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DRUTEN ROBERT J

Disclosed activity across 4 companies

Tapewire entity
84947
SEC CIK
0001113486

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153DirectorDecember 16, 2024December 18, 2024
Alliance Holdings GP, L.P.AHGP · Entity 166097DirectorMay 18, 2018May 22, 2018
EPR PROPERTIESEPR · Entity 3975DirectorMay 27, 2022May 31, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIANCE RESOURCE PARTNERS LP

Report date December 16, 2024 · Filed December 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom unitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-12-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-16 · Disposition to issuer · Disposed 16,568 · Balance 0

F1: 1 for 1

F3: Not applicable

F2: On December 16, 2024, the Alliance Resource Management GP, L.P. Amended & Restated Deferred Compensation Plan for Directors was terminated and the phantom units were settled in cash rather than common units as originally contemplated.

Common unitSEC Table I · non-derivativeDirect25,628 Reported balance Holding disclosure · report date 2024-12-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 25,628

Filing footnotes · ownership attribution and instrument terms

F1: 1 for 1

F2: On December 16, 2024, the Alliance Resource Management GP, L.P. Amended & Restated Deferred Compensation Plan for Directors was terminated and the phantom units were settled in cash rather than common units as originally contemplated.

F3: Not applicable

Alliance Holdings GP, L.P.

Report date May 18, 2018 · Filed May 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom unitSEC Table II · derivative / convertible securityDirect7,211 Reported balance After 2018-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-18 · Grant · Acquired 201 · Balance 7,211

F1: 1 for 1

F3: Not applicable

F2: The Phantom units are to be settled in AHGP common units pursuant to the reporting person's election or upon their death or termination.

Common unitsSEC Table I · non-derivativeDirect18,246 Reported balance Holding disclosure · report date 2018-05-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 18,246

Filing footnotes · ownership attribution and instrument terms

F1: 1 for 1

F2: The Phantom units are to be settled in AHGP common units pursuant to the reporting person's election or upon their death or termination.

F3: Not applicable

EPR PROPERTIES

Report date May 27, 2022 · Filed May 31, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect49,483 Reported balance After 2022-05-27 transaction · row 1
1 source row

Row 1 · 2022-05-27 · Exercise / conversion · Acquired 10,268 · Balance 49,483

Restricted Share UnitSEC Table II · derivative / convertible security · Expires 2022-05-27Direct8,191 Reported balance After 2022-05-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-27 · Exercise / conversion · Disposed 10,268 · Balance 8,191

F1: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KANSAS CITY SOUTHERN

Report date December 14, 2021 · Filed December 15, 2021

Section 16 reporting ended · disclosed 2021-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-12-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-12-14 · Exercise / conversion · Acquired 341 · Balance 21,393

F2: Settlement of dividend equivalent rights in connection with payment of 7,035 of the reporting person's deferred shares on December 14, 2021. The rights accrued when and as dividends were paid on Kansas City Southern (KCS) common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. Pursuant to the Merger Agreement, each share of director deferred stock (each, a Director Deferred Share) was converted into the right to receive the Merger Consideration, less applicable tax withholding.

Row 2 · 2021-12-14 · Disposition to issuer · Disposed 21,393 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.

Dividend Equivalent RightSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-14 · Exercise / conversion · Disposed 343.2537 · Balance 0

F2: Settlement of dividend equivalent rights in connection with payment of 7,035 of the reporting person's deferred shares on December 14, 2021. The rights accrued when and as dividends were paid on Kansas City Southern (KCS) common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. Pursuant to the Merger Agreement, each share of director deferred stock (each, a Director Deferred Share) was converted into the right to receive the Merger Consideration, less applicable tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.

F2: Settlement of dividend equivalent rights in connection with payment of 7,035 of the reporting person's deferred shares on December 14, 2021. The rights accrued when and as dividends were paid on Kansas City Southern (KCS) common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. Pursuant to the Merger Agreement, each share of director deferred stock (each, a Director Deferred Share) was converted into the right to receive the Merger Consideration, less applicable tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2020 Filed Jan 23, 2020 18:43 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Exercise / conversionCommon Stock 68 Not disclosed Not disclosed
Disclosure

SEC source: 0000054480-20-000013 · edgar.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of dividend equivalent rights in connection with payment of 1,353 of the reporting person's deferred shares on January 23, 2020. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash.

