person · Reporting owner

ROEDEL RICHARD

Disclosed activity across 6 companies

Tapewire entity: 84518
SEC CIK: 0001205976

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LSB INDUSTRIES, INC.LXU · Entity 5122	Director	December 16, 2024	December 18, 2024
LUNA INNOVATIONS INCLUNA · Entity 84494	Director · Interim Exec Chair/President	March 24, 2024	March 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LSB INDUSTRIES, INC.

Report date December 16, 2024 · Filed December 18, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	124,346	Reported balance After 2024-12-16 transaction · row 1 1 source row Row 1 · 2024-12-16 · Grant · Acquired 15,234 · Balance 124,346 F1: (1) Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan, as amended. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the December 16, 2024 grant date, shall be nonforfeitable. Pursuant to the terms of the LSB Industries, Inc. Nonqualified Deferred Compensation Plan for Non-Employee Directors, the Restricted Stock Units will be settled in common stock of LXU within 90 days following the earlier to occur of: (i) the director's separation from service and (ii) the occurrence of a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: (1) Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan, as amended. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the December 16, 2024 grant date, shall be nonforfeitable. Pursuant to the terms of the LSB Industries, Inc. Nonqualified Deferred Compensation Plan for Non-Employee Directors, the Restricted Stock Units will be settled in common stock of LXU within 90 days following the earlier to occur of: (i) the director's separation from service and (ii) the occurrence of a change of control.

LUNA INNOVATIONS INC

Report date March 24, 2024 · Filed March 26, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	154,639	Reported balance After 2024-03-24 transaction · row 1 1 source row Row 1 · 2024-03-24 · Grant · Acquired 154,639 · Balance 154,639 F1: Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer. The Reporting Person was granted the restricted stock units in connection with the Reporting Person's appointment as Interim Executive Chairman and Interim President. One-fourth of the shares underlying the award will become eligible to vest on each three month anniversary of the grant date, subject to the Reporting Person's continued employment with the issuer as Interim Executive Chairman as of the applicable three month anniversary (the "Service-Eligible RSUs"). Any restricted stock units that become Service-Eligible RSUs will actually vest on March 24, 2025, subject to the Reporting Person's Continuous Service (as defined in the issuer's 2023 Equity Incentive Plan) to the issuer through such date. F2: In the event of Mr. Roedel's death or disability, or in the event of a change in control of the issuer, occurring (a) during Mr. Roedel's service as Interim Executive Chairman, the vesting of any unvested restricted stock units, whether or not Service-Eligible RSUs, shall accelerate in full, or (b) after the termination Mr. Roedel's service as Interim Executive Chair but while Mr. Roedel remains in Continuous Service, the vesting of any Service-Eligible RSUs shall accelerate in full. The restricted stock units have no expiration date.
Common StockSEC Table I · non-derivative	IndirectBy Profit Sharing Plan	237,573	Reported balance Holding disclosure · report date 2024-03-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 237,573
Common StockSEC Table I · non-derivative	IndirectBy Spousal Trust	524,633	Reported balance Holding disclosure · report date 2024-03-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 524,633 F3: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer. The Reporting Person was granted the restricted stock units in connection with the Reporting Person's appointment as Interim Executive Chairman and Interim President. One-fourth of the shares underlying the award will become eligible to vest on each three month anniversary of the grant date, subject to the Reporting Person's continued employment with the issuer as Interim Executive Chairman as of the applicable three month anniversary (the "Service-Eligible RSUs"). Any restricted stock units that become Service-Eligible RSUs will actually vest on March 24, 2025, subject to the Reporting Person's Continuous Service (as defined in the issuer's 2023 Equity Incentive Plan) to the issuer through such date.

