Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153 | Director | December 16, 2024 | December 18, 2024 |
| Alliance Holdings GP, L.P.AHGP · Entity 166097 | Director | May 18, 2018 | May 22, 2018 |
| EPR PROPERTIESEPR · Entity 3975 | Director | May 27, 2022 | May 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCE RESOURCE PARTNERS LP
Report date December 16, 2024 · Filed December 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-16 · Disposition to issuer · Disposed 16,568 · Balance 0 F1: 1 for 1 F3: Not applicable F2: On December 16, 2024, the Alliance Resource Management GP, L.P. Amended & Restated Deferred Compensation Plan for Directors was terminated and the phantom units were settled in cash rather than common units as originally contemplated. |
| Common unitSEC Table I · non-derivative | Direct | 25,628 |
Reported balance
Holding disclosure · report date 2024-12-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,628 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: On December 16, 2024, the Alliance Resource Management GP, L.P. Amended & Restated Deferred Compensation Plan for Directors was terminated and the phantom units were settled in cash rather than common units as originally contemplated.
F3: Not applicable
Alliance Holdings GP, L.P.
Report date May 18, 2018 · Filed May 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitSEC Table II · derivative / convertible security | Direct | 7,211 |
Reported balance
After 2018-05-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-18 · Grant · Acquired 201 · Balance 7,211 F1: 1 for 1 F3: Not applicable F2: The Phantom units are to be settled in AHGP common units pursuant to the reporting person's election or upon their death or termination. |
| Common unitsSEC Table I · non-derivative | Direct | 18,246 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 18,246 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: The Phantom units are to be settled in AHGP common units pursuant to the reporting person's election or upon their death or termination.
F3: Not applicable
EPR PROPERTIES
Report date May 27, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 49,483 |
Reported balance
After 2022-05-27 transaction · row 1
1 source rowRow 1 · 2022-05-27 · Exercise / conversion · Acquired 10,268 · Balance 49,483 |
| Restricted Share UnitSEC Table II · derivative / convertible security · Expires 2022-05-27 | Direct | 8,191 |
Reported balance
After 2022-05-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-27 · Exercise / conversion · Disposed 10,268 · Balance 8,191 F1: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KANSAS CITY SOUTHERN
Report date December 14, 2021 · Filed December 15, 2021
Section 16 reporting ended · disclosed 2021-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-12-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-12-14 · Exercise / conversion · Acquired 341 · Balance 21,393 F2: Settlement of dividend equivalent rights in connection with payment of 7,035 of the reporting person's deferred shares on December 14, 2021. The rights accrued when and as dividends were paid on Kansas City Southern (KCS) common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. Pursuant to the Merger Agreement, each share of director deferred stock (each, a Director Deferred Share) was converted into the right to receive the Merger Consideration, less applicable tax withholding. Row 2 · 2021-12-14 · Disposition to issuer · Disposed 21,393 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares. |
| Dividend Equivalent RightSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-14 · Exercise / conversion · Disposed 343.2537 · Balance 0 F2: Settlement of dividend equivalent rights in connection with payment of 7,035 of the reporting person's deferred shares on December 14, 2021. The rights accrued when and as dividends were paid on Kansas City Southern (KCS) common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. Pursuant to the Merger Agreement, each share of director deferred stock (each, a Director Deferred Share) was converted into the right to receive the Merger Consideration, less applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.
F2: Settlement of dividend equivalent rights in connection with payment of 7,035 of the reporting person's deferred shares on December 14, 2021. The rights accrued when and as dividends were paid on Kansas City Southern (KCS) common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. Pursuant to the Merger Agreement, each share of director deferred stock (each, a Director Deferred Share) was converted into the right to receive the Merger Consideration, less applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2020 Filed Jan 23, 2020 18:43 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionCommon Stock | 68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000054480-20-000013 · edgar.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Settlement of dividend equivalent rights in connection with payment of 1,353 of the reporting person's deferred shares on January 23, 2020. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash. F1 · balance_after: 6,994 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 18:43 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 21.0176 | $164.81 | $3,463.91 |
DisclosureSEC source: 0000054480-20-000013 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333.7729 Underlying: Common Stock · 21.0176 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:26 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011779 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 Underlying: Common unit · 467 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 17:41 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 24.5589 | $126.58 | $3,108.67 |
DisclosureSEC source: 0000054480-19-000207 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312.7553 Underlying: Common Stock · 24.5589 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-052901 · a4.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,408 Underlying: Common unit · 2,777 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 13:54 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009565 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,631 Underlying: Common unit · 244 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 60 | $73.28 | $4,396.80 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 10 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,239 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 100 | $73.27 | $7,327.09 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 9 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,299 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 200 | $73.27 | $14,654.00 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 8 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,399 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 100 | $73.27 | $7,327.04 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 7 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,599 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 100 | $73.27 | $7,326.81 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 6 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,699 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 100 | $73.27 | $7,327.18 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 5 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,799 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 100 | $73.27 | $7,327.16 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 4 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,899 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 2,138 | $73.25 | $156,608.50 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 3 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,999 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of Beneficial Interest | 100 | $73.27 | $7,327.14 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,137 Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:40 UTC | EPR PROPERTIES EPR · Entity 3975 | SaleCommon Shares of | 2 | $73.29 | $146.57 |
