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person · Reporting owner

Ho David H Y

Disclosed activity across 4 companies

Tapewire entity
84584
SEC CIK
0001398493

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Air Products & Chemicals, Inc.APD · Entity 2983DirectorDecember 31, 2024January 03, 2025
PENTAIR plcPNR · Entity 3537DirectorJanuary 03, 2018January 05, 2018
Qorvo, Inc.QRVO · Entity 541DirectorAugust 12, 2024August 14, 2024
nVent Electric plcNVT · Entity 3202DirectorJanuary 02, 2020January 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Air Products & Chemicals, Inc.

Report date December 31, 2024 · Filed January 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct21,707.503 Reported balance After 2024-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-12-31 · Grant · Acquired 244.1723 · Balance 21,707.503

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

PENTAIR plc

Report date January 03, 2018 · Filed January 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect10,866 Reported balance After 2018-01-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-01-03 · Tax withholding · Disposed 1,002 · Balance 10,866

F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Filing footnotes · ownership attribution and instrument terms

F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Qorvo, Inc.

Report date August 12, 2024 · Filed August 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,299 Ending reported balance After 2024-08-13 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-08-12 · Tax withholding · Disposed 640 · Balance 15,202

Row 2 · 2024-08-13 · Grant · Acquired 2,097 · Balance 17,299

nVent Electric plc

Report date January 02, 2020 · Filed January 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares - Restricted Stock UnitsSEC Table I · non-derivativeDirect5,015 Reported balance After 2020-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-01-02 · Grant · Acquired 5,015 · Balance 5,015

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Ordinary SharesSEC Table I · non-derivativeDirect11,216 Reported balance After 2020-01-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-01-02 · Tax withholding · Disposed 5,507 · Balance 11,216

F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 2, 2019 20:08 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 111.8568 $223.50 Strike: $0.00 $24,999.99
Disclosure

SEC source: 0001225208-19-009823 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,961.1682

Underlying: Common Stock · 111.8568 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F1 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:31 UTC nVent Electric plc NVT · Entity 3202 Tax withholdingOrdinary Shares 4,720 $26.49 $125,032.80
Disclosure

SEC source: 0001567619-19-010291 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,276

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 07, 2019 Filed Jun 21, 2019 16:28 UTC Amendment nVent Electric plc NVT · Entity 3202 Tax withholdingOrdinary Shares 5,048 $26.49 $133,721.52
Disclosure

SEC source: 0001567619-19-013835 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,948

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · shares: This amended Form 4 is being filed solely for the purpose of modifying the number of shares surrendered to pay taxes applicable to the vesting of restricted stock units on May 7, 2019 originally reported on a Form 4 filed May 9, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 18:36 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 204.6915 $186.51 Strike: $0.00 $38,177.01
Disclosure

SEC source: 0001225208-19-006016 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,849.3114

Underlying: Common Stock · 204.6915 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. The number of Units acquired by the reporting person was determined on April 1, 2019.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:27 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 952 $157.71 Strike: $0.00 $150,139.92
Disclosure

SEC source: 0001225208-19-001267 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,644.6199

Underlying: Common Stock · 952 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:59 UTC nVent Electric plc NVT · Entity 3202 GrantOrdinary Shares - Restricted Stock Units 5,775 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000613 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,905

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 20:27 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 241.596 $156.92 Strike: $0.00 $37,911.24
Disclosure

SEC source: 0001225208-19-000057 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,692.6199

Underlying: Common Stock · 241.596 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 14:14 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 223.9933 $167.80 Strike: $0.00 $37,586.08
Disclosure

SEC source: 0001225208-18-013837 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,451.0239

Underlying: Common Stock · 223.9933 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 16:20 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,347 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000123 · doc1.xml · nonDerivative · entry 2

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,054

Read SEC document
August 06, 2018 Filed Aug 8, 2018 16:20 UTC Qorvo, Inc. QRVO · Entity 541 Tax withholdingCommon Stock 829 $85.20 $70,630.80
Disclosure

SEC source: 0001567619-18-000123 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,707

Read SEC document
June 30, 2018 Filed Jul 2, 2018 18:19 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 240.5354 $155.16 Strike: $0.00 $37,321.47
Disclosure