F2: In the event of Mr. Roedel's death or disability, or in the event of a change in control of the issuer, occurring (a) during Mr. Roedel's service as Interim Executive Chairman, the vesting of any unvested restricted stock units, whether or not Service-Eligible RSUs, shall accelerate in full, or (b) after the termination Mr. Roedel's service as Interim Executive Chair but while Mr. Roedel remains in Continuous Service, the vesting of any Service-Eligible RSUs shall accelerate in full. The restricted stock units have no expiration date.

F3: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BrightView Holdings, Inc.

Report date December 31, 2024 · Filed January 02, 2025

Section 16 reporting ended · disclosed 2025-01-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	33,511	Reported balance After 2024-12-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-12-31 · Grant · Acquired 1,563 · Balance 33,511 F1: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. F2: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

CLARIVATE PLC

Report date December 31, 2024 · Filed January 03, 2025

Section 16 reporting ended · disclosed 2025-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	106,645	Ending reported balance After 2025-01-01 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2024-12-31 · Grant · Acquired 5,689 · Balance 107,971 F1: Quarterly award of shares elected in lieu of cash retainer of $28,904 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $5.08, the closing price of the issuer's ordinary shares on December 31, 2024. Row 2 · 2024-12-31 · Tax withholding · Disposed 257 · Balance 107,714 F2: Represents shares withheld for taxes. Row 3 · 2025-01-01 · Tax withholding · Disposed 1,069 · Balance 106,645 F3: Represents shares withheld for taxes due upon the vesting of restricted share units.
Ordinary SharesSEC Table I · non-derivative	Indirectby Profit Sharing Plan	4,090	Reported balance Holding disclosure · report date 2024-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,090
Ordinary SharesSEC Table I · non-derivative	Indirectby The Richard W. Roedel Trust	39,395	Reported balance Holding disclosure · report date 2024-12-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 39,395

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly award of shares elected in lieu of cash retainer of $28,904 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $5.08, the closing price of the issuer's ordinary shares on December 31, 2024.

F2: Represents shares withheld for taxes.

F3: Represents shares withheld for taxes due upon the vesting of restricted share units.

IHS Markit Ltd.

Report date April 26, 2020 · Filed June 02, 2020 · Amendment

Section 16 reporting ended · disclosed 2020-06-02. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectHeld by Spouse	189,075	Reported balance After 2020-04-26 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2020-04-26 · Grant · Acquired 340 · Balance 189,075 F1: This form 4/A is being filed to include the additional common shares which were acquired pursuant to the dividend equivalent provisions of certain underlying deferred stock units which settled following the reporting person's termination of service as a director. Such additional common shares were inadvertently excluded with the initial filing due to administrative error.
Common SharesSEC Table I · non-derivative	IndirectHeld by Spouse	186,651	Reported balance After 2020-04-26 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2020-04-26 · Tax withholding · Disposed 2,424 · Balance 186,651 F2: Represents shares repurchased by the company for withheld taxes due upon the delivery of common shares underlying deferred stock units which settled following the reporting person's termination of service as a director.
Common SharesSEC Table I · non-derivative	IndirectHeld by Profit Sharing Plan	11,029	Reported balance Holding disclosure · report date 2020-04-26 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 11,029

Filing footnotes · ownership attribution and instrument terms

F1: This form 4/A is being filed to include the additional common shares which were acquired pursuant to the dividend equivalent provisions of certain underlying deferred stock units which settled following the reporting person's termination of service as a director. Such additional common shares were inadvertently excluded with the initial filing due to administrative error.

F2: Represents shares repurchased by the company for withheld taxes due upon the delivery of common shares underlying deferred stock units which settled following the reporting person's termination of service as a director.

