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person · Reporting owner

Miller Edward

Disclosed activity across 2 companies

Tapewire entity
82880
SEC CIK
0001619252

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALEXION PHARMACEUTICALS, INC.ALXN · Entity 137086SVP, Chief Compliance OfficerFebruary 27, 2017March 01, 2017
Kalaris Therapeutics, Inc.ALVR · Entity 6805General CounselFebruary 21, 2025February 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALEXION PHARMACEUTICALS, INC.

Report date February 27, 2017 · Filed March 01, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.0001 per shareSEC Table I · non-derivativeDirect19,284 Ending reported balance After 2017-02-28 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-02-27 · Sale · Disposed 260 · Balance 15,214

F1: This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units.

F2: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $131.00 - $131.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.

Row 2 · 2017-02-28 · Sale · Disposed 330 · Balance 14,884

F1: This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units.

F2: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $131.00 - $131.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.

Row 3 · 2017-02-28 · Grant · Acquired 4,400 · Balance 19,284

F3: Award of Restricted Stock Units under the 2004 Incentive Plan. 25% vests on each anniversary of the grant date.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $131.25 · Expires 2027-02-28Direct8,700 Reported balance After 2017-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-28 · Grant · Acquired 8,700 · Balance 8,700

F4: Stock option award under 2004 Incentive Plan. 25% vest on the first anniversary of the grant date, 1/16 every three months thereafter until fully vested over 4 years.

Filing footnotes · ownership attribution and instrument terms

F1: This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units.

F2: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $131.00 - $131.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.

F3: Award of Restricted Stock Units under the 2004 Incentive Plan. 25% vests on each anniversary of the grant date.

F4: Stock option award under 2004 Incentive Plan. 25% vest on the first anniversary of the grant date, 1/16 every three months thereafter until fully vested over 4 years.

Kalaris Therapeutics, Inc.

Report date February 21, 2025 · Filed February 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,517 Reported balance After 2025-02-21 transaction · row 1
1 source row

Row 1 · 2025-02-21 · Sale · Disposed 106 · Balance 6,517

F1: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.06 to $10.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Common StockSEC Table I · non-derivativeIndirectSee footnote15,058 Reported balance Holding disclosure · report date 2025-02-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,058

F3: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.06 to $10.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2025 Filed Feb 24, 2025 21:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 106 $10.08 $1,068.03
Disclosure

SEC source: 0000950170-25-025630 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,517

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.06 to $10.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:16 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 5 $9.94 $49.70
Disclosure

SEC source: 0000950170-25-009205 · ownership.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,623

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.81 to $10.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · balance_after: Reflects a 1-for-23 reverse split of the Issuer's Common Stock effected on January 16, 2025.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:16 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 47 $9.45 $444.33
Disclosure

SEC source: 0000950170-25-009205 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,628

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.81 to $9.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · balance_after: Reflects a 1-for-23 reverse split of the Issuer's Common Stock effected on January 16, 2025.

Read SEC document
January 10, 2025 Filed Jan 13, 2025 21:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 409 $0.44 $180.00
Disclosure

SEC source: 0000950170-25-004834 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,541

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.44 to $0.462. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 11, 2024 Filed Dec 11, 2024 22:07 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GiftCommon Stock 57,549 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135443 · ownership.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 346,348

F1 · kind: On December 11, 2024, the Reporting Person transferred 57,549 shares to The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 11, 2024 Filed Dec 11, 2024 22:07 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GiftCommon Stock 57,549 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135443 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,950

F1 · kind: On December 11, 2024, the Reporting Person transferred 57,549 shares to The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 432 $0.55 $236.95
Disclosure

SEC source: 0000950170-24-129258 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,499

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.545 to $0.572. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 2,272 $0.86 $1,965.05
Disclosure

SEC source: 0000950170-24-122335 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,931

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.856 to $0.9151. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
October 22, 2024 Filed Oct 23, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 766 $0.77 $588.13
Disclosure

SEC source: 0000950170-24-116644 · ownership.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,203

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.76 to $0.7709. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
October 21, 2024 Filed Oct 23, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 635 $0.78 $494.67
Disclosure

SEC source: 0000950170-24-116644 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,969

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7544 to $0.7964. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 377 $0.81 $307.18
Disclosure

SEC source: 0000950170-24-112913 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,604

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 422 $0.76 $320.51
Disclosure

SEC source: 0000950170-24-099106 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,981

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7373 to $0.7736. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 2,323 $0.73 $1,706.94
Disclosure

SEC source: 0000950170-24-092808 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,403

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.73 to $0.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
July 22, 2024 Filed Jul 23, 2024 20:25 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 757 $0.74 $559.57
Disclosure

SEC source: 0000950170-24-085658 · ownership.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,726

