Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Integer Holdings CorpITGR · Entity 4016 | Director · President & CEO | March 10, 2017 | March 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Integer Holdings Corp
Report date March 10, 2017 · Filed March 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,305 |
Ending reported balance
After 2017-03-10 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-03-10 · Exercise / conversion · Acquired 34,337 · Balance 276,642 Row 2 · 2017-03-10 · Exercise / conversion · Acquired 50,000 · Balance 326,642 Row 3 · 2017-03-10 · Exercise / conversion · Acquired 62,658 · Balance 389,300 Row 4 · 2017-03-10 · Sale · Disposed 34,337 · Balance 354,963 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.50 to $38.15, inclusive. Row 5 · 2017-03-10 · Sale · Disposed 50,000 · Balance 304,963 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.25 to $37.75, inclusive. Row 6 · 2017-03-10 · Sale · Disposed 62,658 · Balance 242,305 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.10 to $37.35, inclusive. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $19.44 · Expires 2020-03-10 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-10 · Exercise / conversion · Disposed 34,337 · Balance 0 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $22.53 · Expires 2021-01-01 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-03-10 · Exercise / conversion · Disposed 62,658 · Balance 0 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $19.94 · Expires 2020-04-10 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-03-10 · Exercise / conversion · Disposed 50,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 3,418 |
Reported balance
Holding disclosure · report date 2017-03-10 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,418 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.50 to $38.15, inclusive.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.25 to $37.75, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.10 to $37.35, inclusive.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARNES GROUP INC
Report date January 27, 2025 · Filed January 27, 2025
Section 16 reporting ended · disclosed 2025-01-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-01-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-01-27 · Other · Disposed 187,500 · Balance 460,011 F1: In connection with the transactions contemplated by the Merger Agreement (as defined below), the reporting person entered into a Rollover Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, immediately prior to the Effective Time (as defined below) and subject to the terms and conditions of the Rollover Agreement: F2: (Continued from footnote 1) (i) the reporting person contributed 187,500 shares of Barnes Group Inc. ("Barnes") common stock to Goat Topco, Inc. (the "First Contribution"), in exchange for 890,625 shares of Goat Topco, Inc. common stock (such amount, the "Topco Shares"); (ii) immediately after the First Contribution, the reporting person contributed the Topco Shares (the "Second Contribution") to Goat Parent, L.P. in exchange for 890,625 Class A common units of Goat Parent, L.P. (such amount, the "Parent Units"); and (iii) immediately after the Second Contribution, the reporting person contributed the Parent Units to Goat Management Co-Invest Holdings, LLC ("Management Holdco") in exchange for 890,625 Class A common units of Management Holdco. Row 2 · 2025-01-27 · Disposition to issuer · Disposed 416,412 · Balance 43,599 F3: Represents shares of Barnes common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person as of the Effective Time was converted into the right to receive $47.50 in cash (the "Merger Consideration"). Row 3 · 2025-01-27 · Disposition to issuer · Disposed 43,599 · Balance 0 F4: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the transactions contemplated by the Merger Agreement (as defined below), the reporting person entered into a Rollover Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, immediately prior to the Effective Time (as defined below) and subject to the terms and conditions of the Rollover Agreement:
F2: (Continued from footnote 1) (i) the reporting person contributed 187,500 shares of Barnes Group Inc. ("Barnes") common stock to Goat Topco, Inc. (the "First Contribution"), in exchange for 890,625 shares of Goat Topco, Inc. common stock (such amount, the "Topco Shares"); (ii) immediately after the First Contribution, the reporting person contributed the Topco Shares (the "Second Contribution") to Goat Parent, L.P. in exchange for 890,625 Class A common units of Goat Parent, L.P. (such amount, the "Parent Units"); and (iii) immediately after the Second Contribution, the reporting person contributed the Parent Units to Goat Management Co-Invest Holdings, LLC ("Management Holdco") in exchange for 890,625 Class A common units of Management Holdco.
