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Johnson Gordon L

Disclosed activity across 1 company

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82898
SEC CIK
0001500125

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RAYMOND JAMES FINANCIAL INCRJF · Entity 3126DirectorFebruary 20, 2025February 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RAYMOND JAMES FINANCIAL INC

Report date February 20, 2025 · Filed February 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,353 Reported balance After 2025-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-02-20 · Exercise / conversion · Acquired 1,711 · Balance 42,353

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Common StockSEC Table I · non-derivativeDirect43,606 Reported balance After 2025-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-02-20 · Grant · Acquired 1,253 · Balance 43,606

F2: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the fifth anniversary of the vest date.

F3: Includes DRSUs.

Common StockSEC Table I · non-derivativeDirect43,948 Reported balance After 2025-02-20 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2025-02-20 · Exercise / conversion · Acquired 342 · Balance 43,948

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Common StockSEC Table I · non-derivativeDirect44,290 Reported balance After 2025-02-20 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2025-02-20 · Exercise / conversion · Acquired 342 · Balance 44,290

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,645 Reported balance After 2025-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-02-20 · Grant · Acquired 250 · Balance 2,645

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,895 Reported balance After 2025-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-02-20 · Grant · Acquired 250 · Balance 2,895

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,211 Reported balance After 2025-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-02-20 · Exercise / conversion · Disposed 342 · Balance 2,211

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,553 Reported balance After 2025-02-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-02-20 · Exercise / conversion · Disposed 342 · Balance 2,553

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect500 Reported balance After 2025-02-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-02-20 · Exercise / conversion · Disposed 1,711 · Balance 500

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the fifth anniversary of the vest date.

F3: Includes DRSUs.

F4: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2026.

F5: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 19, 2020 19:35 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002736 · doc4.xml · derivative · entry 4

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

Underlying: Common Stock · 60 shares

Expires 2021-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 2/19/2019, 20% on 2/19/2020, and will vest 20% on 2/19/2021.

Read SEC document
February 19, 2020 Filed Feb 19, 2020 19:35 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002736 · doc4.xml · nonDerivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 19:35 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002736 · doc4.xml · derivative · entry 3

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Stock · 180 shares

Expires 2022-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vested 60% on 2/17/2020, will vest 20% on 2/17/2021, and 20% on 2/17/2022.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 19:35 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002736 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 13:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004250 · doc4.xml · derivative · entry 4

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Common Stock · 302 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 13:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 1,921 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004250 · doc4.xml · derivative · entry 3

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789

Underlying: Common Stock · 1,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 13:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 1,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004250 · doc4.xml · derivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

Underlying: Common Stock · 1,789 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 13:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 1,921 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004250 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 13:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003461 · doc4.xml · derivative · entry 4

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

Underlying: Common Stock · 60 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2018, 20% on 2/21/2019 and the 20% balance will vest on 2/21/2020.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 13:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003461 · doc4.xml · derivative · entry 3

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 460 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, 20% on 2/21/2018 and 20% on 2/21/2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 13:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003461 · doc4.xml · nonDerivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 13:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 460 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003461 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 14:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 180 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003176 · doc4.xml · derivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Stock · 180 shares

Expires 2021-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 300 RSUs granted, 60% vested on 2/19/2019, and the balance will vest 20% on 2/19/2020, and 20% on 2/19/2021.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 14:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003176 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 20:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 278 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004102 · doc4.xml · derivative · entry 6

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

Underlying: Common Stock · 278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.

F2 · derivative.expiration_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 18:20 UTC Amendment RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004327 · doc4a.xml · derivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

F2 · shares: Due to a rounding error, the original Form 4 misstated by one share the number of shares issued to the reporting person for service as a director on the registrant's bank subsidiary board.

F3 · derivative.exercise_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.

F3 · derivative.expiration_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004102 · doc4.xml · derivative · entry 5

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2018-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004102 · doc4.xml · derivative · entry 4

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018.

F3 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 1,644 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004102 · doc4.xml · derivative · entry 3

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Common Stock · 1,644 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.

F2 · derivative.expiration_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004102 · doc4.xml · nonDerivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 20:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004102 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:18 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 180 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003925 · doc4.xml · derivative · entry 4

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Stock · 180 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2018, and will vest 20% on 2/21/2019 and 20% on 2/21/2020.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:18 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003925 · doc4.xml · derivative · entry 3

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Stock · 460 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, vested 20% on 2/21/2018 and will vest 20% on 2/21/2019.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:18 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003925 · doc4.xml · nonDerivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

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February 21, 2018 Filed Feb 23, 2018 15:18 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 460 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003925 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 20:41 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004487 · doc4.xml · derivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.

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February 24, 2017 Filed Feb 24, 2017 20:41 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004487 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 19:21 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · derivative · entry 4

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2018-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/22/2016, 20% on 2/22/2017, and 20% will vest on 2/22/2018.

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February 22, 2017 Filed Feb 23, 2017 19:21 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · nonDerivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:21 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 1,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · derivative · entry 3

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

Underlying: Common Stock · 1,380 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,300 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018 and 20% on 2/21/2019.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:21 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:14 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003964 · doc4.xml · derivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2022-02-17

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Of the 300 RSUs granted, 60% vests on 2/17/2020, 20% on 2/17/2021, and 20% on 2/17/2022.

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February 16, 2017 Filed Feb 21, 2017 22:14 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003964 · doc4.xml · derivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

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February 16, 2017 Filed Feb 21, 2017 14:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003823 · doc4.xml · derivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017.

F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 14:17 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003823 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.