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7330 to $0.7534. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 20:25 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 634 $0.75 $475.56
Disclosure

SEC source: 0000950170-24-085658 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,483

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7343 to $0.7925. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 20:14 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 379 $0.72 $272.88
Disclosure

SEC source: 0000950170-24-081519 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,117

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:33 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 420 $0.75 $314.71
Disclosure

SEC source: 0000950170-24-062977 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,496

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.74 to $0.7615. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 2,311 $0.80 $1,839.56
Disclosure

SEC source: 0000950170-24-054509 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,916

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7801 to $0.8098. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 22, 2024 Filed Apr 23, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 757 $0.75 $567.75
Disclosure

SEC source: 0000950170-24-046907 · ownership.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,227

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 626 $0.75 $469.88
Disclosure

SEC source: 0000950170-24-046907 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,984

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7460 to $0.7562. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 368 $0.77 $284.10
Disclosure

SEC source: 0000950170-24-041809 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,610

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7513 to $0.7801. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:16 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 385 $0.70 $267.65
Disclosure

SEC source: 0000950170-24-018786 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,978

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6832 to $0.7150. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:40 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 8,869 $0.67 $5,942.23
Disclosure

SEC source: 0000950170-24-011771 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,363

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.66 to $0.6914. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 1,302 $0.67 $873.38
Disclosure

SEC source: 0000950170-24-007403 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,232

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6683 to $0.6797. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:15 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 424 $0.64 $270.94
Disclosure

SEC source: 0000950170-24-002937 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,534

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:00 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantStock Option (Right to Buy) · Derivative 162,500 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0001209191-23-006992 · doc4.xml · derivative · entry 3

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,844

Underlying: Common Stock · 162,500 shares

Expires 2033-02-02

F3 · derivative.exercise_date: 25% of this option shall vest and become exercisable on February 2, 2024, with the remainder vesting in twelve equal quarterly installments thereafter.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:00 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantCommon Stock 87,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006992 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,958

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan (the "Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 25% of the RSUs shall vest on February 2, 2024, with the remainder vesting in twelve equal quarterly installments thereafter.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 00:00 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 541 $5.14 $2,782.80
Disclosure

SEC source: 0001209191-23-004501 · doc4.xml · nonDerivative · entry 4

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,458

F3 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and intended to qualify under Rule 10b5-1.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.05 to $5.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 19, 2023 Filed Jan 24, 2023 00:00 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 2,032 $5.08 $10,317.89
Disclosure

SEC source: 0001209191-23-004501 · doc4.xml · nonDerivative · entry 3

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,999

F3 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and intended to qualify under Rule 10b5-1.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.94 to $5.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 02, 2022 Filed Jan 24, 2023 00:00 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GiftCommon Stock 98,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004501 · doc4.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 288,799

F1 · kind: On December 2, 2022, the Reporting Person transferred 98,346 shares to The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 02, 2022 Filed Jan 24, 2023 00:00 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GiftCommon Stock 98,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004501 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,031

F1 · kind: On December 2, 2022, the Reporting Person transferred 98,346 shares to The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 14, 2022 Filed Nov 16, 2022 22:10 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 2,358 $8.91 $21,018.03
Disclosure

SEC source: 0000899243-22-036018 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 190,453

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.90 to $8.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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October 20, 2022 Filed Oct 26, 2022 20:15 UTC Amendment Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 553 $9.36 $5,176.47
Disclosure

SEC source: 0000899243-22-034265 · doc4a.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,377

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units, and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.08 to $9.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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October 19, 2022 Filed Oct 24, 2022 22:24 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 553 $9.36 $5,176.47
Disclosure

SEC source: 0000899243-22-034056 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,377

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units, and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.08 to $9.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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August 16, 2022 Filed Aug 17, 2022 22:02 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-029058 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,930

F1 · shares: The shares reported in this transaction represent restricted stock units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan (the "Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 25% of the RSUs shall vest on August 16, 2023, with the remainder vesting in twelve equal quarterly installments thereafter.

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July 01, 2022 Filed Jul 6, 2022 11:30 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0000899243-22-025235 · doc4.xml · derivative · entry 3

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2032-07-01

F4 · derivative.exercise_date: 25% of this option shall vest and become exercisable on July 1, 2023, with the remainder vesting in twelve equal quarterly installments thereafter.

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July 01, 2022 Filed Jul 6, 2022 11:30 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025235 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,930

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan (the "Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 25% of the RSUs shall vest on July 1, 2023, with the remainder vesting in twelve equal quarterly installments thereafter.

F2 · balance_after: Includes 3,623 shares acquired under the AlloVir, Inc. 2020 Employee Stock Purchase Plan on June 30, 2022.