F3: Represents shares of Barnes common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person as of the Effective Time was converted into the right to receive $47.50 in cash (the "Merger Consideration").
F4: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2025 Filed Jan 27, 2025 13:07 UTC | BARNES GROUP INC B · Entity 83822 | Disposition to issuerCommon Stock | 43,599 | $47.50 | $2,070,952.50 |
DisclosureSEC source: 0000009984-25-000024 · wk-form4_1738001224.xml · nonDerivative · entry 3 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · shares: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share. F4 · price: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share. Read SEC document |
| January 27, 2025 Filed Jan 27, 2025 13:07 UTC | BARNES GROUP INC B · Entity 83822 | Disposition to issuerCommon Stock | 416,412 | $47.50 | $19,779,570.00 |
DisclosureSEC source: 0000009984-25-000024 · wk-form4_1738001224.xml · nonDerivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,599 F3 · shares: Represents shares of Barnes common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person as of the Effective Time was converted into the right to receive $47.50 in cash (the "Merger Consideration"). F3 · price: Represents shares of Barnes common stock disposed of in connection with the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Barnes common stock held by the reporting person as of the Effective Time was converted into the right to receive $47.50 in cash (the "Merger Consideration"). Read SEC document |
| January 27, 2025 Filed Jan 27, 2025 13:07 UTC | BARNES GROUP INC B · Entity 83822 | OtherCommon Stock | 187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000009984-25-000024 · wk-form4_1738001224.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,011 F1 · shares: In connection with the transactions contemplated by the Merger Agreement (as defined below), the reporting person entered into a Rollover Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, immediately prior to the Effective Time (as defined below) and subject to the terms and conditions of the Rollover Agreement: F2 · shares: (Continued from footnote 1) (i) the reporting person contributed 187,500 shares of Barnes Group Inc. ("Barnes") common stock to Goat Topco, Inc. (the "First Contribution"), in exchange for 890,625 shares of Goat Topco, Inc. common stock (such amount, the "Topco Shares"); (ii) immediately after the First Contribution, the reporting person contributed the Topco Shares (the "Second Contribution") to Goat Parent, L.P. in exchange for 890,625 Class A common units of Goat Parent, L.P. (such amount, the "Parent Units"); and (iii) immediately after the Second Contribution, the reporting person contributed the Parent Units to Goat Management Co-Invest Holdings, LLC ("Management Holdco") in exchange for 890,625 Class A common units of Management Holdco. F1 · price: In connection with the transactions contemplated by the Merger Agreement (as defined below), the reporting person entered into a Rollover Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, immediately prior to the Effective Time (as defined below) and subject to the terms and conditions of the Rollover Agreement: F2 · price: (Continued from footnote 1) (i) the reporting person contributed 187,500 shares of Barnes Group Inc. ("Barnes") common stock to Goat Topco, Inc. (the "First Contribution"), in exchange for 890,625 shares of Goat Topco, Inc. common stock (such amount, the "Topco Shares"); (ii) immediately after the First Contribution, the reporting person contributed the Topco Shares (the "Second Contribution") to Goat Parent, L.P. in exchange for 890,625 Class A common units of Goat Parent, L.P. (such amount, the "Parent Units"); and (iii) immediately after the Second Contribution, the reporting person contributed the Parent Units to Goat Management Co-Invest Holdings, LLC ("Management Holdco") in exchange for 890,625 Class A common units of Management Holdco. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Exercise / conversionEmployee Stock Option-Right to Buy · Derivative | 79,400 | $0.00 Strike: $34.67 | $0.00 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · derivative · entry 9 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,400 shares Expires 2034-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 7/14/2022, 2/9/2023, and 2/8/2024 grant date, respectively. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Exercise / conversionEmployee Stock Option-Right to Buy · Derivative | 63,200 | $0.00 Strike: $44.94 | $0.00 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · derivative · entry 8 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,200 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 7/14/2022, 2/9/2023, and 2/8/2024 grant date, respectively. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Exercise / conversionStock Option-Right to Buy · Derivative | 1,183,406 | $0.00 Strike: $30.32 | $0.00 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · derivative · entry 7 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,183,406 shares Expires 2032-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 7/14/2022, 2/9/2023, and 2/8/2024 grant date, respectively. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 66,639 | $47.17 | $3,143,361.63 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · nonDerivative · entry 6 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 647,511 F3 · acquired: Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Exercise / conversionCommon Stock | 79,400 | $34.67 | $2,752,798.00 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · nonDerivative · entry 5 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 714,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Reflects the exercise of stock options granted on 7/14/2022, 2/9/2023, and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 61,388 | $47.17 | $2,895,671.96 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · nonDerivative · entry 4 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634,750 F3 · acquired: Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Exercise / conversionCommon Stock | 63,200 | $44.94 | $2,840,208.00 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · nonDerivative · entry 3 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 696,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Reflects the exercise of stock options granted on 7/14/2022, 2/9/2023, and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 927,018 | $47.17 | $43,727,439.06 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · nonDerivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 632,938 F3 · acquired: Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:57 UTC | BARNES GROUP INC B · Entity 83822 | Exercise / conversionCommon Stock | 1,183,406 | $30.32 | $35,880,869.92 |
DisclosureSEC source: 0000009984-24-000156 · wk-form4_1734645468.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,559,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Reflects the exercise of stock options granted on 7/14/2022, 2/9/2023, and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 16:58 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 56,354 | $47.11 | $2,654,836.94 |
DisclosureSEC source: 0000009984-24-000146 · wk-form4_1734559109.xml · nonDerivative · entry 4 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,550 F3 · acquired: Reflects shares withheld to satisfy income tax and remittance obligations of the reporting person in connection with the acceleration described above. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 16:58 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 143,208 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-24-000146 · wk-form4_1734559109.xml · nonDerivative · entry 3 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,904 F1 · acquired: Reflects the accelerated vesting of Performance Share Awards that were scheduled to vest on February 9, 2026, and February 8, 2027, respectively, and that otherwise would have vested upon the closing of the transactions contemplated by the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 16:58 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 26,169 | $47.11 | $1,232,821.59 |
DisclosureSEC source: 0000009984-24-000146 · wk-form4_1734559109.xml · nonDerivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,696 F3 · acquired: Reflects shares withheld to satisfy income tax and remittance obligations of the reporting person in connection with the acceleration described above. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 16:58 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 66,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-24-000146 · wk-form4_1734559109.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,865 F1 · acquired: Reflects the accelerated vesting of Performance Share Awards that were scheduled to vest on February 9, 2026, and February 8, 2027, respectively, and that otherwise would have vested upon the closing of the transactions contemplated by the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement. F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 15:14 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 2,025 | $37.74 | $76,423.50 |
DisclosureSEC source: 0000009984-24-000110 · wk-form4_1723576452.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,365 F1 · shares: Shares withheld by the company to satisfy tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 17:14 UTC | BARNES GROUP INC B · Entity 83822 | GrantEmployee Stock Option-Right to Buy · Derivative | 79,400 | $0.00 Strike: $34.67 | $0.00 |
DisclosureSEC source: 0000009984-24-000010 · wk-form4_1707776064.xml · derivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,400 Underlying: Common Stock · 79,400 shares Expires not disclosed F3 · derivative.expiration_date: The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/08/2024 grant date. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 17:14 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 28,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-24-000010 · wk-form4_1707776064.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,390 F1 · kind: Reporting Person has received 28,000 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. F2 · balance_after: Includes balances of 22,200 Restricted Stock Units ("RSUs") granted 2/09/2023 that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| November 02, 2023 Filed Nov 2, 2023 16:33 UTC | BARNES GROUP INC B · Entity 83822 | PurchaseCommon Stock | 4,527 | $21.38 | $96,789.98 |
DisclosureSEC source: 0000009984-23-000179 · wk-form4_1698957207.xml · nonDerivative · entry 3 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,590 F4 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.23 to $21.46, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: Includes a balance of 22,200 Restricted Stock Units ("RSUs") granted 2/09/2023, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 16:33 UTC | BARNES GROUP INC B · Entity 83822 | PurchaseCommon Stock | 105,908 | $21.00 | $2,224,311.59 |
