person · Reporting owner

ROEDEL RICHARD

Disclosed activity across 6 companies

Tapewire entity: 84518
SEC CIK: 0001205976

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LSB INDUSTRIES, INC.LXU · Entity 5122	Director	December 16, 2024	December 18, 2024
LUNA INNOVATIONS INCLUNA · Entity 84494	Director · Interim Exec Chair/President	March 24, 2024	March 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LSB INDUSTRIES, INC.

Report date December 16, 2024 · Filed December 18, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	124,346	Reported balance After 2024-12-16 transaction · row 1 1 source row Row 1 · 2024-12-16 · Grant · Acquired 15,234 · Balance 124,346 F1: (1) Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan, as amended. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the December 16, 2024 grant date, shall be nonforfeitable. Pursuant to the terms of the LSB Industries, Inc. Nonqualified Deferred Compensation Plan for Non-Employee Directors, the Restricted Stock Units will be settled in common stock of LXU within 90 days following the earlier to occur of: (i) the director's separation from service and (ii) the occurrence of a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: (1) Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan, as amended. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the December 16, 2024 grant date, shall be nonforfeitable. Pursuant to the terms of the LSB Industries, Inc. Nonqualified Deferred Compensation Plan for Non-Employee Directors, the Restricted Stock Units will be settled in common stock of LXU within 90 days following the earlier to occur of: (i) the director's separation from service and (ii) the occurrence of a change of control.

LUNA INNOVATIONS INC

Report date March 24, 2024 · Filed March 26, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	154,639	Reported balance After 2024-03-24 transaction · row 1 1 source row Row 1 · 2024-03-24 · Grant · Acquired 154,639 · Balance 154,639 F1: Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer. The Reporting Person was granted the restricted stock units in connection with the Reporting Person's appointment as Interim Executive Chairman and Interim President. One-fourth of the shares underlying the award will become eligible to vest on each three month anniversary of the grant date, subject to the Reporting Person's continued employment with the issuer as Interim Executive Chairman as of the applicable three month anniversary (the "Service-Eligible RSUs"). Any restricted stock units that become Service-Eligible RSUs will actually vest on March 24, 2025, subject to the Reporting Person's Continuous Service (as defined in the issuer's 2023 Equity Incentive Plan) to the issuer through such date. F2: In the event of Mr. Roedel's death or disability, or in the event of a change in control of the issuer, occurring (a) during Mr. Roedel's service as Interim Executive Chairman, the vesting of any unvested restricted stock units, whether or not Service-Eligible RSUs, shall accelerate in full, or (b) after the termination Mr. Roedel's service as Interim Executive Chair but while Mr. Roedel remains in Continuous Service, the vesting of any Service-Eligible RSUs shall accelerate in full. The restricted stock units have no expiration date.
Common StockSEC Table I · non-derivative	IndirectBy Profit Sharing Plan	237,573	Reported balance Holding disclosure · report date 2024-03-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 237,573
Common StockSEC Table I · non-derivative	IndirectBy Spousal Trust	524,633	Reported balance Holding disclosure · report date 2024-03-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 524,633 F3: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer. The Reporting Person was granted the restricted stock units in connection with the Reporting Person's appointment as Interim Executive Chairman and Interim President. One-fourth of the shares underlying the award will become eligible to vest on each three month anniversary of the grant date, subject to the Reporting Person's continued employment with the issuer as Interim Executive Chairman as of the applicable three month anniversary (the "Service-Eligible RSUs"). Any restricted stock units that become Service-Eligible RSUs will actually vest on March 24, 2025, subject to the Reporting Person's Continuous Service (as defined in the issuer's 2023 Equity Incentive Plan) to the issuer through such date.

F2: In the event of Mr. Roedel's death or disability, or in the event of a change in control of the issuer, occurring (a) during Mr. Roedel's service as Interim Executive Chairman, the vesting of any unvested restricted stock units, whether or not Service-Eligible RSUs, shall accelerate in full, or (b) after the termination Mr. Roedel's service as Interim Executive Chair but while Mr. Roedel remains in Continuous Service, the vesting of any Service-Eligible RSUs shall accelerate in full. The restricted stock units have no expiration date.

F3: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BrightView Holdings, Inc.

Report date December 31, 2024 · Filed January 02, 2025

Section 16 reporting ended · disclosed 2025-01-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	33,511	Reported balance After 2024-12-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-12-31 · Grant · Acquired 1,563 · Balance 33,511 F1: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. F2: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

CLARIVATE PLC

Report date December 31, 2024 · Filed January 03, 2025

Section 16 reporting ended · disclosed 2025-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	106,645	Ending reported balance After 2025-01-01 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2024-12-31 · Grant · Acquired 5,689 · Balance 107,971 F1: Quarterly award of shares elected in lieu of cash retainer of $28,904 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $5.08, the closing price of the issuer's ordinary shares on December 31, 2024. Row 2 · 2024-12-31 · Tax withholding · Disposed 257 · Balance 107,714 F2: Represents shares withheld for taxes. Row 3 · 2025-01-01 · Tax withholding · Disposed 1,069 · Balance 106,645 F3: Represents shares withheld for taxes due upon the vesting of restricted share units.
Ordinary SharesSEC Table I · non-derivative	Indirectby Profit Sharing Plan	4,090	Reported balance Holding disclosure · report date 2024-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,090
Ordinary SharesSEC Table I · non-derivative	Indirectby The Richard W. Roedel Trust	39,395	Reported balance Holding disclosure · report date 2024-12-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 39,395

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly award of shares elected in lieu of cash retainer of $28,904 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $5.08, the closing price of the issuer's ordinary shares on December 31, 2024.