Six Flags Entertainment Corp/OLD

Report date May 05, 2021 · Filed May 07, 2021

Section 16 reporting ended · disclosed 2021-05-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	Direct	20,767	Reported balance After 2021-05-05 transaction · row 1 1 source row Row 1 · 2021-05-05 · Grant · Acquired 749 · Balance 20,767 F1: Represents deferral of director cash compensation into stock units pursuant to the Issuer's director cash retainer deferral program under the Issuer's Long-Term Incentive Plan.
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectHeld by reporting person's defined benefit pension plan	22,054	Reported balance Holding disclosure · report date 2021-05-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 22,054
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectHeld by reporting person's profit sharing plan	5,036	Reported balance Holding disclosure · report date 2021-05-05 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 5,036
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectBy reporting person's wife	45,561	Reported balance Holding disclosure · report date 2021-05-05 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 45,561

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferral of director cash compensation into stock units pursuant to the Issuer's director cash retainer deferral program under the Issuer's Long-Term Incentive Plan.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 13, 2019 Filed Sep 17, 2019 16:56 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock Option (Right to Buy) · Derivative	60,000	$0.00 Strike: $0.61	$0.00	Disclosure SEC source: 0001239819-19-000123 · wf-form4_156875375860674.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Profit Sharing Plan Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2019-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. F2 · derivative.underlying_shares: The reporting person transferred this option to his wife as a gift on June 15, 2018. The reporting person's wife transferred this option back to the reporting person's defined benefit plan as a gift on 9/12/2019. F2 · balance_after: The reporting person transferred this option to his wife as a gift on June 15, 2018. The reporting person's wife transferred this option back to the reporting person's defined benefit plan as a gift on 9/12/2019. Read SEC document
September 13, 2019 Filed Sep 17, 2019 16:56 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock	60,000	$0.61	$36,600.00	Disclosure SEC source: 0001239819-19-000123 · wf-form4_156875375860674.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Profit Sharing Plan Disclosed balance after: 177,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 10, 2019 Filed Sep 11, 2019 18:17 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	451	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000115 · wf-form4_156824022625316.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 219,107 Read SEC document
September 10, 2019 Filed Sep 11, 2019 18:17 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	451	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000115 · wf-form4_156824022625316.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
September 10, 2019 Filed Sep 11, 2019 18:17 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	451	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000115 · wf-form4_156824022625316.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451 F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document
August 01, 2019 Filed Aug 1, 2019 20:06 UTC	LSB INDUSTRIES, INC. LXU · Entity 5122	PurchaseCommon Stock	19,720	$5.26	$103,727.20	Disclosure SEC source: 0001567619-19-015608 · doc1.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Profit Sharing Plan Disclosed balance after: 26,820 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.12 to $5.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
July 26, 2019 Filed Jul 29, 2019 20:39 UTC	LSB INDUSTRIES, INC. LXU · Entity 5122	GiftCommon Stock	4,609	$0.00	$0.00	Disclosure SEC source: 0001567619-19-015344 · doc1.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,199 F1 · balance_after: On July 26, 2019, the reporting person transferred 4,609 shares of common stock to his spouse. The reporting person disclaims Section 16 beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Following this transfer, the reporting person directly held 28,780 shares and his spouse directly held 5,199 shares. Read SEC document
July 26, 2019 Filed Jul 29, 2019 20:39 UTC	LSB INDUSTRIES, INC. LXU · Entity 5122	GiftCommon Stock	4,609	$0.00	$0.00	Disclosure SEC source: 0001567619-19-015344 · doc1.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,780 F1 · balance_after: On July 26, 2019, the reporting person transferred 4,609 shares of common stock to his spouse. The reporting person disclaims Section 16 beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Following this transfer, the reporting person directly held 28,780 shares and his spouse directly held 5,199 shares. Read SEC document
July 01, 2019 Filed Jul 3, 2019 16:20 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	221.73	$4.51	$1,000.00	Disclosure SEC source: 0001239819-19-000078 · wf-form4_156218524027032.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,659.54 Underlying: Common Stock · 221.73 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the audit committee of the board of directors for the period from July 1, 2019 to September 30, 2019. The number of restricted stock units is equal to $1,000.00 divided by $4.51, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2019, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
