person · Reporting owner

ROEDEL RICHARD

Disclosed activity across 6 companies

Tapewire entity: 84518
SEC CIK: 0001205976

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LSB INDUSTRIES, INC.LXU · Entity 5122	Director	December 16, 2024	December 18, 2024
LUNA INNOVATIONS INCLUNA · Entity 84494	Director · Interim Exec Chair/President	March 24, 2024	March 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LSB INDUSTRIES, INC.

Report date December 16, 2024 · Filed December 18, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	124,346	Reported balance After 2024-12-16 transaction · row 1 1 source row Row 1 · 2024-12-16 · Grant · Acquired 15,234 · Balance 124,346 F1: (1) Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan, as amended. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the December 16, 2024 grant date, shall be nonforfeitable. Pursuant to the terms of the LSB Industries, Inc. Nonqualified Deferred Compensation Plan for Non-Employee Directors, the Restricted Stock Units will be settled in common stock of LXU within 90 days following the earlier to occur of: (i) the director's separation from service and (ii) the occurrence of a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: (1) Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan, as amended. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the December 16, 2024 grant date, shall be nonforfeitable. Pursuant to the terms of the LSB Industries, Inc. Nonqualified Deferred Compensation Plan for Non-Employee Directors, the Restricted Stock Units will be settled in common stock of LXU within 90 days following the earlier to occur of: (i) the director's separation from service and (ii) the occurrence of a change of control.

LUNA INNOVATIONS INC

Report date March 24, 2024 · Filed March 26, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	154,639	Reported balance After 2024-03-24 transaction · row 1 1 source row Row 1 · 2024-03-24 · Grant · Acquired 154,639 · Balance 154,639 F1: Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer. The Reporting Person was granted the restricted stock units in connection with the Reporting Person's appointment as Interim Executive Chairman and Interim President. One-fourth of the shares underlying the award will become eligible to vest on each three month anniversary of the grant date, subject to the Reporting Person's continued employment with the issuer as Interim Executive Chairman as of the applicable three month anniversary (the "Service-Eligible RSUs"). Any restricted stock units that become Service-Eligible RSUs will actually vest on March 24, 2025, subject to the Reporting Person's Continuous Service (as defined in the issuer's 2023 Equity Incentive Plan) to the issuer through such date. F2: In the event of Mr. Roedel's death or disability, or in the event of a change in control of the issuer, occurring (a) during Mr. Roedel's service as Interim Executive Chairman, the vesting of any unvested restricted stock units, whether or not Service-Eligible RSUs, shall accelerate in full, or (b) after the termination Mr. Roedel's service as Interim Executive Chair but while Mr. Roedel remains in Continuous Service, the vesting of any Service-Eligible RSUs shall accelerate in full. The restricted stock units have no expiration date.
Common StockSEC Table I · non-derivative	IndirectBy Profit Sharing Plan	237,573	Reported balance Holding disclosure · report date 2024-03-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 237,573
Common StockSEC Table I · non-derivative	IndirectBy Spousal Trust	524,633	Reported balance Holding disclosure · report date 2024-03-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 524,633 F3: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer. The Reporting Person was granted the restricted stock units in connection with the Reporting Person's appointment as Interim Executive Chairman and Interim President. One-fourth of the shares underlying the award will become eligible to vest on each three month anniversary of the grant date, subject to the Reporting Person's continued employment with the issuer as Interim Executive Chairman as of the applicable three month anniversary (the "Service-Eligible RSUs"). Any restricted stock units that become Service-Eligible RSUs will actually vest on March 24, 2025, subject to the Reporting Person's Continuous Service (as defined in the issuer's 2023 Equity Incentive Plan) to the issuer through such date.

F2: In the event of Mr. Roedel's death or disability, or in the event of a change in control of the issuer, occurring (a) during Mr. Roedel's service as Interim Executive Chairman, the vesting of any unvested restricted stock units, whether or not Service-Eligible RSUs, shall accelerate in full, or (b) after the termination Mr. Roedel's service as Interim Executive Chair but while Mr. Roedel remains in Continuous Service, the vesting of any Service-Eligible RSUs shall accelerate in full. The restricted stock units have no expiration date.

