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Lisowski Michael

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84644
SEC CIK
0001779369

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CompanyLast reported asReport datePublished
FUELCELL ENERGY INCFCEL · Entity 4760EVP, Strategic PartnershipsDecember 30, 2024January 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FUELCELL ENERGY INC

Report date December 30, 2024 · Filed January 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct11,111 Reported balance After 2024-12-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-12-30 · Grant · Acquired 11,111 · Balance 11,111

F1: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2024 Filed Jan 2, 2025 22:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Restricted Stock Unit · Derivative 11,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000011 · form4.xml · derivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F2 · derivative.exercise_date: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 30 2024, the reporting person was granted restricted stock units, which vest 1/2 on each of the first two anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 2,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · derivative · entry 9

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 2,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F8 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F8 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F1 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 792 $12.56 $9,947.52
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 6

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,818

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 5

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 343 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · derivative · entry 8

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares were issued in settlement of earned performance share units.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 343 shares.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 217 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · derivative · entry 7

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F6 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F1 · derivative.underlying_shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 108 $11.35 $1,225.80
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 4

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,085

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 343 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F4 · price: Shares were issued in settlement of earned performance share units.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 69 $11.35 $783.15
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,850

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 217 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002292 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F2 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 22:44 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 1,058 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002269 · form4.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057

Underlying: Common Stock · 1,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 22:44 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 332 $10.74 $3,565.68
Disclosure

SEC source: 0000897069-24-002269 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,702

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 22:44 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 1,058 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-002269 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP, Strategic Partnerships

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:55 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Restricted Stock Unit · Derivative 227,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001770 · form4.xml · derivative · entry 4

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,272

Underlying: Common Stock · 227,272 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:55 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 6,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001770 · form4.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,522

Underlying: Common Stock · 6,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:55 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 3,023 $1.30 $3,929.90
Disclosure

SEC source: 0000897069-23-001770 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,288

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:55 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 6,522 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001770 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:47 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001726 · form4.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,473

Underlying: Common Stock · 31,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:47 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 14,707 $1.28 $18,824.96
Disclosure

SEC source: 0000897069-23-001726 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,789

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:47 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 31,736 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001726 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 19,686 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · derivative · entry 9

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents shares issued in settlement of earned performance share units.

F5 · price: Represents shares issued in settlement of earned performance share units.

F8 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (26,769), resulting in the award of 19,686 shares.

F8 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (26,769), resulting in the award of 19,686 shares.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 53,538 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · derivative · entry 8

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 26,769).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 26,769).

F7 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (26,769). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 53,538 shares.

F7 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (26,769). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 53,538 shares.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 9,610 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · derivative · entry 7

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 9,123 $1.17 $10,673.91
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · nonDerivative · entry 6

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,760

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 19,686 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · nonDerivative · entry 5

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares issued in settlement of earned performance share units.

F5 · price: Represents shares issued in settlement of earned performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 24,810 $1.17 $29,027.70
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · nonDerivative · entry 4

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,197

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 53,538 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · nonDerivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 26,769).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 26,769).

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 4,454 $1.17 $5,211.18
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,469

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

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November 24, 2023 Filed Nov 28, 2023 21:56 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 9,610 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001685 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

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August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 37,203 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · derivative · entry 9

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

F5 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

F8 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. While the maximum number of performance shares that could have been earned based on performance was two times the target number previously reported (32,952), the Compensation Committee certified achievement at 112.9% of the target number, resulting in the award of 37,203 shares.

F8 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. While the maximum number of performance shares that could have been earned based on performance was two times the target number previously reported (32,952), the Compensation Committee certified achievement at 112.9% of the target number, resulting in the award of 37,203 shares.

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August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 65,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · derivative · entry 8

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

F7 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (32,952). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 65,904 shares.

F7 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (32,952). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 65,904 shares.

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August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 5,493 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · derivative · entry 7

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one for-one basis.

F6 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

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August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 17,240 $1.33 $22,929.20
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · nonDerivative · entry 6

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,313

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 37,203 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · nonDerivative · entry 5

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

F5 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

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August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 30,540 $1.33 $40,618.20
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · nonDerivative · entry 4

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,350

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 65,904 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · nonDerivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 32,952).

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 2,546 $1.33 $3,386.18
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,986

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:11 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 5,493 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001273 · form4.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one for-one basis.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:21 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 6,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021591 · doc1.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,044

Underlying: Common Stock · 6,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

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December 12, 2022 Filed Dec 14, 2022 22:21 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 3,022 $3.47 $10,486.34
Disclosure

SEC source: 0001567619-22-021591 · doc1.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,039

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:21 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 6,521 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021591 · doc1.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 22:43 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Performance Share Unit · Derivative 95,211 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021402 · doc1.xml · derivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,211

Underlying: Common Stock · 95,211 shares

Expires not disclosed

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 22:43 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Restricted Stock Unit · Derivative 95,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021402 · doc1.xml · derivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,209

Underlying: Common Stock · 95,209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:43 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 9,610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021001 · doc1.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,610

Underlying: Common Stock · 9,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:43 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 4,454 $3.48 $15,499.92
Disclosure

SEC source: 0001567619-22-021001 · doc1.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:43 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 9,610 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021001 · doc1.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:38 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 5,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016727 · doc1.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,493

Underlying: Common Stock · 5,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:38 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 1,722 $4.42 $7,611.24
Disclosure

SEC source: 0001567619-22-016727 · doc1.xml · nonDerivative · entry 2

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:38 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 5,492 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016727 · doc1.xml · nonDerivative · entry 1

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:07 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 1,249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-002290 · doc1.xml · derivative · entry 3

Lisowski Michael · CIK 0001779369 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On January 31, 2018, the reporting person was granted 4,990 restricted stock units, which vest 25% on each of the first, second, third and fourth anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On January 31, 2018, the reporting person was granted 4,990 restricted stock units, which vest 25% on each of the first, second, third and fourth anniversaries of the date of grant, subject to continued employment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.