July 01, 2019 Filed Jul 3, 2019 16:20 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	3,464.52	$4.51	$15,624.99	Disclosure SEC source: 0001239819-19-000078 · wf-form4_156218524027032.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,437.81 Underlying: Common Stock · 3,464.52 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: The grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from July 1, 2019 to September 30, 2019. The number of restricted stock units is equal to $15,625.00 divided by $4.51, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
June 28, 2019 Filed Jul 1, 2019 18:02 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantCommon Stock	1,336	$18.71	$24,996.56	Disclosure SEC source: 0001209191-19-039810 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,553 F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. F2 · balance_after: Includes unvested shares of restricted stock. Read SEC document
June 10, 2019 Filed Sep 11, 2019 16:58 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	493	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000107 · wf-form4_156823550607201.xml · nonDerivative · entry 6 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 218,656 F2 · shares: This Form 4 is being filed late due to inadvertent administrative oversight. Read SEC document
June 10, 2019 Filed Sep 11, 2019 16:58 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	493	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000107 · wf-form4_156823550607201.xml · nonDerivative · entry 5 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: This Form 4 is being filed late due to inadvertent administrative oversight. Read SEC document
June 10, 2019 Filed Sep 11, 2019 16:58 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	493	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000107 · wf-form4_156823550607201.xml · nonDerivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493 F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. F2 · shares: This Form 4 is being filed late due to inadvertent administrative oversight. Read SEC document
May 14, 2019 Filed May 16, 2019 16:05 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	11,600	$0.00	$0.00	Disclosure SEC source: 0001239819-19-000059 · wf-form4_155803709833110.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,973.29 Underlying: Common Stock · 11,600 shares Expires not disclosed F1 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Roedel's service as chairman of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $50,000 divided by $4.31, the closing price of the issuer's stock on the Nasdaq Capital Market on May 14, 2019, the date of grant. F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. Read SEC document
May 10, 2019 Filed May 10, 2019 18:14 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock Option (Right to Buy) · Derivative	120,000	$0.00 Strike: $0.82	$0.00	Disclosure SEC source: 0001239819-19-000045 · wf-form4_155752646150621.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. F2 · derivative.underlying_shares: The reporting person transferred this option to his wife as a gift on June 15, 2018. Read SEC document
May 10, 2019 Filed May 10, 2019 18:14 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock	120,000	$0.82	$98,400.00	Disclosure SEC source: 0001239819-19-000045 · wf-form4_155752646150621.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 144,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 08, 2019 Filed May 8, 2019 16:38 UTC	Six Flags Entertainment Corp/OLD SIX · Entity 89213	GiftCommon Stock, par value $0.025 per share	2,520	$0.00	$0.00	Disclosure SEC source: 0001179110-19-005719 · edgar.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,738 Read SEC document
May 06, 2019 Filed May 8, 2019 14:20 UTC	LSB INDUSTRIES, INC. LXU · Entity 5122	GrantCommon Stock	10,611	$0.00	$0.00	Disclosure SEC source: 0001567619-19-010081 · doc1.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,389 F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the May 6, 2019 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control. Read SEC document
May 01, 2019 Filed May 3, 2019 17:06 UTC	Six Flags Entertainment Corp/OLD SIX · Entity 89213	GrantCommon Stock, par value $0.025 per share	696	$0.00	$0.00	Disclosure SEC source: 0000701374-19-000113 · wf-form4_155691755362751.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,258 F3 · shares: Stock units pursuant to dividend equivalent rights under the director cash retainer deferral program under the Issuer's Long-Term Incentive Plan. The number of stock units was based on the conversion of cashdividend equivalents accumulated since the last annual meeting of stockholders on deferrals. Read SEC document
May 01, 2019 Filed May 3, 2019 17:06 UTC	Six Flags Entertainment Corp/OLD SIX · Entity 89213	GrantCommon Stock, par value $0.025 per share	1,299	$0.00	$0.00	Disclosure SEC source: 0000701374-19-000113 · wf-form4_155691755362751.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,562 F2 · shares: Represents deferral of director cash compensation into stock units pursuant to the Issuer's director cash retainer deferral program under the Issuer's Long-Term Incentive Plan. Read SEC document