F1 · balance_after: 6,994 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 18:43 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 21.0176 $164.81 $3,463.91
Disclosure

SEC source: 0000054480-20-000013 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333.7729

Underlying: Common Stock · 21.0176 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:26 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 467 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011779 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,875

Underlying: Common unit · 467 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
October 02, 2019 Filed Oct 3, 2019 17:41 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 24.5589 $126.58 $3,108.67
Disclosure

SEC source: 0000054480-19-000207 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312.7553

Underlying: Common Stock · 24.5589 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:08 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 2,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-052901 · a4.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,408

Underlying: Common unit · 2,777 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2019 Filed Aug 16, 2019 13:54 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 244 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-009565 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,631

Underlying: Common unit · 244 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 60 $73.28 $4,396.80
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 10

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,239

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 100 $73.27 $7,327.09
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 9

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,299

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 200 $73.27 $14,654.00
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 8

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,399

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 100 $73.27 $7,327.04
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 7

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 100 $73.27 $7,326.81
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 6

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,699

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 100 $73.27 $7,327.18
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 5

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,799

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 100 $73.27 $7,327.16
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 4

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,899

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 2,138 $73.25 $156,608.50
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 3

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,999

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of Beneficial Interest 100 $73.27 $7,327.14
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,137

Read SEC document
August 05, 2019 Filed Aug 6, 2019 18:40 UTC EPR PROPERTIES EPR · Entity 3975 SaleCommon Shares of 2 $73.29 $146.57
Disclosure

SEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,237

Read SEC document
July 29, 2019 Filed Jul 31, 2019 12:57 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 SaleCommon unit 12,000 $17.13 $205,531.20
Disclosure

SEC source: 0001179110-19-008914 · edgar.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,628

Read SEC document
July 22, 2019 Filed Jul 23, 2019 17:02 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 SaleCommon Stock 2,500 $125.04 $312,608.25
Disclosure

SEC source: 0000054480-19-000185 · edgar.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,705

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $125.0302 to $125.0702. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: 8,347 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
July 03, 2019 Filed Jul 5, 2019 18:00 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 24.8993 $124.49 $3,099.71
Disclosure

SEC source: 0000054480-19-000173 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288.1964

Underlying: Common Stock · 24.8993 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 14:18 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 2,595 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-008450 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,387

Underlying: Common unit · 2,595 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:38 UTC EPR PROPERTIES EPR · Entity 3975 GrantRestricted Share Units · Derivative 1,668 $0.00 $0.00
Disclosure

SEC source: 0001045450-19-000060 · primary_doc.xml · derivative · entry 4

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

Underlying: Common Shares · 1,668 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Share Units were issued to the Reporting Person pursuant to Company's Equity Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:38 UTC EPR PROPERTIES EPR · Entity 3975 GrantRestricted Share Units · Derivative 2,309 $0.00 $0.00
Disclosure

SEC source: 0001045450-19-000060 · primary_doc.xml · derivative · entry 3

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505

Underlying: Common Shares · 2,309 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Share Units were issued to Reporting Person in lieu of the Reporting Person's Annual Trustee Retainer fee. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:38 UTC EPR PROPERTIES EPR · Entity 3975 Exercise / conversionRestricted Share Units · Derivative 2,758 $0.00 $0.00
Disclosure

SEC source: 0001045450-19-000060 · primary_doc.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,196

Underlying: Common Shares · 2,758 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:38 UTC EPR PROPERTIES EPR · Entity 3975 Exercise / conversionCommon Shares of Beneficial Interest 2,758 $0.00 $0.00
Disclosure

SEC source: 0001045450-19-000060 · primary_doc.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 21, 2019 17:43 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Exercise / conversionDividend Equivalent Right · Derivative 20.5609 Not disclosed Not disclosed
Disclosure

SEC source: 0000054480-19-000150 · edgar.xml · derivative · entry 4

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263.2971

Underlying: Common Stock · 20.5609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash.

F3 · price: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash.

F3 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash.

F3 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash.

Read SEC document
May 17, 2019 Filed May 21, 2019 17:43 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Exercise / conversionCommon Stock 19 Not disclosed Not disclosed
Disclosure

SEC source: 0000054480-19-000150 · edgar.xml · nonDerivative · entry 3

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash.

F1 · balance_after: 9,121 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

F2 · balance_after: 1,763 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2019. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
May 17, 2019 Filed May 21, 2019 17:43 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 1,763 $121.95 $214,997.85
Disclosure

SEC source: 0000054480-19-000150 · edgar.xml · nonDerivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,186

F2 · shares: 1,763 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2019. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

F1 · balance_after: 9,121 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

F2 · balance_after: 1,763 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2019. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
May 17, 2019 Filed May 21, 2019 17:43 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0000054480-19-000150 · edgar.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,423

F1 · balance_after: 9,121 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
May 15, 2019 Filed May 17, 2019 14:35 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 133 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-006233 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,792

Underlying: Common unit · 133 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
April 03, 2019 Filed Apr 4, 2019 17:09 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 23.5376 $116.55 $2,743.31
Disclosure

SEC source: 0000054480-19-000119 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283.858

Underlying: Common Stock · 23.5376 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 13:50 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-004627 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,659

Underlying: Common unit · 2,150 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:56 UTC EPR PROPERTIES EPR · Entity 3975 Exercise / conversionOption to Purchase Common Shares of Beneficial Interest · Derivative 3,699 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001045450-19-000029 · primary_doc.xml · derivative · entry 3

