov 13, 2023 19:06 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Unit (RSU) · Derivative | 757,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055078 · doc4.xml · derivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 757,212 Underlying: Common Stock · 757,212 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:56 UTC | Velo3D, Inc. VLD · Entity 5750 | SaleCommon Stock | 22,238 | $1.49 | $33,134.62 |
DisclosureSEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 3 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,066,092 F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. Read SEC document |
| August 15, 2023 Filed Aug 23, 2023 20:56 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 38,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047143 · doc4.xml · derivative · entry 5 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,880 Underlying: Common Stock · 38,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| August 15, 2023 Filed Aug 23, 2023 20:56 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047143 · doc4.xml · derivative · entry 4 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,998 Underlying: Common Stock · 22,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| August 15, 2023 Filed Aug 23, 2023 20:56 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 38,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 2 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,088,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| August 15, 2023 Filed Aug 23, 2023 20:56 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 22,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,049,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:20 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 38,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029989 · doc4.xml · derivative · entry 5 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,821 Underlying: Common Stock · 38,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:20 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029989 · doc4.xml · derivative · entry 4 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,109 Underlying: Common Stock · 22,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:20 UTC | Velo3D, Inc. VLD · Entity 5750 | SaleCommon Stock | 22,236 | $1.86 | $41,321.16 |
DisclosureSEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 3 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,027,278 F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:20 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 38,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 2 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,049,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:20 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 22,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,010,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:44 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010687 · doc4.xml · derivative · entry 3 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,220 Underlying: Common Stock · 22,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:44 UTC | Velo3D, Inc. VLD · Entity 5750 | SaleCommon Stock | 9,495 | $3.62 | $34,362.41 |
DisclosureSEC source: 0001209191-23-010687 · doc4.xml · nonDerivative · entry 2 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,988,461 F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:44 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 22,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010687 · doc4.xml · nonDerivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| January 27, 2023 Filed Apr 18, 2023 19:42 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Units · Derivative | 155,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024737 · doc4.xml · derivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,763 Underlying: Common Stock · 155,763 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| November 16, 2022 Filed Dec 14, 2022 16:33 UTC | Velo3D, Inc. VLD · Entity 5750 | SaleCommon Stock | 32,198 | $2.61 | $84,188.11 |
DisclosureSEC source: 0001209191-22-061221 · doc4.xml · nonDerivative · entry 2 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,975,845 F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. Read SEC document |
| November 15, 2022 Filed Dec 14, 2022 16:33 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 88,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061221 · doc4.xml · derivative · entry 3 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,331 Underlying: Common Stock · 88,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| November 15, 2022 Filed Dec 14, 2022 16:33 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 88,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-061221 · doc4.xml · nonDerivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,008,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 18:15 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Unit (RSU) · Derivative | 541,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055647 · doc4.xml · derivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,516 Underlying: Common Stock · 541,516 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2023, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2023, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| April 06, 2022 Filed Apr 29, 2022 18:33 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionStock Option (right to buy Common Stock) · Derivative | 30,000 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-22-026319 · doc4.xml · derivative · entry 2 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,143,154 Underlying: Common Stock · 30,000 shares Expires 2030-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| April 06, 2022 Filed Apr 29, 2022 18:33 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 30,000 | $0.18 | $5,400.00 |
DisclosureSEC source: 0001209191-22-026319 · doc4.xml · nonDerivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,919,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 20:11 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Unit (RSU) · Derivative | 353,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005277 · doc4.xml · derivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,774 Underlying: Common Stock · 353,774 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:45 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantStock Option (right to buy Common Stock) · Derivative | 2,612,380 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-21-068901 · doc4.xml · derivative · entry 3 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,612,380 Underlying: Common Stock · 2,612,380 shares Expires 2030-06-09 F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant. F3 · derivative.exercise_date: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:45 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantStock Option (right to buy Common Stock) · Derivative | 2,173,154 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-21-068901 · doc4.xml · derivative · entry 2 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173,154 Underlying: Common Stock · 2,173,154 shares Expires 2030-06-09 F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant. F3 · derivative.exercise_date: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:45 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantStock Option (right to buy Common Stock) · Derivative | 407,467 | $0.00 Strike: $0.98 | $0.00 |
DisclosureSEC source: 0001209191-21-068901 · doc4.xml · derivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,467 Underlying: Common Stock · 407,467 shares Expires 2029-05-10 F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:54 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantEarnout Rights · Derivative | 1,336,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058690 · doc4.xml · derivative · entry 2 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336,880 Underlying: Common Stock · 1,336,880 shares Expires 2026-09-29 F2 · derivative.exercise_price: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F2 · price: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F2 · derivative.exercise_date: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F2 · balance_after: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F3 · balance_after: Reflects Earnout Rights acquired pursuant to the Business Combination. The transactions contemplated by the Business Combination Agreement closed on September 29, 2021. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:54 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantCommon Stock | 4,889,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058690 · doc4.xml · nonDerivative · entry 1 Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,889,600 F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly-owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). In connection with the consummation of the Business Combination, the Reporting Person's shares of Velo3D Common Stock were exchanged for shares of New Velo3D Common Stock at an exchange ratio of 0.8149 to 1 (calculated as $8.15 divided by $10.00). F1 · price: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly-owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). In connection with the consummation of the Business Combination, the Reporting Person's shares of Velo3D Common Stock were exchanged for shares of New Velo3D Common Stock at an exchange ratio of 0.8149 to 1 (calculated as $8.15 divided by $10.00). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.