DisclosureSEC source: 0001045450-19-000076 · primary_doc.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,237 Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 12:57 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | SaleCommon unit | 12,000 | $17.13 | $205,531.20 |
DisclosureSEC source: 0001179110-19-008914 · edgar.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,628 Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 17:02 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | SaleCommon Stock | 2,500 | $125.04 | $312,608.25 |
DisclosureSEC source: 0000054480-19-000185 · edgar.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,705 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $125.0302 to $125.0702. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: 8,347 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| July 03, 2019 Filed Jul 5, 2019 18:00 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 24.8993 | $124.49 | $3,099.71 |
DisclosureSEC source: 0000054480-19-000173 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288.1964 Underlying: Common Stock · 24.8993 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 14:18 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008450 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,387 Underlying: Common unit · 2,595 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:38 UTC | EPR PROPERTIES EPR · Entity 3975 | GrantRestricted Share Units · Derivative | 1,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-19-000060 · primary_doc.xml · derivative · entry 4 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,173 Underlying: Common Shares · 1,668 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Share Units were issued to the Reporting Person pursuant to Company's Equity Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares. F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:38 UTC | EPR PROPERTIES EPR · Entity 3975 | GrantRestricted Share Units · Derivative | 2,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-19-000060 · primary_doc.xml · derivative · entry 3 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,505 Underlying: Common Shares · 2,309 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Share Units were issued to Reporting Person in lieu of the Reporting Person's Annual Trustee Retainer fee. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares. F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:38 UTC | EPR PROPERTIES EPR · Entity 3975 | Exercise / conversionRestricted Share Units · Derivative | 2,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-19-000060 · primary_doc.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,196 Underlying: Common Shares · 2,758 shares Expires 2019-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:38 UTC | EPR PROPERTIES EPR · Entity 3975 | Exercise / conversionCommon Shares of Beneficial Interest | 2,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-19-000060 · primary_doc.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:43 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionDividend Equivalent Right · Derivative | 20.5609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000054480-19-000150 · edgar.xml · derivative · entry 4 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263.2971 Underlying: Common Stock · 20.5609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. F3 · price: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. F3 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. F3 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:43 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionCommon Stock | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000054480-19-000150 · edgar.xml · nonDerivative · entry 3 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Settlement of dividend equivalent rights in connection with payment of 776 of the reporting person's deferred shares on May 17, 2019. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional shares were paid in cash. F1 · balance_after: 9,121 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. F2 · balance_after: 1,763 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2019. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:43 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantCommon Stock | 1,763 | $121.95 | $214,997.85 |
DisclosureSEC source: 0000054480-19-000150 · edgar.xml · nonDerivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,186 F2 · shares: 1,763 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2019. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. F1 · balance_after: 9,121 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. F2 · balance_after: 1,763 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2019. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:43 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantCommon Stock | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-19-000150 · edgar.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,423 F1 · balance_after: 9,121 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:35 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006233 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 Underlying: Common unit · 133 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 17:09 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 23.5376 | $116.55 | $2,743.31 |
DisclosureSEC source: 0000054480-19-000119 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283.858 Underlying: Common Stock · 23.5376 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 13:50 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004627 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,659 Underlying: Common unit · 2,150 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:56 UTC | EPR PROPERTIES EPR · Entity 3975 | Exercise / conversionOption to Purchase Common Shares of Beneficial Interest · Derivative | 3,699 | $0.00 Strike: $19.02 | $0.00 |
DisclosureSEC source: 0001045450-19-000029 · primary_doc.xml · derivative · entry 3 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858 Underlying: Common Shares of Beneficial Interest · 2,500 shares Expires 2019-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:56 UTC | EPR PROPERTIES EPR · Entity 3975 | Tax withholdingCommon Shares of Beneficial Interest | 971 | $72.47 | $70,368.37 |
DisclosureSEC source: 0001045450-19-000029 · primary_doc.xml · nonDerivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,481 F1 · shares: These shares were assigned to the Company in payment of exercise prices and associated taxes. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:56 UTC | EPR PROPERTIES EPR · Entity 3975 | Exercise / conversionCommon Shares of Beneficial Interest | 3,699 | $19.02 | $70,354.98 |
