Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Grove Collaborative Holdings, Inc.
Report date February 15, 2025 · Filed February 19, 2025
Section 16 reporting ended · disclosed 2025-02-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 197,913 |
Ending reported balance
After 2025-02-15 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2025-02-15 · Exercise / conversion · Acquired 13,572 · Balance 187,120 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 2 · 2025-02-15 · Tax withholding · Disposed 6,902 · Balance 180,218 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 3 · 2025-02-15 · Exercise / conversion · Acquired 12,181 · Balance 192,399 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 4 · 2025-02-15 · Tax withholding · Disposed 6,194 · Balance 186,205 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 5 · 2025-02-15 · Exercise / conversion · Acquired 21,542 · Balance 207,747 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 6 · 2025-02-15 · Tax withholding · Disposed 10,955 · Balance 196,792 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 7 · 2025-02-15 · Exercise / conversion · Acquired 2,282 · Balance 199,074 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 8 · 2025-02-15 · Tax withholding · Disposed 1,161 · Balance 197,913 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 108,575 |
Reported balance
After 2025-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-02-15 · Exercise / conversion · Disposed 13,572 · Balance 108,575 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3: These RSUs will vest in quarterly installments each February 15, May 15, August 15 and November 15 commencing on May 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 48,728 |
Reported balance
After 2025-02-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-02-15 · Exercise / conversion · Disposed 12,181 · Balance 48,728 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 43,086 |
Reported balance
After 2025-02-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-02-15 · Exercise / conversion · Disposed 21,542 · Balance 43,086 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6: 1/12th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-02-15 · Exercise / conversion · Disposed 2,282 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F7: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4: The RSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: These RSUs will vest in quarterly installments each February 15, May 15, August 15 and November 15 commencing on May 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
F4: The RSUs have no expiration date.
F5: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason.
F6: 1/12th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date.
F7: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 16, 2023 21:26 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 11,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005717 · form4.xml · nonDerivative · entry 7 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:26 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 3,908 | $0.41 | $1,594.46 |
DisclosureSEC source: 0001127602-23-005717 · form4.xml · nonDerivative · entry 6 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,890 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:26 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 10,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005717 · form4.xml · nonDerivative · entry 5 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:26 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 3,311 | $0.41 | $1,350.89 |
DisclosureSEC source: 0001127602-23-005717 · form4.xml · nonDerivative · entry 4 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,992 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:26 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 9,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005717 · form4.xml · nonDerivative · entry 3 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:26 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 15,848 | $0.41 | $6,465.98 |
DisclosureSEC source: 0001127602-23-005717 · form4.xml · nonDerivative · entry 2 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,148 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:26 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 43,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005717 · form4.xml · nonDerivative · entry 1 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 730,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-045307 · form4.xml · derivative · entry 1 Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,882 Underlying: Class A Common Stock · 730,882 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date. F2 · derivative.expiration_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 20:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 39,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042147 · form4.xml · derivative · entry 5 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,569 Underlying: Class A Common Stock · 39,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 79,842 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 102,647 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F4 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 79,842 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 102,647 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 20:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 168,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042147 · form4.xml · derivative · entry 4 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,573 Underlying: Class A Common Stock · 168,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 336,888 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 153,129 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 336,888 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 153,129 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 20:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 131,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042147 · form4.xml · derivative · entry 3 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,836 Underlying: Class A Common Stock · 131,511 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These RSUs vest approximately as follows: 175,347 RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. 131,511 of these RSUs settled on November 15, 2022. The RSUs have no expiration date. F2 · derivative.expiration_date: These RSUs vest approximately as follows: 175,347 RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. 131,511 of these RSUs settled on November 15, 2022. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 20:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 106,552 | $1.20 | $127,862.40 |
DisclosureSEC source: 0001140361-22-042147 · form4.xml · nonDerivative · entry 2 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,160 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 20:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 339,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-042147 · form4.xml · nonDerivative · entry 1 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:32 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass B Common Stock · Derivative | 327,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-041965 · form4.xml · derivative · entry 2 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,741 Underlying: Class A Common Stock · 327,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F2 · balance_after: This amount consists entirely of 156,741 Earnout Shares. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:32 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 327,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-041965 · form4.xml · nonDerivative · entry 1 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerClass B Common Stock · Derivative | 76,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 13 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,478 Underlying: Class A Common Stock · 76,306 shares Expires not disclosed F15 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F14 · kind: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 76,306 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 16 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 17 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness. F16 · kind: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022. F17 · kind: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F14 · price: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 76,306 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 16 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 17 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness. F16 · price: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022. F17 · price: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F15 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F15 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F18 · balance_after: This amount includes 156,741 Earnout Shares, which are subject to the Milestones described in footnote 17 above. F19 · balance_after: This amount reflects an additional 43,041 Earnout Shares that the Reporting Person received in connection with the redistribution of forfeited Earnout Shares, pursuant to the terms of the Merger Agreement, to other holders of Earnout Shares on a pro rata basis based upon the allocation of Earnout Shares as of the closing of the Business Combination. Such pro rata redistribution of Earnout Shares is exempt from Section 16 pursuant to Rule 16a-9 under the Securities Exchange Act of 1934. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 175,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 12 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,347 Underlying: Class A Common Stock · 175,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F13 · derivative.exercise_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F13 · derivative.expiration_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 175,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 11 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 175,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F13 · derivative.exercise_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F13 · derivative.expiration_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 399,854 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 10 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,854 Underlying: Class A Common Stock · 399,854 shares Expires 2028-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F11 · derivative.exercise_date: This option vested 25% on November 9, 2019, and then vests quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The unvested portions of these options may be early exercised for restricted stock, subject to the Issuer's right of repurchase. