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Volkmer Bart

Disclosed activity across 1 company

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82973
SEC CIK
0001734437

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DROPBOX, INC.DBX · Entity 1121Chief Legal OfficerFebruary 18, 2025February 20, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DROPBOX, INC.

Report date February 18, 2025 · Filed February 20, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect285,617 Reported balance After 2025-02-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-02-18 · Tax withholding · Disposed 13,125 · Balance 285,617

F1: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2028. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2028. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2022 Filed Feb 28, 2022 22:49 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 9,515 $20.50 $195,045.13
Disclosure

SEC source: 0001562180-22-001993 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,007

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.01 to $20.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:24 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 7,943 $24.39 $193,729.77
Disclosure

SEC source: 0001562180-22-001586 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,522

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 22:08 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 11,000 $24.26 $266,833.60
Disclosure

SEC source: 0001562180-22-000458 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,465

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.75 to $24.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:26 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,880 $24.04 $261,538.88
Disclosure

SEC source: 0001562180-21-007692 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,465

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.86 to $24.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:04 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 82,099 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007132 · primarydocument.xml · derivative · entry 4

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,717

Underlying: Class A Common Stock · 82,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 82,099 shares of Class B Common Stock were converted into 82,099 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F3 · derivative.exercise_date: 82,099 shares of Class B Common Stock were converted into 82,099 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F3 · derivative.expiration_date: 82,099 shares of Class B Common Stock were converted into 82,099 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:04 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 12,305 $26.07 $320,835.65
Disclosure

SEC source: 0001562180-21-007132 · primarydocument.xml · nonDerivative · entry 3

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,345

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:04 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 82,099 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007132 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 82,099 shares of Class B Common Stock were converted into 82,099 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:04 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 15,722 $26.99 $424,336.78
Disclosure

SEC source: 0001562180-21-007132 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,551

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 22:13 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $28.65 $286,493.00
Disclosure

SEC source: 0001562180-21-006452 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,273

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $28.33 to $28.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 21:33 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $31.23 $312,347.00
Disclosure

SEC source: 0001562180-21-005951 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,273

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.9750 to $31.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:43 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 15,722 $32.13 $505,147.86
Disclosure

SEC source: 0001562180-21-005429 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,273

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 21:30 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $32.24 $322,439.00
Disclosure

SEC source: 0001562180-21-005330 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,995

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.20 to $32.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:14 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $30.82 $308,172.00
Disclosure

SEC source: 0001562180-21-004939 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,995

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.68 to $31.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:43 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 90,133 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004280 · primarydocument.xml · derivative · entry 5

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,816

Underlying: Class A Common Stock · 90,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 90,133 shares of Class B Common Stock were converted into 90,133 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.exercise_date: 90,133 shares of Class B Common Stock were converted into 90,133 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.expiration_date: 90,133 shares of Class B Common Stock were converted into 90,133 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:43 UTC DROPBOX, INC. DBX · Entity 1121 Exercise / conversionClass B Common Stock · Derivative 90,133 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004280 · primarydocument.xml · derivative · entry 4

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,949

Underlying: Class A Common Stock · 90,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F6 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:43 UTC DROPBOX, INC. DBX · Entity 1121 Exercise / conversionStock Option (right to buy) · Derivative 90,133 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001562180-21-004280 · primarydocument.xml · derivative · entry 3

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 90,133 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · derivative.exercise_date: Shares subject to the option are fully vested and exercisable.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:43 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 90,133 $29.65 $2,672,686.81
Disclosure

SEC source: 0001562180-21-004280 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,995

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $29.46 to $29.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:43 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 90,133 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004280 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 90,133 shares of Class B Common Stock were converted into 90,133 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
May 17, 2021 Filed May 17, 2021 23:13 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 15,722 $25.38 $399,024.36
Disclosure

SEC source: 0001562180-21-003499 · primarydocument.xml · nonDerivative · entry 3

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,995

F4 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
May 13, 2021 Filed May 17, 2021 23:13 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 9,900 $24.48 $242,351.01
Disclosure

SEC source: 0001562180-21-003499 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,717

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $24.10 to $25.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
May 13, 2021 Filed May 17, 2021 23:13 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 100 $25.12 $2,512.00
Disclosure

SEC source: 0001562180-21-003499 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,617

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:15 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $26.36 $263,620.00
Disclosure

SEC source: 0001562180-21-002818 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,717

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.05 to $26.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 22:57 UTC DROPBOX, INC. DBX · Entity 1121 GrantClass A Common Stock 116,804 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002709 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,717

F1 · shares: These securities are restricted stock awards. Each restricted stock award represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock awards vest as to 1/16th of the shares on May 15, 2021 and each three-month anniversary thereafter through February 15, 2025.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
March 19, 2021 Filed Mar 20, 2021 00:12 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 42,898 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002380 · primarydocument.xml · derivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,816

Underlying: Class A Common Stock · 42,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 42,898 shares of Class B Common Stock were converted into 42,898 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.exercise_date: 42,898 shares of Class B Common Stock were converted into 42,898 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.expiration_date: 42,898 shares of Class B Common Stock were converted into 42,898 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

Read SEC document
March 19, 2021 Filed Mar 20, 2021 00:12 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 42,898 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002380 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 42,898 shares of Class B Common Stock were converted into 42,898 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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March 11, 2021 Filed Mar 15, 2021 22:28 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 200 $25.74 $5,147.00
Disclosure