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January 18, 2022 Filed Apr 4, 2022 20:23 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantStock Option (Right to Buy) · Derivative 56,744 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0000899243-22-013334 · doc4.xml · derivative · entry 3

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,744

Underlying: Common Stock · 56,744 shares

Expires 2032-01-18

F3 · derivative.exercise_date: 25% of this option shall vest and become exercisable on January 18, 2023, with the remainder vesting in twelve equal quarterly installments thereafter.

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January 18, 2022 Filed Apr 4, 2022 20:23 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantCommon Stock 23,256 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013334 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,307

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan (the "Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 25% of the RSUs shall vest on January 18, 2023, with the remainder vesting in twelve equal quarterly installments thereafter.

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March 01, 2021 Filed Mar 4, 2021 01:35 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 2,200 $39.14 $86,107.56
Disclosure

SEC source: 0001209191-21-017529 · doc4.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 192,811

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 4, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.93 to $39.475. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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March 01, 2021 Filed Mar 4, 2021 01:35 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 SaleCommon Stock 3,800 $38.58 $146,591.84
Disclosure

SEC source: 0001209191-21-017529 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 195,011

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 4, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.92 to $38.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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January 19, 2021 Filed Jan 22, 2021 00:24 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantStock Option (Right to Buy) · Derivative 52,000 $0.00 Strike: $42.15 $0.00
Disclosure

SEC source: 0000899243-21-002759 · doc4.xml · derivative · entry 4

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires 2031-01-19

F3 · derivative.exercise_date: 25% of this option shall vest and become exercisable on January 19, 2022, with the remainder vesting in twelve equal quarterly installments thereafter.

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January 19, 2021 Filed Jan 22, 2021 00:24 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002759 · doc4.xml · nonDerivative · entry 3

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,051

F2 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan (the "Plan"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 25% of the RSUs shall vest on January 19, 2022, with the remainder vesting in twelve equal quarterly installments thereafter.

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December 01, 2020 Filed Jan 22, 2021 00:24 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GiftCommon Stock 41,514 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002759 · doc4.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 198,811

F1 · shares: On December 1, 2020, the Reporting Person transferred 41,514 shares to The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On December 1, 2020, the Reporting Person transferred 41,514 shares to The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 01, 2020 Filed Jan 22, 2021 00:24 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GiftCommon Stock 41,514 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002759 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,051

F1 · shares: On December 1, 2020, the Reporting Person transferred 41,514 shares to The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 03, 2020 Filed Aug 6, 2020 10:11 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 ConversionSeries B Convertible Preferred Stock · Derivative 48,819 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-021599 · doc4.xml · derivative · entry 3

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 32,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date.

F1 · price: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date.

F1 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date.

F1 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date.

F2 · ownership.nature: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 03, 2020 Filed Aug 6, 2020 10:11 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 ConversionCommon Stock 32,759 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-021599 · doc4.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of convertible preferred stock automatically converted into the Issuer's Common Stock on a one-for-1.49021 basis upon the closing of the Issuer's initial public offering on August 3, 2020 and had no expiration date.

F2 · ownership.nature: Shares held by The Miller Family 2019 Irrevocable Dynasty Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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July 29, 2020 Filed Jul 31, 2020 22:42 UTC Kalaris Therapeutics, Inc. ALVR · Entity 6805 GrantStock Option (Right to Buy) · Derivative 200,600 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000899243-20-020926 · doc4.xml · derivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,600

Underlying: Common Stock · 200,600 shares

Expires 2030-07-29

F1 · derivative.exercise_date: 25% of this option shall vest and become exercisable on July 29, 2021, with the remainder vesting in twelve equal quarterly installments thereafter.

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February 28, 2017 Filed Mar 1, 2017 19:45 UTC ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 GrantOption to Purchase Common Stock · Derivative 8,700 $0.00 Strike: $131.25 $0.00
Disclosure

SEC source: 0000899866-17-000058 · wf-form4_148841553225370.xml · derivative · entry 4

Miller Edward · CIK 0001619252 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

Underlying: Common Stock, par value $.0001 per share · 8,700 shares

Expires 2027-02-28

F4 · shares: Stock option award under 2004 Incentive Plan. 25% vest on the first anniversary of the grant date, 1/16 every three months thereafter until fully vested over 4 years.

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February 28, 2017 Filed Mar 1, 2017 19:45 UTC ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 GrantCommon Stock, par value $.0001 per share 4,400 $0.00 $0.00
Disclosure

SEC source: 0000899866-17-000058 · wf-form4_148841553225370.xml · nonDerivative · entry 3

Miller Edward · CIK 0001619252 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,284

F3 · shares: Award of Restricted Stock Units under the 2004 Incentive Plan. 25% vests on each anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.