F3: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BrightView Holdings, Inc.

Report date December 31, 2024 · Filed January 02, 2025

Section 16 reporting ended · disclosed 2025-01-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	33,511	Reported balance After 2024-12-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-12-31 · Grant · Acquired 1,563 · Balance 33,511 F1: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. F2: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

CLARIVATE PLC

Report date December 31, 2024 · Filed January 03, 2025

Section 16 reporting ended · disclosed 2025-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	106,645	Ending reported balance After 2025-01-01 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2024-12-31 · Grant · Acquired 5,689 · Balance 107,971 F1: Quarterly award of shares elected in lieu of cash retainer of $28,904 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $5.08, the closing price of the issuer's ordinary shares on December 31, 2024. Row 2 · 2024-12-31 · Tax withholding · Disposed 257 · Balance 107,714 F2: Represents shares withheld for taxes. Row 3 · 2025-01-01 · Tax withholding · Disposed 1,069 · Balance 106,645 F3: Represents shares withheld for taxes due upon the vesting of restricted share units.
Ordinary SharesSEC Table I · non-derivative	Indirectby Profit Sharing Plan	4,090	Reported balance Holding disclosure · report date 2024-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,090
Ordinary SharesSEC Table I · non-derivative	Indirectby The Richard W. Roedel Trust	39,395	Reported balance Holding disclosure · report date 2024-12-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 39,395

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly award of shares elected in lieu of cash retainer of $28,904 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $5.08, the closing price of the issuer's ordinary shares on December 31, 2024.

F2: Represents shares withheld for taxes.

F3: Represents shares withheld for taxes due upon the vesting of restricted share units.

IHS Markit Ltd.

Report date April 26, 2020 · Filed June 02, 2020 · Amendment

Section 16 reporting ended · disclosed 2020-06-02. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectHeld by Spouse	189,075	Reported balance After 2020-04-26 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2020-04-26 · Grant · Acquired 340 · Balance 189,075 F1: This form 4/A is being filed to include the additional common shares which were acquired pursuant to the dividend equivalent provisions of certain underlying deferred stock units which settled following the reporting person's termination of service as a director. Such additional common shares were inadvertently excluded with the initial filing due to administrative error.
Common SharesSEC Table I · non-derivative	IndirectHeld by Spouse	186,651	Reported balance After 2020-04-26 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2020-04-26 · Tax withholding · Disposed 2,424 · Balance 186,651 F2: Represents shares repurchased by the company for withheld taxes due upon the delivery of common shares underlying deferred stock units which settled following the reporting person's termination of service as a director.
Common SharesSEC Table I · non-derivative	IndirectHeld by Profit Sharing Plan	11,029	Reported balance Holding disclosure · report date 2020-04-26 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 11,029

Filing footnotes · ownership attribution and instrument terms

F1: This form 4/A is being filed to include the additional common shares which were acquired pursuant to the dividend equivalent provisions of certain underlying deferred stock units which settled following the reporting person's termination of service as a director. Such additional common shares were inadvertently excluded with the initial filing due to administrative error.

F2: Represents shares repurchased by the company for withheld taxes due upon the delivery of common shares underlying deferred stock units which settled following the reporting person's termination of service as a director.