SEC source: 0001562180-21-002249 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,015

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $25.72 to $25.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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March 11, 2021 Filed Mar 15, 2021 22:28 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 9,800 $25.39 $248,808.28
Disclosure

SEC source: 0001562180-21-002249 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,215

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.64 to $25.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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February 25, 2021 Filed Mar 1, 2021 23:26 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $22.78 $227,839.00
Disclosure

SEC source: 0001562180-21-001699 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,015

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.42 to $23.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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February 16, 2021 Filed Feb 18, 2021 23:05 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 8,636 $24.51 $211,668.36
Disclosure

SEC source: 0001562180-21-001283 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,015

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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January 11, 2021 Filed Jan 13, 2021 23:05 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 8,300 $23.48 $194,853.29
Disclosure

SEC source: 0001562180-21-000342 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,651

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $23.15 to $23.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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January 11, 2021 Filed Jan 13, 2021 23:05 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 1,700 $22.65 $38,501.94
Disclosure

SEC source: 0001562180-21-000342 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,951

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.12 to $23.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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December 07, 2020 Filed Dec 9, 2020 22:35 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $20.58 $205,830.00
Disclosure

SEC source: 0001562180-20-007135 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,651

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.41 to $20.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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November 16, 2020 Filed Nov 16, 2020 23:50 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 14,168 $19.06 $270,042.08
Disclosure

SEC source: 0001562180-20-006720 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,651

F4 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 23:50 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 10,000 $18.76 $187,576.00
Disclosure

SEC source: 0001562180-20-006720 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,819

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $18.63 to $18.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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August 28, 2020 Filed Sep 1, 2020 21:07 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 4,200 $21.01 $88,242.00
Disclosure

SEC source: 0001562180-20-005729 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,819

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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August 18, 2020 Filed Aug 19, 2020 22:04 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 9,800 $21.10 $206,780.00
Disclosure

SEC source: 0001562180-20-005548 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,019

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 22:04 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 14,168 $19.50 $276,276.00
Disclosure

SEC source: 0001562180-20-005548 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,819

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 21:20 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 7,000 $22.58 $158,029.90
Disclosure

SEC source: 0001562180-20-004612 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,987

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.31 to $22.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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May 18, 2020 Filed May 20, 2020 00:36 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 21,000 $21.87 $459,274.20
Disclosure

SEC source: 0001562180-20-003764 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,987

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $21.59 to $22.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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May 15, 2020 Filed May 20, 2020 00:36 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 12,493 $21.50 $268,599.50
Disclosure

SEC source: 0001562180-20-003764 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,987

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

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April 01, 2020 Filed Apr 3, 2020 23:09 UTC DROPBOX, INC. DBX · Entity 1121 GrantClass A Common Stock 133,848 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002915 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,480

F1 · shares: These securities are restricted stock awards. Each restricted stock award represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock awards vest as to 1/16th of the shares on May 15, 2020 and each three-month anniversary thereafter through February 15, 2024.

F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 02:12 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 50,403 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002263 · primarydocument.xml · derivative · entry 2

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,714

Underlying: Class A Common Stock · 50,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 50,403 shares of Class B Common Stock were converted into 50,403 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.exercise_date: 50,403 shares of Class B Common Stock were converted into 50,403 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F1 · derivative.expiration_date: 50,403 shares of Class B Common Stock were converted into 50,403 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 02:12 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass A Common Stock 50,403 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002263 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 50,403 shares of Class B Common Stock were converted into 50,403 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:13 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 42,000 $22.26 $935,033.40
Disclosure

SEC source: 0001562180-20-001689 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,229

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.99 to $22.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:10 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 7,215 $18.53 $133,693.95
Disclosure

SEC source: 0001562180-20-001418 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,229

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:59 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass A Common Stock 14,657 $18.84 $276,137.88
Disclosure

SEC source: 0001562180-19-005587 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,444

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 21:21 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 14,255 $21.00 $299,396.34
Disclosure

SEC source: 0001562180-19-004898 · primarydocument.xml · nonDerivative · entry 2

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,101

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $21.00 to $21.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 21:21 UTC DROPBOX, INC. DBX · Entity 1121 SaleClass A Common Stock 2,329 $21.00 $48,909.00
Disclosure

SEC source: 0001562180-19-004898 · primarydocument.xml · nonDerivative · entry 1

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,356

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 22:29 UTC DROPBOX, INC. DBX · Entity 1121 ConversionClass B Common Stock · Derivative 1,680 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004383 · primarydocument.xml · derivative · entry 4

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,117

Underlying: Class A Common Stock · 1,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1,680 shares of Class B Common Stock were converted into 1,680 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F3 · derivative.exercise_date: 1,680 shares of Class B Common Stock were converted into 1,680 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

F3 · derivative.expiration_date: 1,680 shares of Class B Common Stock were converted into 1,680 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 22:29 UTC DROPBOX, INC. DBX · Entity 1121 Tax withholdingClass B Common Stock · Derivative 1,653 $17.57 $29,043.21
Disclosure

SEC source: 0001562180-19-004383 · primarydocument.xml · derivative · entry 3

Volkmer Bart · CIK 0001734437 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,797

Underlying: Class A Common Stock · 1,653 shares

Expires not disclosed

F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.