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Ballard Westervelt T. JR

Disclosed activity across 2 companies

Tapewire entity
83223
SEC CIK
0001541112

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SUPERIOR ENERGY SERVICES INCSPNX · Entity 143142EVP, CFO & TreasurerJanuary 28, 2021January 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SUPERIOR ENERGY SERVICES INC

Report date January 28, 2021 · Filed January 29, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-28 transaction · row 1
1 source row

Row 1 · 2021-01-28 · Sale · Disposed 20,000 · Balance 0

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Stabilis Solutions, Inc.

Report date January 31, 2025 · Filed February 14, 2025 · Amendment

Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect416,042 Reported balance After 2025-01-31 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-01-31 · Exercise / conversion · Acquired 7,765 · Balance 416,042

F1: RSU Vesting - See additional details in footnotes 2-5.

F2: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

Common StockSEC Table I · non-derivativeDirect413,740 Reported balance After 2025-01-31 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2025-01-31 · Tax withholding · Disposed 2,302 · Balance 413,740

F3: Value of the shares based on the closing price of the stock on the vesting date of $7.60.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-01-31 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2025-01-31 · Exercise / conversion · Disposed 7,765 · Balance 0

F2: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F4: RSUs vested on January 31, 2025.

F5: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-04-30Direct0 Reported balance After 2025-01-31 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2025-01-31 · Disposition to issuer · Disposed 1,300,000 · Balance 0

F6: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-12-31Direct1,300,000 Reported balance After 2025-01-31 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2025-01-31 · Grant · Acquired 1,300,000 · Balance 1,300,000

F6: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2026-01-31Direct0 Reported balance After 2025-01-31 transaction · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · 2025-01-31 · Disposition to issuer · Disposed 442,574 · Balance 0

F7: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2025-12-31Direct442,574 Reported balance After 2025-01-31 transaction · row 7 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 7 · 2025-01-31 · Grant · Acquired 442,574 · Balance 442,574

F7: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: RSU Vesting - See additional details in footnotes 2-5.

F2: The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Amended and Restated Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "Plan"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock.

F3: Value of the shares based on the closing price of the stock on the vesting date of $7.60.

F4: RSUs vested on January 31, 2025.

F5: Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting.

F6: The two reported transactions involved an amendment of an outstanding option to extend the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

F7: The two reported transactions involved an amendment of an outstanding option to accelerate the expiration date, which may be deemed a cancellation of the original option and grant of a new option. As amended, the option expires on December 31, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2020 Filed Jan 17, 2020 11:05 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Exercise / conversionRestricted Stock Units · Derivative 2,851 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003815 · doc4.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,702

Underlying: Common Stock · 2,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2020 and ending on the second anniversary thereof.

F4 · derivative.expiration_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2020 and ending on the second anniversary thereof.

F1 · balance_after: Reflects a reverse stock split of the Issuer's common stock at a ratio of one-for-ten, effective on December 18, 2019, whereby the the resulting fractional share was rounded down to the nearest whole share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 11:05 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003815 · doc4.xml · derivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

Underlying: Common Stock · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2019 and ending on the second anniversary thereof.

F3 · derivative.expiration_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2019 and ending on the second anniversary thereof.

F1 · balance_after: Reflects a reverse stock split of the Issuer's common stock at a ratio of one-for-ten, effective on December 18, 2019, whereby the the resulting fractional share was rounded down to the nearest whole share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 11:05 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Exercise / conversionCommon Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003815 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects a reverse stock split of the Issuer's common stock at a ratio of one-for-ten, effective on December 18, 2019, whereby the the resulting fractional share was rounded down to the nearest whole share.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 16:06 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 PurchaseCommon Stock 10,000 $4.73 $47,260.00
Disclosure

SEC source: 0001209191-19-061921 · doc4.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,301

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.79.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:06 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 PurchaseCommon Stock 10,000 $4.81 $48,135.00
Disclosure

SEC source: 0001209191-19-061921 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,301

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.80 to $4.85.

