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O'Neill Elizabeth T

Disclosed activity across 1 company

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83650
SEC CIK
0001768671

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEVI STRAUSS & COLEVI · Entity 3651EVP & Chief Operations OfficerJanuary 31, 2025February 04, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date January 31, 2025 · Filed February 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect127,539 Reported balance After 2025-01-31 transaction · row 1
1 source row

Row 1 · 2025-01-31 · Grant · Acquired 18,227 · Balance 127,539

F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 30, 2026, January 29, 2027, January 28, 2028 and January 26, 2029, subject to Participant's Continuous Service through each such vesting date.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $19.03 · Expires 2035-01-30Direct54,681 Reported balance After 2025-01-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-31 · Grant · Acquired 54,681 · Balance 54,681

F2: Vests in four equal installments of 25% on each of January 30, 2026, January 29, 2027, January 28, 2028 and January 26, 2029, subject to Participant's Continuous Service through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 30, 2026, January 29, 2027, January 28, 2028 and January 26, 2029, subject to Participant's Continuous Service through each such vesting date.

F2: Vests in four equal installments of 25% on each of January 30, 2026, January 29, 2027, January 28, 2028 and January 26, 2029, subject to Participant's Continuous Service through each such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2020 Filed Feb 5, 2020 01:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 10,774 $19.64 $211,601.36
Disclosure

SEC source: 0001209191-20-006697 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,199

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 4,339 $19.75 $85,695.25
Disclosure

SEC source: 0001209191-20-006162 · doc4.xml · nonDerivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,973

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2020 Filed Jan 30, 2020 02:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantStock Appreciation Rights · Derivative 36,549 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-20-005459 · doc4.xml · derivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,549

Underlying: Class A Common Stock · 36,549 shares

Expires 2030-01-27

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020.

Read SEC document
January 27, 2020 Filed Jan 30, 2020 02:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 12,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005459 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,535

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020.

Read SEC document
January 27, 2020 Filed Feb 4, 2020 01:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 21,755 $20.25 $440,538.75
Disclosure

SEC source: 0001209191-20-006162 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,312

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2020 Filed Feb 4, 2020 01:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 58,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006162 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,067

F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 58,532 vested PRSUs.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 92,990 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · derivative · entry 9

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,990

Underlying: Class B Common Stock · 92,990 shares

Expires 2024-02-01

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F9 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 92,990 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · derivative · entry 8

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,990 shares

Expires 2024-02-01

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F9 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 66,940 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · derivative · entry 7

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,940

Underlying: Class B Common Stock · 66,940 shares

Expires 2025-01-30

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F8 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 66,940 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · derivative · entry 6

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,940 shares

Expires 2025-01-30

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F8 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 55,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · derivative · entry 5

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,900

Underlying: Class B Common Stock · 55,900 shares

Expires 2029-01-29

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F6 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 55,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · derivative · entry 4

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,900 shares

Expires 2029-01-29

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F6 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 2,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · derivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

Underlying: Class A Common Stock · 2,760 shares

Expires not disclosed

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass A Common Stock 52,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,190

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · shares: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 54,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021546 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · shares: 52,190 of the shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 52,190 RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 92,990 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 10

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,990

Underlying: Class B Common Stock · 92,990 shares

Expires 2024-02-01

F4 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F7 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 92,990 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 9

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,990 shares

Expires 2024-02-01

F4 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F7 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 66,940 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 8

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,940

Underlying: Class B Common Stock · 66,940 shares

Expires 2025-01-30

F4 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F6 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 66,940 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 7

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,940 shares

Expires 2025-01-30

F4 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F6 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 55,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 6

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,900

Underlying: Class B Common Stock · 55,900 shares

Expires 2029-01-29

F4 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F5 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 55,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 5

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,900 shares

Expires 2029-01-29

F4 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F5 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 52,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 4

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,950

Underlying: Class A Common Stock · 52,190 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to RSUs set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Of these RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 2,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · derivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,760

Underlying: Class A Common Stock · 2,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 52,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to RSUs set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Of these RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020.

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March 25, 2019 Filed Apr 21, 2023 22:29 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 2,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025252 · doc4a.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,190

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.