DisclosureSEC source: 0001045450-19-000029 · primary_doc.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 20:02 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-002063 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,509 Underlying: Common unit · 68 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 16, 2019 Filed Jan 17, 2019 19:39 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 26.8136 | $101.95 | $2,733.65 |
DisclosureSEC source: 0000054480-19-000006 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260.3204 Underlying: Common Stock · 26.8136 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 17:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 24.0089 | $113.50 | $2,725.01 |
DisclosureSEC source: 0000054480-18-000191 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233.5068 Underlying: Common Stock · 24.0089 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 17:14 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 25.7294 | $105.55 | $2,715.74 |
DisclosureSEC source: 0000054480-18-000170 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209.4979 Underlying: Common Stock · 25.7294 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:30 UTC | EPR PROPERTIES epr · Entity 3975 | GrantRestricted Share Units · Derivative | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-18-000042 · primary_doc.xml · derivative · entry 4 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954 Underlying: Common Shares · 1,727 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Share Units were issued to the Reporting Person pursuant to Company's Equity Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares. F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:30 UTC | EPR PROPERTIES epr · Entity 3975 | GrantRestricted Share Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-18-000042 · primary_doc.xml · derivative · entry 3 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,227 Underlying: Common Shares · 2,849 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Share Units were issued to Reporting Person in lieu of the Reporting Person's Annual Trustee Retainer fee. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares. F3 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. F3 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:30 UTC | EPR PROPERTIES epr · Entity 3975 | Exercise / conversionRestricted Share Units · Derivative | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-18-000042 · primary_doc.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,378 Underlying: Common Shares · 2,340 shares Expires 2018-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common shares. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:30 UTC | EPR PROPERTIES epr · Entity 3975 | Exercise / conversionCommon Shares | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001045450-18-000042 · primary_doc.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2018 Filed May 22, 2018 17:07 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionDividend Equivalent Right · Derivative | 10.1307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000054480-18-000157 · edgar.xml · derivative · entry 4 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183.7685 Underlying: Common Stock · 10.1307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash. F3 · price: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash. F3 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash. F3 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash. Read SEC document |
| May 18, 2018 Filed May 22, 2018 17:07 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionCommon Stock | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000054480-18-000157 · edgar.xml · nonDerivative · entry 3 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Settlement of dividend equivalent rights in connection with payment of 774 of the reporting person's deferred shares on May 18, 2018. The rights accrued when and as dividends were paid on Kansas City Southern ("KCS") common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash. F1 · balance_after: 6,162 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. F2 · balance_after: 1,972 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2018. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| May 18, 2018 Filed May 22, 2018 17:07 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantCommon Stock | 1,972 | $109.00 | $214,948.00 |
DisclosureSEC source: 0000054480-18-000157 · edgar.xml · nonDerivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,381 F2 · shares: 1,972 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2018. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. F1 · balance_after: 6,162 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. F2 · balance_after: 1,972 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees of $215,000 in 2018. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| May 18, 2018 Filed May 22, 2018 17:07 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-18-000157 · edgar.xml · nonDerivative · entry 1 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,409 F1 · balance_after: 6,162 of these shares represent Deferred Stock that was issued to the reporting person pursuant to the Kansas City Southern Non-Management Director Deferred Stock Award Program in lieu of retainer fees. The reporting person has no voting rights and is entitled to receive Dividend Equivalents with respect to this Deferred Stock. Read SEC document |
| May 18, 2018 Filed May 22, 2018 09:39 UTC | Alliance Holdings GP, L.P. AHGP · Entity 166097 | GrantPhantom unit · Derivative | 201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-007280 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,211 Underlying: Common unit · 201 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in AHGP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 18:23 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantDividend Equivalent Right · Derivative | 20.4351 | $111.61 | $2,280.76 |
DisclosureSEC source: 0000054480-18-000130 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193.8992 Underlying: Common Stock · 20.4351 shares Expires not disclosed F2 · derivative.exercise_price: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.exercise_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. F2 · derivative.expiration_date: These dividend equivalent rights accrued on the reporting person's Deferred Stock and will be paid at the same time as the Deferred Stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Kansas City Southern common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 11:56 UTC | Alliance Holdings GP, L.P. AHGP · Entity 166097 | Exercise / conversionPhantom unit · Derivative | 9,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002563 · edgar.xml · derivative · entry 3 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,010 Underlying: Common unit · 9,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F4 · derivative.exercise_date: The reporting person elected to have their Phantom units paid to them in ARLP common units pursuant to their election of their 2016 deferrals. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 11:56 UTC | Alliance Holdings GP, L.P. AHGP · Entity 166097 | GrantPhantom unit · Derivative | 432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002563 · edgar.xml · derivative · entry 2 DRUTEN ROBERT J · CIK 0001113486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,861 Underlying: Common unit · 432 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in AHGP common units pursuant to their election or upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.