F2 · balance_after: Reflects a reverse stock split of the Issuer's common stock at a ratio of 1-for-ten, effective on December 18, 2019 at 5:00 p.m. Eastern Time, whereby the the resulting fractional share was rounded down to the nearest whole share.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 17:37 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 PurchaseCommon Stock 35,000 $0.14 $5,029.50
Disclosure

SEC source: 0001209191-19-051340 · doc4.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,014

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.143 to $0.144.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 17:37 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 PurchaseCommon Stock 215,002 $0.09 $18,554.67
Disclosure

SEC source: 0001209191-19-051340 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,014

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.080 to $0.094.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 14:56 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 PurchaseCommon Stock 15,000 $0.68 $10,204.50
Disclosure

SEC source: 0001209191-19-043834 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,012

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6801 to $0.6808.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:43 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantStock Option (Right to Buy) · Derivative 86,927 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001209191-19-008179 · doc4.xml · derivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,927

Underlying: Common Stock · 86,927 shares

Expires 2029-01-15

F3 · derivative.exercise_date: The stock options are exercisable in 1/3 annual increments beginning on the date indicated and ending on the second anniversary thereof.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:43 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantRestricted Stock Units · Derivative 85,536 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008179 · doc4.xml · derivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,536

Underlying: Common Stock · 85,536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2020 and ending on the second anniversary thereof.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2020 and ending on the second anniversary thereof.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:20 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Exercise / conversionRestricted Stock Units · Derivative 3,739 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004287 · doc4.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,476

Underlying: Common Stock · 3,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2019 and ending on the second anniversary thereof.

F3 · derivative.expiration_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2019 and ending on the second anniversary thereof.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:20 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Tax withholdingCommon Stock 3,731 $3.84 $14,327.04
Disclosure

SEC source: 0001209191-19-004287 · doc4.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,012

F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:20 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Exercise / conversionCommon Stock 3,739 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004287 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2018 Filed Oct 25, 2018 18:48 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 PurchaseCommon Stock 4,000 $7.68 $30,729.20
Disclosure

SEC source: 0001209191-18-056224 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,004

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6799 to $7.6838.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 15:37 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantStock Option (Right to Buy) · Derivative 21,622 $0.00 Strike: $8.56 $0.00
Disclosure

SEC source: 0001209191-18-015541 · doc4.xml · derivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,622

Underlying: Common Stock · 21,622 shares

Expires 2028-01-15

F3 · derivative.exercise_date: The stock options are exercisable in 1/3 annual increments beginning on the date indicated and ending on the second anniversary thereof.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 15:37 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantRestricted Stock Units · Derivative 11,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015541 · doc4.xml · derivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,215

Underlying: Common Stock · 11,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2019 and ending on the second anniversary thereof.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 annual increments beginning on January 15, 2019 and ending on the second anniversary thereof.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 14:54 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantStock Option (Right to Buy)) · Derivative 52,265 $0.00 Strike: $11.31 $0.00
Disclosure

SEC source: 0001209191-18-003881 · doc4.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,265

Underlying: Common Stock · 52,265 shares

Expires 2028-01-15

F3 · derivative.exercise_date: The stock options are exercisable in 1/3 annual increments beginning on the date indicated and ending on the second anniversary thereof.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 14:54 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantCommon Stock 26,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-003881 · doc4.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,004

F2 · kind: Represents a grant of restricted stock units from the issuer.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 14:54 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Tax withholdingCommon Stock 3,422 $11.31 $38,702.82
Disclosure

SEC source: 0001209191-18-003881 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,479

F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 17:34 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantStock Option (Right to Buy)) · Derivative 35,885 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001209191-17-004246 · doc4.xml · derivative · entry 3

Ballard Westervelt T. JR · CIK 0001541112 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,885

Underlying: Common Stock · 35,885 shares

Expires 2027-01-15

F4 · derivative.exercise_date: The stock options are exercisable in 1/3 annual increments beginning on the date indicated and ending on the second anniversary thereof.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 17:34 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 GrantCommon Stock 16,639 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004246 · doc4.xml · nonDerivative · entry 2

Ballard Westervelt T. JR · CIK 0001541112 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,901

F3 · kind: Represents a grant of restricted stock units from the issuer.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 17:34 UTC SUPERIOR ENERGY SERVICES INC SPN · Entity 143142 Tax withholdingCommon Stock 2,434 $18.03 $43,885.02
Disclosure

SEC source: 0001209191-17-004246 · doc4.xml · nonDerivative · entry 1

Ballard Westervelt T. JR · CIK 0001541112 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,262

F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock and restricted stock units.

F2 · balance_after: Includes a reduction of 7,602 RSUs that vested and paid out as of 3/30/16.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.