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person · Reporting owner

PRATT GORDON G

Disclosed activity across 2 companies

Tapewire entity
84512
SEC CIK
0001409889

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atlas Financial Holdings, Inc.AFH · Entity 94046DirectorJanuary 07, 2019January 08, 2019
Limbach Holdings, Inc.LMB · Entity 5430DirectorJanuary 01, 2025January 03, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atlas Financial Holdings, Inc.

Report date January 07, 2019 · Filed January 08, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Common Stock UnitsSEC Table I · non-derivativeDirect3,810 Reported balance After 2019-01-07 transaction · row 1
1 source row

Row 1 · 2019-01-07 · Grant · Acquired 3,810 · Balance 3,810

F1: Pursuant to Grant. Cost basis zero.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to Grant. Cost basis zero.

Limbach Holdings, Inc.

Report date January 01, 2025 · Filed January 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,696 Reported balance After 2025-01-01 transaction · row 1
1 source row

Row 1 · 2025-01-01 · Exercise / conversion · Acquired 1,914 · Balance 43,696

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-01-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-01-01 · Exercise / conversion · Disposed 1,914 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4: This award of RSUs was granted on January 1, 2024. The RSUs cliff vested on January 1, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect956 Reported balance After 2025-01-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-01-01 · Grant · Acquired 956 · Balance 956

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F5: This award of RSUs was granted on January 1, 2025. The RSUs are scheduled to cliff vest on January 1, 2026.

Common StockSEC Table I · non-derivativeIndirectSee Footnote98,757 Reported balance Holding disclosure · report date 2025-01-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 98,757

F1: Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnote227,341 Reported balance Holding disclosure · report date 2025-01-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 227,341

F2: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4: This award of RSUs was granted on January 1, 2024. The RSUs cliff vested on January 1, 2025.

F5: This award of RSUs was granted on January 1, 2025. The RSUs are scheduled to cliff vest on January 1, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2025 Filed Jan 3, 2025 22:07 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 956 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000363 · wk-form4_1735942013.xml · derivative · entry 5

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956

Underlying: Common Stock · 956 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on January 1, 2025. The RSUs are scheduled to cliff vest on January 1, 2026.

F5 · derivative.expiration_date: This award of RSUs was granted on January 1, 2025. The RSUs are scheduled to cliff vest on January 1, 2026.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:07 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000363 · wk-form4_1735942013.xml · derivative · entry 4

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on January 1, 2024. The RSUs cliff vested on January 1, 2025.

F4 · derivative.expiration_date: This award of RSUs was granted on January 1, 2024. The RSUs cliff vested on January 1, 2025.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:07 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000363 · wk-form4_1735942013.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:25 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000304 · wk-form4_1704324278.xml · derivative · entry 7

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,914

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F6 · derivative.exercise_date: This award of RSUs was granted on 01/01/2024. The RSUs are scheduled to cliff vest on January 1, 2025.

F6 · derivative.expiration_date: This award of RSUs was granted on 01/01/2024. The RSUs are scheduled to cliff vest on January 1, 2025.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:25 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 6,906 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000304 · wk-form4_1704324278.xml · derivative · entry 6

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 01/04/2023. The RSUs cliff vested on January 1, 2024.

F5 · derivative.expiration_date: This award of RSUs was granted on 01/04/2023. The RSUs cliff vested on January 1, 2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:25 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000304 · wk-form4_1704324278.xml · derivative · entry 5

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,906

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:25 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 6,906 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000304 · wk-form4_1704324278.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:25 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000304 · wk-form4_1704324278.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:59 UTC Limbach Holdings, Inc. LMB · Entity 5430 Other$15 Exercise Price Sponsor Warrant · Derivative 100,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001628280-23-020708 · wk-form4_1685743170.xml · derivative · entry 5

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2023-07-20

F1 · ownership.nature: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:59 UTC Limbach Holdings, Inc. LMB · Entity 5430 SaleCommon Stock 70,939 $21.15 $1,500,005.16
Disclosure

SEC source: 0001628280-23-020708 · wk-form4_1685743170.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 227,341

F2 · kind: On June 1, 2023, the Reporting Person exercised a warrant to purchase 100,000 shares of the Limbach Holdings, Inc. (the "Company") Common Stock for $15.00 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 70,939 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 29,061 shares.

F1 · ownership.nature: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:59 UTC Limbach Holdings, Inc. LMB · Entity 5430 OtherCommon Stock 100,000 $15.00 $1,500,000.00
Disclosure

SEC source: 0001628280-23-020708 · wk-form4_1685743170.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 298,280

F1 · ownership.nature: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 04, 2023 Filed Jan 4, 2023 23:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 6,906 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · derivative · entry 9

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,973

Underlying: Common Stock · 6,906 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F7 · derivative.exercise_date: This award of RSUs was granted on 01/04/2023. The RSUs are scheduled to cliff vest on January 1, 2024.