May 01, 2019 Filed May 3, 2019 17:06 UTC	Six Flags Entertainment Corp/OLD SIX · Entity 89213	GrantCommon Stock, par value $0.025 per share	2,970	$0.00	$0.00	Disclosure SEC source: 0000701374-19-000113 · wf-form4_155691755362751.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,263 F1 · shares: Subject to vesting on the earlier of (i) the day immediately prior to the first annual meeting of stockholders of the Issuer after the Grant Date or (ii) the first anniversary of the Grant Date. Read SEC document
April 11, 2019 Filed Apr 15, 2019 17:28 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	3,272	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000066 · wf-form4_155536370246997.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 217,593 Read SEC document
April 11, 2019 Filed Apr 15, 2019 17:28 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	3,272	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000066 · wf-form4_155536370246997.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
April 11, 2019 Filed Apr 15, 2019 17:28 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	3,272	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000066 · wf-form4_155536370246997.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,272 F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:52 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	179	$4.19	$750.01	Disclosure SEC source: 0001239819-19-000033 · wf-form4_155423835496588.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,416.78 Underlying: Common Stock · 179 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the audit committee of the board of directors for the period from April 1, 2019 to June 30, 2019. The number of restricted stock units is equal to $750.00 divided by $4.19, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:52 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	2,983.29	$4.19	$12,499.99	Disclosure SEC source: 0001239819-19-000033 · wf-form4_155423835496588.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,237.78 Underlying: Common Stock · 2,983.29 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from April 1, 2019 to June 30, 2019. The number of restricted stock units is equal to $12,500.00 divided by $4.19, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
March 29, 2019 Filed Mar 29, 2019 17:54 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantCommon Stock	1,736	$14.40	$24,998.40	Disclosure SEC source: 0000899243-19-009288 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,217 F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. F2 · balance_after: Includes unvested shares of restricted stock. Read SEC document
March 27, 2019 Filed Mar 29, 2019 17:54 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantRestricted Stock Units · Derivative	9,634	$0.00	$0.00	Disclosure SEC source: 0000899243-19-009288 · doc4.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,634 Underlying: Common Stock · 9,634 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · kind: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020. F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020. F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020. Read SEC document
March 08, 2019 Filed Sep 11, 2019 16:58 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	570	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000107 · wf-form4_156823550607201.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 218,163 F2 · shares: This Form 4 is being filed late due to inadvertent administrative oversight. Read SEC document
March 08, 2019 Filed Sep 11, 2019 16:58 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	570	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000107 · wf-form4_156823550607201.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: This Form 4 is being filed late due to inadvertent administrative oversight. Read SEC document
March 08, 2019 Filed Sep 11, 2019 16:58 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	570	$0.00	$0.00	Disclosure SEC source: 0001598014-19-000107 · wf-form4_156823550607201.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. F2 · shares: This Form 4 is being filed late due to inadvertent administrative oversight. Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:06 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	223.88	$3.35	$750.00	Disclosure SEC source: 0001239819-19-000007 · wf-form4_154663956424341.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,254.49 Underlying: Common Stock · 223.88 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the audit committee of the board of directors for the period from January 1, 2019 to March 31, 2019. The number of restricted stock units is equal to $750.00 divided by $3.35, the closing price of issuer's common stock on the Nasdaq Capital Market on January 2, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:06 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	3,731.34	$3.35	$12,499.99	Disclosure SEC source: 0001239819-19-000007 · wf-form4_154663956424341.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,030.61 Underlying: Common Stock · 3,731.34 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from January 1, 2019 to March 31, 2019. The number of restricted stock units is equal to $12,500.00 divided by $3.35, the closing price of issuer's common stock on the Nasdaq Capital Market on January 2, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