Six Flags Entertainment Corp/OLD

Report date May 05, 2021 · Filed May 07, 2021

Section 16 reporting ended · disclosed 2021-05-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	Direct	20,767	Reported balance After 2021-05-05 transaction · row 1 1 source row Row 1 · 2021-05-05 · Grant · Acquired 749 · Balance 20,767 F1: Represents deferral of director cash compensation into stock units pursuant to the Issuer's director cash retainer deferral program under the Issuer's Long-Term Incentive Plan.
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectHeld by reporting person's defined benefit pension plan	22,054	Reported balance Holding disclosure · report date 2021-05-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 22,054
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectHeld by reporting person's profit sharing plan	5,036	Reported balance Holding disclosure · report date 2021-05-05 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 5,036
Common Stock, par value $0.025 per shareSEC Table I · non-derivative	IndirectBy reporting person's wife	45,561	Reported balance Holding disclosure · report date 2021-05-05 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 45,561

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferral of director cash compensation into stock units pursuant to the Issuer's director cash retainer deferral program under the Issuer's Long-Term Incentive Plan.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 03, 2023 Filed Apr 4, 2023 18:42 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	176.55	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000058 · wf-form4_168064811132713.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,180.48 Underlying: Common Stock · 176.55 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
April 03, 2023 Filed Apr 4, 2023 18:42 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	176.55	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000058 · wf-form4_168064811132713.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,003.93 Underlying: Common Stock · 176.55 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the nominating and governance committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
April 03, 2023 Filed Apr 4, 2023 18:42 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	388.42	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000058 · wf-form4_168064811132713.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,827.38 Underlying: Common Stock · 388.42 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as the chairman of the risk committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $2,750.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
April 03, 2023 Filed Apr 4, 2023 18:42 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	2,224.58	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000058 · wf-form4_168064811132713.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,438.96 Underlying: Common Stock · 2,224.58 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: The grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $15,750.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:00 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantCommon Stock	4,448	$5.62	$24,997.76	Disclosure SEC source: 0001209191-23-022147 · doc4.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,643 F3 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. F2 · balance_after: The number of shares of common stock reported in Column 5 does not include 93,880 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries. Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:36 UTC	CLARIVATE PLC CLVT · Entity 4778	Tax withholdingOrdinary Shares	139	$9.39	$1,305.21	Disclosure SEC source: 0001764046-23-000038 · wf-form4_168064414307971.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,953 F2 · shares: Represents shares withheld for taxes. Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:36 UTC	CLARIVATE PLC CLVT · Entity 4778	GrantOrdinary Shares	3,073	$9.39	$28,855.47	Disclosure SEC source: 0001764046-23-000038 · wf-form4_168064414307971.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,092 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $28,861 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $9.39, the closing price of the issuer's ordinary shares on March 31, 2023. Read SEC document
March 08, 2023 Filed Mar 8, 2023 17:00 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantRestricted Stock Units · Derivative	17,111	$0.00	$0.00	Disclosure SEC source: 0001209191-23-017229 · doc4.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,111 Underlying: Common Stock · 17,111 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer. F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer. Read SEC document
March 06, 2023 Filed Mar 8, 2023 17:00 UTC	BrightView Holdings, Inc. BV · Entity 4938	Exercise / conversionRestricted Stock Units · Derivative	9,086	$0.00	$0.00	Disclosure SEC source: 0001209191-23-017229 · doc4.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,086 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). F3 · derivative.exercise_date: On March 9, 2022, the Reporting Person was issued 9,086 time-based restricted stock units as director compensation that vested on March 6, 2023. F3 · derivative.expiration_date: On March 9, 2022, the Reporting Person was issued 9,086 time-based restricted stock units as director compensation that vested on March 6, 2023. Read SEC document
March 06, 2023 Filed Mar 8, 2023 17:00 UTC	BrightView Holdings, Inc. BV · Entity 4938	Exercise / conversionCommon Stock	9,086	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-23-017229 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. Read SEC document