F7 · derivative.expiration_date: This award of RSUs was granted on 01/04/2023. The RSUs are scheduled to cliff vest on January 1, 2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 8,876 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · derivative · entry 8

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 8,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F6 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023.

F6 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · derivative · entry 7

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,943

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

F5 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · derivative · entry 6

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,010

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 8,876 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · nonDerivative · entry 3

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:15 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 8,876 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000225 · wf-form4_164133680631710.xml · derivative · entry 9

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,077

Underlying: Common Stock · 8,876 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F7 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023.

F7 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000225 · wf-form4_164133680631710.xml · derivative · entry 8

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F6 · derivative.exercise_date: This award of RSUs was granted on 01/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

F6 · derivative.expiration_date: This award of RSUs was granted on 01/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000225 · wf-form4_164133680631710.xml · derivative · entry 7

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

F5 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000225 · wf-form4_164133680631710.xml · derivative · entry 6

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,066 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000225 · wf-form4_164133680631710.xml · nonDerivative · entry 3

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000225 · wf-form4_164133680631710.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000225 · wf-form4_164133680631710.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:42 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000067 · wf-form4_160988295841215.xml · derivative · entry 9

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,401

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F7 · derivative.exercise_date: This award of RSUs was granted on 01/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

F7 · derivative.expiration_date: This award of RSUs was granted on 01/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:42 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000067 · wf-form4_160988295841215.xml · derivative · entry 8

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F6 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

F6 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:42 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000067 · wf-form4_160988295841215.xml · derivative · entry 7

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F5 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:42 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000067 · wf-form4_160988295841215.xml · derivative · entry 6

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:42 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,066 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000067 · wf-form4_160988295841215.xml · nonDerivative · entry 3

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:42 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000067 · wf-form4_160988295841215.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:42 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000067 · wf-form4_160988295841215.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:22 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-000982 · tm1928451d1_4.xml · derivative · entry 9

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,401

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F7 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

F7 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:22 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-000982 · tm1928451d1_4.xml · derivative · entry 8

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F6 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F6 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:22 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,067 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-000982 · tm1928451d1_4.xml · derivative · entry 7

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Stock · 1,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F5 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F5 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:22 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,068 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-000982 · tm1928451d1_4.xml · derivative · entry 6

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Common Stock · 1,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:22 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000982 · tm1928451d1_4.xml · nonDerivative · entry 3

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:22 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000982 · tm1928451d1_4.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:22 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-000982 · tm1928451d1_4.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
November 19, 2019 Filed Nov 22, 2019 02:45 UTC Limbach Holdings, Inc. LMB · Entity 5430 Other$15 Exercise Price Sponsor Warrant · Derivative 100,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001104659-19-066353 · tm1923666d1_4.xml · derivative · entry 4

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2023-07-20

F5 · derivative.exercise_price: Each $15 Exercise Price Sponsor Warrant is exercisable to purchase one share of common stock at an exercise price of $15.00 per share, subject to adjustment as described under the heading "Description of Securities--$15 Exercise Price Sponsor Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-195695).

F1 · kind: Distribution from 1347 Investors LLC, of which the reporting person is a non-managing member.

F2 · ownership.nature: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2019 Filed Nov 22, 2019 02:45 UTC Limbach Holdings, Inc. LMB · Entity 5430 OtherCommon Stock 98,757 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-066353 · tm1923666d1_4.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 98,757

F1 · kind: Distribution from 1347 Investors LLC, of which the reporting person is a non-managing member.

F3 · ownership.nature: Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2019 Filed Nov 22, 2019 02:45 UTC Limbach Holdings, Inc. LMB · Entity 5430 OtherCommon Stock 193,280 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-066353 · tm1923666d1_4.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 198,280

F1 · kind: Distribution from 1347 Investors LLC, of which the reporting person is a non-managing member.

F2 · ownership.nature: Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011766 · tv515301_4.xml · derivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,402

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 14:15 UTC Atlas Financial Holdings, Inc. AFH · Entity 94046 GrantRestricted Common Stock Units 3,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001544890-19-000001 · primary_doc.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

F1 · price: Pursuant to Grant. Cost basis zero.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:04 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000435 · tv510346_form4.xml · derivative · entry 4

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:04 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000435 · tv510346_form4.xml · derivative · entry 3

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:04 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000435 · tv510346_form4.xml · nonDerivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:04 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000435 · tv510346_form4.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
April 13, 2018 Filed Sep 21, 2018 22:33 UTC Limbach Holdings, Inc. LMB · Entity 5430 GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-050424 · tv496106_form4.xml · derivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2018 Filed Jun 1, 2018 22:53 UTC Limbach Holdings, Inc. LMB · Entity 5430 Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032498 · tv495733_form4.xml · derivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.