December 21, 2018 Filed Dec 21, 2018 09:06 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock Option (Right to Buy) · Derivative	20,000	$0.00 Strike: $2.11	$0.00	Disclosure SEC source: 0001239819-18-000077 · wf-form4_154540114432185.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-12-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested and exercisable. F2 · derivative.underlying_shares: The reporting person transferred this option to his wife as a gift on June 15, 2018. Read SEC document
December 21, 2018 Filed Dec 21, 2018 09:06 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock	20,000	$0.00	$0.00	Disclosure SEC source: 0001239819-18-000077 · wf-form4_154540114432185.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 24,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:46 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	590	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000137 · wf-form4_154457195758398.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 214,321 Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:46 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	590	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000137 · wf-form4_154457195758398.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:46 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	590	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000137 · wf-form4_154457195758398.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590 F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:52 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	232.2	$3.23	$750.01	Disclosure SEC source: 0001628280-18-012231 · wf-form4_153853150894744.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,299.27 Underlying: Common Stock · 232.2 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from October 1, 2018 to December 31, 2018. The number of restricted stock units is equal to $750.00 divided by $3.23, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:52 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	3,869.97	$3.23	$12,500.00	Disclosure SEC source: 0001628280-18-012231 · wf-form4_153853150894744.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,067.07 Underlying: Common Stock · 3,869.97 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from September 1, 2018 to December 31, 2018. The number of restricted stock units is equal to $12,500.00 divided by $3.23, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
September 10, 2018 Filed Sep 12, 2018 17:46 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	545	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000114 · wf-form4_153678875295486.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 213,731 Read SEC document
September 10, 2018 Filed Sep 12, 2018 17:46 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	545	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000114 · wf-form4_153678875295486.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
September 10, 2018 Filed Sep 12, 2018 17:46 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	545	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000114 · wf-form4_153678875295486.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document
August 01, 2018 Filed Aug 2, 2018 17:01 UTC	Six Flags Entertainment Corp/OLD SIX · Entity 89213	PurchaseCommon Stock, par value $0.025 per share	954	$62.82	$59,930.28	Disclosure SEC source: 0000701374-18-000173 · wf-form4_153324368526911.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by reporting person's profit sharing plan Disclosed balance after: 954 Read SEC document
August 01, 2018 Filed Aug 2, 2018 17:01 UTC	Six Flags Entertainment Corp/OLD SIX · Entity 89213	PurchaseCommon Stock, par value $0.025 per share	3,020	$62.86	$189,837.20	Disclosure SEC source: 0000701374-18-000173 · wf-form4_153324368526911.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by reporting person's defined benefit pension plan Disclosed balance after: 20,474 Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:08 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	235.11	$3.19	$750.00	Disclosure SEC source: 0001239819-18-000056 · wf-form4_153065931762076.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,197.1 Underlying: Common Stock · 235.11 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from July 1, 2018 to September 30, 2018. The number of restricted stock units is equal to $750.00 divided by $3.19, the closing price of the issuer's common stock on the Nasdaq Capital Market on July 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:08 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	3,918.5	$3.19	$12,500.02	Disclosure SEC source: 0001239819-18-000056 · wf-form4_153065931762076.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,961.99 Underlying: Common Stock · 3,918.5 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from July 1, 2018 to September 30, 2018. The number of restricted stock units is equal to $12,500.00 divided by $3.19, the closing price of the issuer's common stock on the Nasdaq Capital Market on July 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
June 10, 2018 Filed Jun 12, 2018 16:28 UTC	IHS Markit Ltd. INFO · Entity 129710	GrantCommon Shares	586	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000096 · wf-form4_152883530269109.xml · nonDerivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 213,186 Read SEC document
June 10, 2018 Filed Jun 12, 2018 16:28 UTC	IHS Markit Ltd. INFO · Entity 129710	GiftCommon Shares	586	$0.00	$0.00	Disclosure SEC source: 0001598014-18-000096 · wf-form4_152883530269109.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.