Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Grove Collaborative Holdings, Inc.
Report date February 15, 2025 · Filed February 20, 2025
Section 16 reporting ended · disclosed 2025-02-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 297,667 |
Ending reported balance
After 2025-02-15 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2025-02-15 · Exercise / conversion · Acquired 8,820 · Balance 271,106 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 2 · 2025-02-15 · Tax withholding · Disposed 4,322 · Balance 266,784 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 3 · 2025-02-15 · Exercise / conversion · Acquired 25,347 · Balance 292,131 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 4 · 2025-02-15 · Tax withholding · Disposed 12,420 · Balance 279,711 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 5 · 2025-02-15 · Exercise / conversion · Acquired 31,209 · Balance 310,920 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 6 · 2025-02-15 · Tax withholding · Disposed 15,293 · Balance 295,627 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 7 · 2025-02-15 · Exercise / conversion · Acquired 4,000 · Balance 299,627 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 8 · 2025-02-15 · Tax withholding · Disposed 1,960 · Balance 297,667 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 44,103 |
Reported balance
After 2025-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-02-15 · Exercise / conversion · Disposed 8,820 · Balance 44,103 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 202,770 |
Reported balance
After 2025-02-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-02-15 · Exercise / conversion · Disposed 25,347 · Balance 202,770 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5: These RSUs will vest in quarterly installments each February 15, May 15, August 15 and November 15 commencing on May 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 62,425 |
Reported balance
After 2025-02-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-02-15 · Exercise / conversion · Disposed 31,209 · Balance 62,425 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,000 |
Reported balance
After 2025-02-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-02-15 · Exercise / conversion · Disposed 4,000 · Balance 8,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F4: The RSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason.
F4: The RSUs have no expiration date.
F5: These RSUs will vest in quarterly installments each February 15, May 15, August 15 and November 15 commencing on May 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
F6: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 31,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · derivative · entry 8 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,261 Underlying: Class A Common Stock · 31,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · derivative · entry 7 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,383 Underlying: Class A Common Stock · 8,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 1,971 | $1.78 | $3,508.38 |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · nonDerivative · entry 6 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,639 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · nonDerivative · entry 5 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 15,371 | $1.78 | $27,360.38 |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · nonDerivative · entry 4 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,610 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 31,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · nonDerivative · entry 3 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 4,344 | $1.78 | $7,732.32 |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · nonDerivative · entry 2 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,772 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:29 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005919 · form4.xml · nonDerivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · derivative · entry 9 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 31,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · derivative · entry 8 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,470 Underlying: Class A Common Stock · 31,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · derivative · entry 7 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,203 Underlying: Class A Common Stock · 8,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 1,768 | $1.95 | $3,447.60 |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · nonDerivative · entry 6 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,296 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · nonDerivative · entry 5 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 13,795 | $1.95 | $26,900.25 |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · nonDerivative · entry 4 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,064 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 31,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · nonDerivative · entry 3 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 3,899 | $1.95 | $7,603.05 |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · nonDerivative · entry 2 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,650 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-027891 · form4.xml · nonDerivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · derivative · entry 9 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F5 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 31,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · derivative · entry 8 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,679 Underlying: Class A Common Stock · 31,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F5 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · derivative · entry 7 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,023 Underlying: Class A Common Stock · 8,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F4 · derivative.exercise_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. F5 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 1,769 | $2.19 | $3,874.11 |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · nonDerivative · entry 6 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,729 F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · nonDerivative · entry 5 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 13,795 | $2.19 | $30,211.05 |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · nonDerivative · entry 4 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,498 F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 31,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · nonDerivative · entry 3 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 3,899 | $2.19 | $8,538.81 |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · nonDerivative · entry 2 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,084 F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:51 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-022866 · form4.xml · nonDerivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · balance_after: On June 5, the common stock of Grove Collaborative Holdings, Inc. reverse split 1-for-5, resulting in a decrease of 296,656 shares in the reporting person's ownership of common stock. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · derivative · entry 9 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,000 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 156,049 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · derivative · entry 8 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,404,438 Underlying: Class A Common Stock · 156,049 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 176,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · derivative · entry 7 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 529,212 Underlying: Class A Common Stock · 176,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 9,917 | $0.49 | $4,884.12 |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · nonDerivative · entry 6 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,819 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · nonDerivative · entry 5 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 77,370 | $0.49 | $38,104.73 |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · nonDerivative · entry 4 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,736 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 156,049 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · nonDerivative · entry 3 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 86,767 | $0.49 | $42,732.75 |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · nonDerivative · entry 2 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,057 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:07 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 176,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016010 · form4.xml · nonDerivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| April 12, 2023 Filed Apr 14, 2023 20:00 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-012914 · form4.xml · derivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023. F3 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 18:38 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 1,560,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-008211 · form4.xml · derivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,487 Underlying: Class A Common Stock · 1,560,487 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date. F3 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| December 24, 2022 Filed Dec 28, 2022 23:00 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 294,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-047241 · form4.xml · derivative · entry 3 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 294,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These RSUs were fully vested as of the December 8, 2022 grant date. The RSUs have no expiration date. F2 · derivative.expiration_date: These RSUs were fully vested as of the December 8, 2022 grant date. The RSUs have no expiration date. Read SEC document |
| December 24, 2022 Filed Dec 28, 2022 23:00 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 101,706 | $0.24 | $24,846.78 |
DisclosureSEC source: 0001140361-22-047241 · form4.xml · nonDerivative · entry 2 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,411 Read SEC document |
| December 24, 2022 Filed Dec 28, 2022 23:00 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 294,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-047241 · form4.xml · nonDerivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 02:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 294,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-045315 · form4.xml · derivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,117 Underlying: Class A Common Stock · 294,117 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These RSUs are fully vested as of the grant date. The RSUs have no expiration date. F2 · derivative.expiration_date: These RSUs are fully vested as of the grant date. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 705,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023771 · form4.xml · derivative · entry 4 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,625 Underlying: Class A Common Stock · 705,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F7 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F6 · derivative.exercise_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F6 · derivative.expiration_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 705,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023771 · form4.xml · derivative · entry 3 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 705,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F7 · kind: In connection with closing of the Business Combination, the Reporting Person elected to convert these securities from Class B Common Stock to Class A Common Stock. F6 · derivative.exercise_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F6 · derivative.expiration_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 705,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023771 · form4.xml · derivative · entry 2 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,625 Underlying: Class B Common Stock · 705,625 shares Expires not disclosed F6 · derivative.exercise_price: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F6 · derivative.exercise_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. F6 · derivative.expiration_date: These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:40 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantClass B Common Stock · Derivative | 63,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023771 · form4.xml · derivative · entry 1 Cervantes Sergio · CIK 0001930565 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,149 Underlying: Class A Common Stock · 63,149 shares Expires not disclosed F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F4 · shares: This amount consists entirely of 63,149 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · shares: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F4 · derivative.underlying_shares: This amount consists entirely of 63,149 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · derivative.underlying_shares: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F4 · balance_after: This amount consists entirely of 63,149 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · balance_after: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.