January 03, 2023 Filed Jan 4, 2023 17:18 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	139.04	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000010 · wf-form4_167287069393724.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,214.38 Underlying: Common Stock · 139.04 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
January 03, 2023 Filed Jan 4, 2023 17:18 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	139.04	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000010 · wf-form4_167287069393724.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,075.34 Underlying: Common Stock · 139.04 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the nominating and governance committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
January 03, 2023 Filed Jan 4, 2023 17:18 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	305.9	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000010 · wf-form4_167287069393724.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,936.3 Underlying: Common Stock · 305.9 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as the chairman of the risk committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $2,750.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
January 03, 2023 Filed Jan 4, 2023 17:18 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	1,751.95	$0.00	$0.00	Disclosure SEC source: 0001239819-23-000010 · wf-form4_167287069393724.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,630.4 Underlying: Common Stock · 1,751.95 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: The grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $15,750.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
December 31, 2022 Filed Jan 3, 2023 16:01 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantCommon Stock	3,628	$6.89	$24,996.92	Disclosure SEC source: 0001209191-23-000163 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,819 F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:46 UTC	CLARIVATE PLC CLVT · Entity 4778	Tax withholdingOrdinary Shares	156	$8.34	$1,301.04	Disclosure SEC source: 0001764046-23-000008 · wf-form4_167287234209440.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,019 F2 · shares: Represents shares withheld for taxes. Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:46 UTC	CLARIVATE PLC CLVT · Entity 4778	GrantOrdinary Shares	3,447	$8.34	$28,747.98	Disclosure SEC source: 0001764046-23-000008 · wf-form4_167287234209440.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,175 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $28,750 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $8.34, the closing price of the issuer's ordinary shares on December 30, 2022, and rounding down to the next whole share. Read SEC document
December 21, 2022 Filed Apr 3, 2023 16:00 UTC	BrightView Holdings, Inc. BV · Entity 4938	GiftCommon Stock	32,710	$0.00	$0.00	Disclosure SEC source: 0001209191-23-022147 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,195 F1 · kind: Transfer by bona fide gift to a trust of which the reporting person's adult children are trustees and beneficiaries. F2 · balance_after: The number of shares of common stock reported in Column 5 does not include 93,880 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries. Read SEC document
October 27, 2022 Filed Nov 1, 2022 17:03 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock Option (Right to Buy) · Derivative	7,068	$0.00 Strike: $1.69	$0.00	Disclosure SEC source: 0001239819-22-000119 · wf-form4_166733658606558.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spousal Trust Disclosed balance after: 0 Underlying: Common Stock · 7,068 shares Expires 2022-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are fully vested and exercisable. F1 · ownership.nature: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT. Read SEC document
October 27, 2022 Filed Nov 1, 2022 17:03 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock	7,068	$1.69	$11,944.92	Disclosure SEC source: 0001239819-22-000119 · wf-form4_166733658606558.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spousal Trust Disclosed balance after: 284,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person's spouse is trustee of the Spousal Lifetime Access Trust (SLAT). The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT. Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:26 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	274.12	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000114 · wf-form4_166491876777935.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,878.45 Underlying: Common Stock · 274.12 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $1,250.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:26 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	274.12	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000114 · wf-form4_166491876777935.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,604.33 Underlying: Common Stock · 274.12 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the nominating and governance committee of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $1,250.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:26 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	603.07	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000114 · wf-form4_166491876777935.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,330.21 Underlying: Common Stock · 603.07 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as the chairman of the risk committee of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $2,750.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:26 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	3,453.95	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000114 · wf-form4_166491876777935.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,727.14 Underlying: Common Stock · 3,453.95 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: The grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $15,750.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