F2: Represents shares withheld for taxes.

F3: Represents shares withheld for taxes due upon the vesting of restricted share units.

IHS Markit Ltd.

Report date April 26, 2020 · Filed June 02, 2020 · Amendment

Section 16 reporting ended · disclosed 2020-06-02. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectHeld by Spouse	189,075	Reported balance After 2020-04-26 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2020-04-26 · Grant · Acquired 340 · Balance 189,075 F1: This form 4/A is being filed to include the additional common shares which were acquired pursuant to the dividend equivalent provisions of certain underlying deferred stock units which settled following the reporting person's termination of service as a director. Such additional common shares were inadvertently excluded with the initial filing due to administrative error.
Common SharesSEC Table I · non-derivative	IndirectHeld by Spouse	186,651	Reported balance After 2020-04-26 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2020-04-26 · Tax withholding · Disposed 2,424 · Balance 186,651 F2: Represents shares repurchased by the company for withheld taxes due upon the delivery of common shares underlying deferred stock units which settled following the reporting person's termination of service as a director.
Common SharesSEC Table I · non-derivative	IndirectHeld by Profit Sharing Plan	11,029	Reported balance Holding disclosure · report date 2020-04-26 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 11,029

Filing footnotes · ownership attribution and instrument terms

F1: This form 4/A is being filed to include the additional common shares which were acquired pursuant to the dividend equivalent provisions of certain underlying deferred stock units which settled following the reporting person's termination of service as a director. Such additional common shares were inadvertently excluded with the initial filing due to administrative error.

F2: Represents shares repurchased by the company for withheld taxes due upon the delivery of common shares underlying deferred stock units which settled following the reporting person's termination of service as a director.

Six Flags Entertainment Corp/OLD

Report date May 05, 2021 · Filed May 07, 2021

Section 16 reporting ended · disclosed 2021-05-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	Direct	20,767	Reported balance After 2021-05-05 transaction · row 1 1 source row Row 1 · 2021-05-05 · Grant · Acquired 749 · Balance 20,767 F1: Represents deferral of director cash compensation into stock units pursuant to the Issuer's director cash retainer deferral program under the Issuer's Long-Term Incentive Plan.
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectHeld by reporting person's defined benefit pension plan	22,054	Reported balance Holding disclosure · report date 2021-05-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 22,054
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectHeld by reporting person's profit sharing plan	5,036	Reported balance Holding disclosure · report date 2021-05-05 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 5,036
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectBy reporting person's wife	45,561	Reported balance Holding disclosure · report date 2021-05-05 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 45,561

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferral of director cash compensation into stock units pursuant to the Issuer's director cash retainer deferral program under the Issuer's Long-Term Incentive Plan.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 09, 2016 Filed Dec 13, 2016 18:37 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	280	$0.00	$0.00	Disclosure SEC source: 0001598014-16-000091 · wf-form4_148167222135958.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:37 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	280	$0.00	$0.00	Disclosure SEC source: 0001598014-16-000091 · wf-form4_148167222135958.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280 F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:19 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	1,708	$0.00	$0.00	Disclosure SEC source: 0001598014-16-000088 · wf-form4_148097276194396.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 201,011 Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:19 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	1,708	$0.00	$0.00	Disclosure SEC source: 0001598014-16-000088 · wf-form4_148097276194396.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:19 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	1,708	$0.00	$0.00	Disclosure SEC source: 0001598014-16-000088 · wf-form4_148097276194396.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708 F1 · kind: Annual award of restricted stock units granted pursuant to the Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:13 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	513.7	$1.46	$750.00	Disclosure SEC source: 0001239819-16-000170 · wf-form4_147571278656338.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,462.39 Underlying: Common Stock · 513.7 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the audit committee of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $750.00 divided by $1.46, the closing price of issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:13 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	513.7	$1.46	$750.00	Disclosure SEC source: 0001239819-16-000170 · wf-form4_147571278656338.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,948.69 Underlying: Common Stock · 513.7 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $750.00 divided by $1.46, the closing price of issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:13 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	8,561.64	$1.46	$12,499.99	Disclosure SEC source: 0001239819-16-000170 · wf-form4_147571278656338.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,434.99 Underlying: Common Stock · 8,561.64 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $12,500.00 divided by $1.46, the closing price of issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.