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

Underlying: Common Shares of Beneficial Interest · 2,500 shares

Expires 2019-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:56 UTC EPR PROPERTIES EPR · Entity 3975 Tax withholdingCommon Shares of Beneficial Interest 971 $72.47 $70,368.37
Disclosure

SEC source: 0001045450-19-000029 · primary_doc.xml · nonDerivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,481

F1 · shares: These shares were assigned to the Company in payment of exercise prices and associated taxes.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:56 UTC EPR PROPERTIES EPR · Entity 3975 Exercise / conversionCommon Shares of Beneficial Interest 3,699 $19.02 $70,354.98
Disclosure

SEC source: 0001045450-19-000029 · primary_doc.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:02 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 68 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-002063 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509

Underlying: Common unit · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 16, 2019 Filed Jan 17, 2019 19:39 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 26.8136 $101.95 $2,733.65
Disclosure

SEC source: 0000054480-19-000006 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260.3204

Underlying: Common Stock · 26.8136 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 17:44 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 24.0089 $113.50 $2,725.01
Disclosure

SEC source: 0000054480-18-000191 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233.5068

Underlying: Common Stock · 24.0089 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
July 05, 2018 Filed Jul 6, 2018 17:14 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 25.7294 $105.55 $2,715.74
Disclosure

SEC source: 0000054480-18-000170 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209.4979

Underlying: Common Stock · 25.7294 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 21:30 UTC EPR PROPERTIES epr · Entity 3975 GrantRestricted Share Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001045450-18-000042 · primary_doc.xml · derivative · entry 4

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954

Underlying: Common Shares · 1,727 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Share Units were issued to the Reporting Person pursuant to Company's Equity Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 21:30 UTC EPR PROPERTIES epr · Entity 3975 GrantRestricted Share Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001045450-18-000042 · primary_doc.xml · derivative · entry 3

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,227

Underlying: Common Shares · 2,849 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Share Units were issued to Reporting Person in lieu of the Reporting Person's Annual Trustee Retainer fee. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 21:30 UTC EPR PROPERTIES epr · Entity 3975 Exercise / conversionRestricted Share Units · Derivative 2,340 $0.00 $0.00
Disclosure

SEC source: 0001045450-18-000042 · primary_doc.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,378

Underlying: Common Shares · 2,340 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 21:30 UTC EPR PROPERTIES epr · Entity 3975 Exercise / conversionCommon Shares 2,340 $0.00 $0.00
Disclosure

SEC source: 0001045450-18-000042 · primary_doc.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 22, 2018 17:07 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Exercise / conversionDividend Equivalent Right · Derivative 10.1307 Not disclosed Not disclosed
Disclosure

SEC source: 0000054480-18-000157 · edgar.xml · derivative · entry 4

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183.7685

Underlying: Common Stock · 10.1307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash.

F3 · price: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash.

F3 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash.

F3 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash.

Read SEC document
May 18, 2018 Filed May 22, 2018 17:07 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Exercise / conversionCommon Stock 10 Not disclosed Not disclosed
Disclosure

SEC source: 0000054480-18-000157 · edgar.xml · nonDerivative · entry 3

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash.

F1 · balance_after: 6,162 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

F2 · balance_after: 1,972 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2018. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
May 18, 2018 Filed May 22, 2018 17:07 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 1,972 $109.00 $214,948.00
Disclosure

SEC source: 0000054480-18-000157 · edgar.xml · nonDerivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,381

F2 · shares: 1,972 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2018. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

F1 · balance_after: 6,162 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

F2 · balance_after: 1,972 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2018. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
May 18, 2018 Filed May 22, 2018 17:07 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0000054480-18-000157 · edgar.xml · nonDerivative · entry 1

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,409

F1 · balance_after: 6,162 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock.

Read SEC document
May 18, 2018 Filed May 22, 2018 09:39 UTC Alliance Holdings GP, L.P. AHGP · Entity 166097 GrantPhantom unit · Derivative 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-007280 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,211

Underlying: Common unit · 201 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in AHGP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
April 04, 2018 Filed Apr 5, 2018 18:23 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantDividend Equivalent Right · Derivative 20.4351 $111.61 $2,280.76
Disclosure

SEC source: 0000054480-18-000130 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193.8992

Underlying: Common Stock · 20.4351 shares

Expires not disclosed

F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 11:56 UTC Alliance Holdings GP, L.P. AHGP · Entity 166097 Exercise / conversionPhantom unit · Derivative 9,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-002563 · edgar.xml · derivative · entry 3

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,010

Underlying: Common unit · 9,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: The reporting person elected to have their Phantom units paid to them in ARLP common units pursuant to their election of their 2016 deferrals.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 20, 2018 Filed Feb 22, 2018 11:56 UTC Alliance Holdings GP, L.P. AHGP · Entity 166097 GrantPhantom unit · Derivative 432 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-002563 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,861

Underlying: Common unit · 432 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in AHGP common units pursuant to their election or upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.