SEC source: 0001225208-18-011011 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,227.0306

Underlying: Common Stock · 240.5354 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
May 07, 2018 Filed May 9, 2018 17:37 UTC nVent Electric plc NVT · Entity 3202 GrantOrdinary Shares - Restricted Stock Units 5,130 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022561 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,130

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:42 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 218.7788 $158.18 Strike: $0.00 $34,606.43
Disclosure

SEC source: 0001225208-18-007091 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,986.4952

Underlying: Common Stock · 218.7788 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 15:46 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 863 $174.00 Strike: $0.00 $150,162.00
Disclosure

SEC source: 0001225208-18-001707 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,767.7164

Underlying: Common Stock · 863 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:10 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 1,002 $70.80 $70,941.60
Disclosure

SEC source: 0001140361-18-001103 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,866

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 20:40 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 210.2201 $163.67 Strike: $0.00 $34,406.72
Disclosure

SEC source: 0001225208-18-000059 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,904.7164

Underlying: Common Stock · 210.2201 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
September 30, 2017 Filed Oct 2, 2017 18:50 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 225.8719 $151.32 Strike: $0.00 $34,178.94
Disclosure

SEC source: 0001225208-17-015541 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,680.6013

Underlying: Common Stock · 225.8719 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 16:53 UTC Qorvo, Inc. QRVO · Entity 541 GrantCommon Stock 2,762 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030878 · doc1.xml · nonDerivative · entry 2

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536

Read SEC document
August 07, 2017 Filed Aug 9, 2017 16:53 UTC Qorvo, Inc. QRVO · Entity 541 Tax withholdingCommon Stock 1,068 $68.80 $73,478.40
Disclosure

SEC source: 0001140361-17-030878 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,774

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:51 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 261.8762 $144.84 Strike: $0.00 $37,930.15
Disclosure

SEC source: 0001225208-17-012140 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,454.7294

Underlying: Common Stock · 261.8762 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
June 30, 2017 Filed Nov 9, 2017 18:01 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 13.895 $144.84 Strike: $0.00 $2,012.55
Disclosure

SEC source: 0001225208-17-017123 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468.6244

Underlying: Common Stock · 13.895 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F4 · derivative.underlying_shares: Amendment to correct originally reported number of units.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:18 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 248.5603 $136.78 Strike: $0.00 $33,998.08
Disclosure

SEC source: 0001225208-17-007279 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,192.8532

Underlying: Common Stock · 248.5603 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 18:06 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 807 $148.81 Strike: $0.00 $120,089.67
Disclosure

SEC source: 0001225208-17-001831 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944.2929

Underlying: Common Stock · 807 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 00:00 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 1,255 $58.15 $72,978.25
Disclosure

SEC source: 0001140361-17-000840 · doc1.xml · nonDerivative · entry 2

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,746

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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January 03, 2017 Filed Jan 6, 2017 00:00 UTC PENTAIR plc PNR · Entity 3537 GrantNonqualified Stock Option (right to buy) · Derivative 5,265 $0.00 Strike: $57.95 $0.00
Disclosure

SEC source: 0001140361-17-000840 · doc1.xml · derivative · entry 3

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

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January 03, 2017 Filed Jan 6, 2017 00:00 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 1,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000840 · doc1.xml · nonDerivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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December 31, 2016 Filed Jan 4, 2017 19:26 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 260.2964 $145.12 Strike: $0.00 $37,774.21
Disclosure

SEC source: 0001225208-17-000268 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,137.2929

Underlying: Common Stock · 260.2964 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

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September 30, 2016 Filed Sep 30, 2016 17:17 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 277.3116 $149.78 Strike: $0.00 $41,535.73
Disclosure

SEC source: 0001225208-16-039776 · doc4.xml · derivative · entry 1

Ho David H Y · CIK 0001398493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,876.9965

Underlying: Common Stock · 277.3116 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, of the Company's Long-Term Incentive Plan (the Plan).

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These units are payable in the form of shares of common Stock equal in number to the units, at the time elected by the reporting person, which is generally after service on the issuer's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.