September 30, 2022 Filed Oct 3, 2022 17:01 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantCommon Stock	3,148	$7.94	$24,995.12	Disclosure SEC source: 0001209191-22-051897 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,191 F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:52 UTC	CLARIVATE PLC CLVT · Entity 4778	Tax withholdingOrdinary Shares	138	$9.39	$1,295.82	Disclosure SEC source: 0001764046-22-000156 · wf-form4_166492392406773.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,728 F2 · shares: Represents shares withheld for taxes. Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:52 UTC	CLARIVATE PLC CLVT · Entity 4778	GrantOrdinary Shares	3,061	$9.39	$28,742.79	Disclosure SEC source: 0001764046-22-000156 · wf-form4_166492392406773.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,866 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $28,750 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $9.39, the closing price of the issuer's ordinary shares on September 30, 2022, and rounding down to the next whole share. Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:11 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	224.82	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000100 · wf-form4_165705548193603.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,273.19 Underlying: Common Stock · 224.82 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:11 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	224.82	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000100 · wf-form4_165705548193603.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,048.37 Underlying: Common Stock · 224.82 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the nominating and governance committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:11 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	494.6	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000100 · wf-form4_165705548193603.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,823.55 Underlying: Common Stock · 494.6 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as the chairman of the risk committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $2,750.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:11 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	2,832.73	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000100 · wf-form4_165705548193603.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,328.95 Underlying: Common Stock · 2,832.73 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: The grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $15,750.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:15 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantCommon Stock	2,083	$12.00	$24,996.00	Disclosure SEC source: 0001209191-22-040215 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,043 F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:43 UTC	CLARIVATE PLC CLVT · Entity 4778	Tax withholdingOrdinary Shares	84	$13.86	$1,164.24	Disclosure SEC source: 0001764046-22-000128 · wf-form4_165705742429544.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,805 F2 · shares: Represents shares withheld for taxes. Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:43 UTC	CLARIVATE PLC CLVT · Entity 4778	GrantOrdinary Shares	1,866	$13.86	$25,862.76	Disclosure SEC source: 0001764046-22-000128 · wf-form4_165705742429544.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,889 F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $25,865.38 (including pro rata Audit Committee Chair fees due from May 5, 2022) for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $13.86, the closing price of the issuer's ordinary shares on June 30, 2022. Read SEC document
May 13, 2022 Filed May 16, 2023 22:18 UTC	LSB INDUSTRIES, INC. LXU · Entity 5122	GrantCommon Stock	4,770	$17.82	$85,001.40	Disclosure SEC source: 0001140361-23-025107 · form4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,147 F1 · shares: Vesting of RSUs granted on May 17, 2022 but not previously reported. Read SEC document
May 12, 2022 Filed May 12, 2022 18:01 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock Option (Right to Buy) · Derivative	17,096	$0.00 Strike: $1.63	$0.00	Disclosure SEC source: 0001239819-22-000072 · wf-form4_165239288394439.xml · derivative · entry 6 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spousal trust Disclosed balance after: 17,096 Underlying: Common Stock · 17,096 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Shares are fully vested and exercisable. F7 · balance_after: The Reporting Person transferred these options to his spouse as a gift on June 15, 2018. On September 16, 2021, the Reporting Person's spouse transferred these stock options to the SLAT. F2 · ownership.nature: The Reporting Person's spouse is trustee of the SLAT. The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT. Read SEC document
May 12, 2022 Filed May 12, 2022 18:01 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock Option (Right to Buy) · Derivative	40,000	$0.00 Strike: $1.63	$0.00	Disclosure SEC source: 0001239819-22-000072 · wf-form4_165239288394439.xml · derivative · entry 5 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spousal trust Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Shares are fully vested and exercisable. F7 · balance_after: The Reporting Person transferred these options to his spouse as a gift on June 15, 2018. On September 16, 2021, the Reporting Person's spouse transferred these stock options to the SLAT. F2 · ownership.nature: The Reporting Person's spouse is trustee of the SLAT. The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT. Read SEC document