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 399,854 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 9 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 399,854 shares Expires 2028-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F11 · derivative.exercise_date: This option vested 25% on November 9, 2019, and then vests quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The unvested portions of these options may be early exercised for restricted stock, subject to the Issuer's right of repurchase. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 238,534 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 8 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,534 Underlying: Class A Common Stock · 238,534 shares Expires 2027-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F10 · derivative.exercise_date: This option is fully vested and is currently exercisable at any time. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 238,534 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 7 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 238,534 shares Expires 2027-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F10 · derivative.exercise_date: This option is fully vested and is currently exercisable at any time. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 128,312 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 6 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,312 Underlying: Class A Common Stock · 128,312 shares Expires 2026-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F10 · derivative.exercise_date: This option is fully vested and is currently exercisable at any time. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 128,312 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 5 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 128,312 shares Expires 2026-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: In connection with the Exchange, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F10 · derivative.exercise_date: This option is fully vested and is currently exercisable at any time. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 182,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 4 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,489 Underlying: Class A Common Stock · 182,489 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F6 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F6 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F8 · derivative.exercise_date: In accordance with the terms of the Tender Offer, (i) with respect to the 79,842 new RSUs exchanged for 115,770 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 102,647 new RSUs exchanged for 148,838 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F8 · derivative.expiration_date: In accordance with the terms of the Tender Offer, (i) with respect to the 79,842 new RSUs exchanged for 115,770 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 102,647 new RSUs exchanged for 148,838 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerStock Option (Right to Buy) · Derivative | 264,608 | Not disclosed Strike: $3.77 | Not disclosed |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 3 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 264,608 shares Expires 2031-02-14 F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F6 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F6 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F7 · derivative.exercise_date: This option was scheduled to vest quarterly for 48 months starting with the first quarter following January 1, 2021, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 490,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 2 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,017 Underlying: Class A Common Stock · 490,017 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $1.92, received 1 RSU per each 1.20 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $1.92, received 1 RSU per each 1.20 options in the Exchange. F5 · derivative.exercise_date: In accordance with the terms of the Tender Offer, (i) with respect to the 336,888 new RSUs exchanged for 404,265 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 153,129 new RSUs exchanged for 183,755 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2024 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F5 · derivative.expiration_date: In accordance with the terms of the Tender Offer, (i) with respect to the 336,888 new RSUs exchanged for 404,265 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 153,129 new RSUs exchanged for 183,755 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2024 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerStock Option (Right to Buy) · Derivative | 588,020 | Not disclosed Strike: $1.92 | Not disclosed |
DisclosureSEC source: 0001140361-22-039219 · form4.xml · derivative · entry 1 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 588,020 shares Expires 2030-01-14 F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $1.92, received 1 RSU per each 1.20 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $1.92, received 1 RSU per each 1.20 options in the Exchange. F3 · derivative.exercise_date: This option was scheduled to vest 25% on January 1, 2021, and then quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The unvested portions of these options may be early exercised for restricted stock, subject to the Issuer's right of repurchase. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantWarrant (Right to Acquire) · Derivative | 588 | $0.00 Strike: $8.51 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 11 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588 Underlying: Class B Common Stock · 588 shares Expires 2022-10-15 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F10 · derivative.exercise_date: These warrants are currently exercisable. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 175,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 10 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,347 Underlying: Class B Common Stock · 175,347 shares Expires 2027-05-02 F12 · derivative.exercise_price: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F12 · derivative.exercise_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 264,609 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 9 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,609 Underlying: Class B Common Stock · 264,609 shares Expires 2031-02-14 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F9 · derivative.exercise_date: This option vests quarterly for 48 months starting with the first quarter following January 1, 2021, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 588,020 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 8 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,020 Underlying: Class B Common Stock · 588,020 shares Expires 2030-01-14 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F8 · derivative.exercise_date: This option vested 25% on January 1, 2021, and then vests quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The unvested portions of these options may be early exercised for restricted stock, subject to the Issuer's right of repurchase. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 399,854 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 7 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,854 Underlying: Class B Common Stock · 399,854 shares Expires 2028-11-08 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F7 · derivative.exercise_date: This option vested 25% on November 9, 2019, and then vests quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The unvested portions of these options may be early exercised for restricted stock, subject to the Issuer's right of repurchase. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 169,442 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 6 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,442 Underlying: Class B Common Stock · 169,442 shares Expires 2027-10-03 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F6 · derivative.exercise_date: This option is fully vested and is currently exercisable at any time. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 128,312 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 5 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,312 Underlying: Class B Common Stock · 128,312 shares Expires 2026-07-17 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F6 · derivative.exercise_date: This option is fully vested and is currently exercisable at any time. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 69,092 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 4 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,092 Underlying: Class B Common Stock · 69,092 shares Expires 2027-10-03 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F6 · derivative.exercise_date: This option is fully vested and is currently exercisable at any time. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 3 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,743 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F11 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F4 · balance_after: This amount includes an additional 190,006 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · balance_after: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantClass B Common Stock · Derivative | 517,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · derivative · entry 2 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,843 Underlying: Class A Common Stock · 517,843 shares Expires not disclosed F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F4 · shares: This amount includes an additional 190,006 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · shares: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F4 · derivative.underlying_shares: This amount includes an additional 190,006 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · derivative.underlying_shares: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F4 · balance_after: This amount includes an additional 190,006 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · balance_after: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 21:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionClass A Common Stock | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-023769 · form4.xml · nonDerivative · entry 1 Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F3 · price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.