DisclosureSEC source: 0000009984-23-000179 · wk-form4_1698957207.xml · nonDerivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,063 F3 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.65 to $21.20, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: Includes a balance of 22,200 Restricted Stock Units ("RSUs") granted 2/09/2023, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 16:33 UTC | BARNES GROUP INC B · Entity 83822 | PurchaseCommon Stock | 14,565 | $20.66 | $300,877.94 |
DisclosureSEC source: 0000009984-23-000179 · wk-form4_1698957207.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,155 F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.61 to $20.75, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: Includes a balance of 22,200 Restricted Stock Units ("RSUs") granted 2/09/2023, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 15:08 UTC | BARNES GROUP INC B · Entity 83822 | GrantEmployee Stock Option-Right to Buy · Derivative | 63,200 | $0.00 Strike: $44.94 | $0.00 |
DisclosureSEC source: 0000009984-23-000018 · wf-form4_167631892014467.xml · derivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,200 Underlying: Common Stock · 63,200 shares Expires 2023-02-09 F2 · derivative.exercise_date: The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2023 grant date. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 15:08 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 22,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-23-000018 · wf-form4_167631892014467.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,590 F1 · kind: Reporting Person has received 22,200 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 11:33 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 223 | $45.31 | $10,104.13 |
DisclosureSEC source: 0000009984-23-000006 · wf-form4_167535556969561.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,390 Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 11:13 UTC | BARNES GROUP INC B · Entity 83822 | PurchaseCommon Stock | 35,000 | $38.09 | $1,333,034.50 |
DisclosureSEC source: 0000009984-22-000182 · wf-form4_166792398055866.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,613 F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $38.24, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: Includes a balance of 578 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 11:07 UTC | BARNES GROUP INC B · Entity 83822 | PurchaseCommon Stock | 17,503 | $36.51 | $639,097.54 |
DisclosureSEC source: 0000009984-22-000173 · wf-form4_166748805123816.xml · nonDerivative · entry 3 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,613 F3 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple lots at prices ranging from $36.32 to $36.63, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. F1 · balance_after: Includes a balance of 578 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 11:07 UTC | BARNES GROUP INC B · Entity 83822 | PurchaseCommon Stock | 9,997 | $35.83 | $358,197.51 |
DisclosureSEC source: 0000009984-22-000173 · wf-form4_166748805123816.xml · nonDerivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,110 F2 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple lots at prices ranging from $35.32 to $36.23, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. F1 · balance_after: Includes a balance of 578 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 11:07 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 228 | $36.34 | $8,285.52 |
DisclosureSEC source: 0000009984-22-000173 · wf-form4_166748805123816.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,113 F1 · balance_after: Includes a balance of 578 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 10:45 UTC | BARNES GROUP INC B · Entity 83822 | Tax withholdingCommon Stock | 34 | $33.96 | $1,154.64 |
DisclosureSEC source: 0000009984-22-000132 · wf-form4_165953793667086.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,341 F1 · balance_after: Includes a balance of 1,156 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 11:49 UTC | BARNES GROUP INC B · Entity 83822 | GrantStock Option-Right to Buy · Derivative | 1,183,406 | $0.00 Strike: $30.32 | $0.00 |
DisclosureSEC source: 0000009984-22-000120 · wf-form4_165790013603573.xml · derivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,406 Underlying: Common Stock · 1,183,406 shares Expires 2032-07-14 F2 · derivative.exercise_date: Performance stock option granted on 7/14/2022, which is scheduled to vest and become exercisable on July 14, 2027 (the "vesting date"), subject to the reporting person's continued service to Barnes Group Inc. (the "Company") and the achievement of compound annual growth rate ("CAGR") levels in respect of the price of the Company's common shares above the option exercise price as of the vesting date, with 0% vesting at a CAGR of less than 5%, 33.3% vesting at a CAGR of 5%, 66.6% vesting at a CAGR of 7% and 100% vesting at a CAGR of 9% or greater, with linear interpolation between such CAGR levels. The grant would be subject to full accelerated vesting in the event of certain qualifying involuntary terminations of the reporting person's service, subject to his execution of a release of claims in favor of the Company. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 15:43 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 2,314 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-22-000029 · wf-form4_164495780216705.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 F1 · kind: Reporting Person has received 2,314 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 09:44 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 2,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-21-000039 · wf-form4_161348665520937.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,061 F1 · kind: Reporting Person has received 2,004 Restricted Stock Units that are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:17 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-20-000007 · edgar.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,057 F1 · kind: Reporting Person has received 1589 Restricted Stock Units that are subject to forfeiture if certain events occur. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 14:16 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 1,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-19-000016 · edgar.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,468 F1 · kind: Reporting Person has received 1729 Restricted Stock Units that are subject to forfeiture if certain events occur. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:32 UTC | BARNES GROUP INC B · Entity 83822 | GrantCommon Stock | 1,771 | $0.00 | $0.00 |
DisclosureSEC source: 0000009984-18-000006 · edgar.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,739 F1 · kind: Reporting Person has received 1,771 Restricted Stock Units that are subject to forfeiture if certain events occur. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionStock Option · Derivative | 62,658 | $0.00 Strike: $22.53 | $0.00 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · derivative · entry 10 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 62,658 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionStock Options · Derivative | 50,000 | $0.00 Strike: $19.94 | $0.00 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · derivative · entry 9 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50,000 shares Expires 2020-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionStock Option · Derivative | 34,337 | $0.00 Strike: $19.44 | $0.00 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · derivative · entry 8 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 34,337 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | SaleCommon Stock | 62,658 | $37.22 | $2,332,130.76 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · nonDerivative · entry 6 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,305 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.10 to $37.35, inclusive. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | SaleCommon Stock | 50,000 | $37.45 | $1,872,500.00 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · nonDerivative · entry 5 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,963 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.25 to $37.75, inclusive. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | SaleCommon Stock | 34,337 | $37.64 | $1,292,444.68 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · nonDerivative · entry 4 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,963 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.50 to $38.15, inclusive. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionCommon Stock | 62,658 | $22.53 | $1,411,684.74 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · nonDerivative · entry 3 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionCommon Stock | 50,000 | $19.94 | $997,000.00 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · nonDerivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:15 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionCommon Stock | 34,337 | $19.44 | $667,511.28 |
DisclosureSEC source: 0001209191-17-020474 · doc4.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionEmployee stock options · Derivative | 17,548 | $0.00 Strike: $24.75 | $0.00 |
DisclosureSEC source: 0001209191-17-020211 · doc4.xml · derivative · entry 6 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 17,548 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionStock Option · Derivative | 33,874 | $0.00 Strike: $24.75 | $0.00 |
DisclosureSEC source: 0001209191-17-020211 · doc4.xml · derivative · entry 5 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 33,874 shares Expires 2019-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Integer Holdings Corp ITGR · Entity 4016 | SaleCommon Stock | 51,422 | $37.10 | $1,907,756.20 |
DisclosureSEC source: 0001209191-17-020211 · doc4.xml · nonDerivative · entry 3 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,305 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices ranging from $37.00 to $37.40, inclusive. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionCommon Stock | 33,874 | $24.75 | $838,381.50 |
DisclosureSEC source: 0001209191-17-020211 · doc4.xml · nonDerivative · entry 2 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Integer Holdings Corp ITGR · Entity 4016 | Exercise / conversionCommon Stock | 17,548 | $24.75 | $434,313.00 |
DisclosureSEC source: 0001209191-17-020211 · doc4.xml · nonDerivative · entry 1 HOOK THOMAS J · CIK 0001180346 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.