May 12, 2022 Filed May 12, 2022 18:01 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock	17,096	$1.63	$27,866.48	Disclosure SEC source: 0001239819-22-000072 · wf-form4_165239288394439.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spousal Trust Disclosed balance after: 277,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person's spouse is trustee of the SLAT. The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT. Read SEC document
May 12, 2022 Filed May 12, 2022 18:01 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	Exercise / conversionCommon Stock	40,000	$1.63	$65,200.00	Disclosure SEC source: 0001239819-22-000072 · wf-form4_165239288394439.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spousal Trust Disclosed balance after: 260,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Subsequent to the Reporting Person's most recent Form 4 reporting holdings of Common Stock, the Reporting Person's spouse transferred 220,469 shares of common stock to a Spousal Lifetime Access Trust (SLAT). F2 · ownership.nature: The Reporting Person's spouse is trustee of the SLAT. The beneficiaries of the SLAT are the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of the securities held by the SLAT. Read SEC document
May 10, 2022 Filed May 12, 2022 18:01 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	21,200	$0.00	$0.00	Disclosure SEC source: 0001239819-22-000072 · wf-form4_165239288394439.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,496.22 Underlying: Common Stock · 21,200 shares Expires not disclosed F3 · derivative.exercise_price: Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was awarded in connection with Mr. Roedel's service as chairman of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $113,000 divided by $5.33, the closing price of the issuer's stock on the Nasdaq Capital Market on May 10, 2022, the date of grant. F5 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. F5 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. Read SEC document
May 06, 2022 Filed May 9, 2022 22:22 UTC	CLARIVATE PLC CLVT · Entity 4778	Tax withholdingOrdinary Shares	266	$14.65	$3,896.90	Disclosure SEC source: 0001764046-22-000104 · wf-form4_165213490722830.xml · nonDerivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,023 F2 · shares: Represents shares withheld for taxes. Read SEC document
May 05, 2022 Filed May 9, 2022 22:22 UTC	CLARIVATE PLC CLVT · Entity 4778	GrantOrdinary Shares	11,163	$0.00	$0.00	Disclosure SEC source: 0001764046-22-000104 · wf-form4_165213490722830.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,289 F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:05 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	133.51	$7.49	$999.99	Disclosure SEC source: 0001239819-22-000050 · wf-form4_164910629569208.xml · derivative · entry 4 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,296.22 Underlying: Common Stock · 133.51 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the compensation committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $1,000.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:05 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	133.51	$7.49	$999.99	Disclosure SEC source: 0001239819-22-000050 · wf-form4_164910629569208.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,162.71 Underlying: Common Stock · 133.51 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service on the nominating and governance committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $1,000.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:05 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	367.16	$7.49	$2,750.03	Disclosure SEC source: 0001239819-22-000050 · wf-form4_164910629569208.xml · derivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,029.2 Underlying: Common Stock · 367.16 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as the chairman of the risk committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $2,750.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:05 UTC	LUNA INNOVATIONS INC LUNA · Entity 84494	GrantStock Units · Derivative	2,086.11	$7.49	$15,624.96	Disclosure SEC source: 0001239819-22-000050 · wf-form4_164910629569208.xml · derivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662.04 Underlying: Common Stock · 2,086.11 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: The grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Roedel's service as chairman of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $15,625.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Period's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:13 UTC	CLARIVATE PLC CLVT · Entity 4778	Tax withholdingOrdinary Shares	58	$16.76	$972.08	Disclosure SEC source: 0001764046-22-000080 · wf-form4_164910680100799.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 F2 · kind: Represents shares withheld for taxes. Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:13 UTC	CLARIVATE PLC CLVT · Entity 4778	GrantOrdinary Shares	1,267	$16.76	$21,234.92	Disclosure SEC source: 0001764046-22-000080 · wf-form4_164910680100799.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,184 F1 · kind: Quarterly award of shares elected in lieu of cash retainer of $21,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $16.76, the closing price of the issuer's ordinary shares on March 31, 2022. Read SEC document
March 31, 2022 Filed Apr 4, 2022 17:00 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantCommon Stock	1,836	$13.61	$24,987.96	Disclosure SEC source: 0001209191-22-022489 · doc4.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,960 F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash. Read SEC document
March 09, 2022 Filed Mar 9, 2022 17:00 UTC	BrightView Holdings, Inc. BV · Entity 4938	GrantRestricted Stock Units · Derivative	9,086	$0.00	$0.00	Disclosure SEC source: 0001209191-22-017610 · doc4.xml · derivative · entry 3 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,086 Underlying: Common Stock · 9,086 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer. F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.