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Buller Benyamin

Disclosed activity across 1 company

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85135
SEC CIK
0001877725

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Velo3D, Inc.VLDX · Entity 5750DirectorDecember 10, 2024December 12, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Velo3D, Inc.

Report date December 10, 2024 · Filed December 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,669 Reported balance After 2024-12-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-12-10 · Grant · Acquired 1,423 · Balance 15,669

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2: Reflects the Share Units Distributed till 12/10/2024

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,846 Reported balance After 2024-12-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-10 · Exercise / conversion · Disposed 1,423 · Balance 2,846

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2: Reflects the Share Units Distributed till 12/10/2024

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2: Reflects the Share Units Distributed till 12/10/2024

F3: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2023 Filed Nov 13, 2023 19:06 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Unit (RSU) · Derivative 757,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055078 · doc4.xml · derivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,212

Underlying: Common Stock · 757,212 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:56 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 22,238 $1.49 $33,134.62
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 3

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,066,092

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 38,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · derivative · entry 5

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,880

Underlying: Common Stock · 38,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · derivative · entry 4

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,998

Underlying: Common Stock · 22,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 38,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,088,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 22,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,049,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 38,942 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · derivative · entry 5

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,821

Underlying: Common Stock · 38,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · derivative · entry 4

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,109

Underlying: Common Stock · 22,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 22,236 $1.86 $41,321.16
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 3

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,027,278

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 38,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,049,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 22,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,010,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:44 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010687 · doc4.xml · derivative · entry 3

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,220

Underlying: Common Stock · 22,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:44 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 9,495 $3.62 $34,362.41
Disclosure

SEC source: 0001209191-23-010687 · doc4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,988,461

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:44 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 22,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010687 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
January 27, 2023 Filed Apr 18, 2023 19:42 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Units · Derivative 155,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024737 · doc4.xml · derivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,763

Underlying: Common Stock · 155,763 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 16, 2022 Filed Dec 14, 2022 16:33 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 32,198 $2.61 $84,188.11
Disclosure

SEC source: 0001209191-22-061221 · doc4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975,845

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
November 15, 2022 Filed Dec 14, 2022 16:33 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 88,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061221 · doc4.xml · derivative · entry 3

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,331

Underlying: Common Stock · 88,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 15, 2022 Filed Dec 14, 2022 16:33 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 88,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-061221 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:15 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Unit (RSU) · Derivative 541,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055647 · doc4.xml · derivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,516

Underlying: Common Stock · 541,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2023, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2023, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
April 06, 2022 Filed Apr 29, 2022 18:33 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionStock Option (right to buy Common Stock) · Derivative 30,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001209191-22-026319 · doc4.xml · derivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143,154

Underlying: Common Stock · 30,000 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
April 06, 2022 Filed Apr 29, 2022 18:33 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 30,000 $0.18 $5,400.00
Disclosure

SEC source: 0001209191-22-026319 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,919,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 20:11 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Unit (RSU) · Derivative 353,774 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005277 · doc4.xml · derivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,774

Underlying: Common Stock · 353,774 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 20:45 UTC Velo3D, Inc. VLD · Entity 5750 GrantStock Option (right to buy Common Stock) · Derivative 2,612,380 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001209191-21-068901 · doc4.xml · derivative · entry 3

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612,380

Underlying: Common Stock · 2,612,380 shares

Expires 2030-06-09

F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant.

F3 · derivative.exercise_date: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 20:45 UTC Velo3D, Inc. VLD · Entity 5750 GrantStock Option (right to buy Common Stock) · Derivative 2,173,154 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001209191-21-068901 · doc4.xml · derivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173,154

Underlying: Common Stock · 2,173,154 shares

Expires 2030-06-09

F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant.

F3 · derivative.exercise_date: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 20:45 UTC Velo3D, Inc. VLD · Entity 5750 GrantStock Option (right to buy Common Stock) · Derivative 407,467 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001209191-21-068901 · doc4.xml · derivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,467

Underlying: Common Stock · 407,467 shares

Expires 2029-05-10

F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 21:54 UTC Velo3D, Inc. VLD · Entity 5750 GrantEarnout Rights · Derivative 1,336,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058690 · doc4.xml · derivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336,880

Underlying: Common Stock · 1,336,880 shares

Expires 2026-09-29

F2 · derivative.exercise_price: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement.

F2 · price: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement.

F2 · derivative.exercise_date: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement.

F2 · balance_after: Pursuant to the earnout provisions in the Business Combination Agreement, the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement.

F3 · balance_after: Reflects Earnout Rights acquired pursuant to the Business Combination. The transactions contemplated by the Business Combination Agreement closed on September 29, 2021.

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September 29, 2021 Filed Oct 1, 2021 21:54 UTC Velo3D, Inc. VLD · Entity 5750 GrantCommon Stock 4,889,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058690 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,889,600

F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly-owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). In connection with the consummation of the Business Combination, the Reporting Person's shares of Velo3D Common Stock were exchanged for shares of New Velo3D Common Stock at an exchange ratio of 0.8149 to 1 (calculated as $8.15 divided by $10.00).

F1 · price: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly-owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). In connection with the consummation of the Business Combination, the Reporting Person's shares of Velo3D Common Stock were exchanged for shares of New Velo3D Common Stock at an exchange ratio of 0.8149 to 1 (calculated as $8.15 divided by $10.00).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.