Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIAGE SERVICES INCCSV · Entity 5426 | Sr. VP & Regional Partner | February 21, 2025 | February 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIAGE SERVICES INC
Report date February 21, 2025 · Filed February 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,843 |
Ending reported balance
After 2025-02-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-21 · Tax withholding · Disposed 1,558 · Balance 114,897 F1: Represents shares withheld by the Issuer on February 21, 2025 to cover taxes associated with the vesting of shares of restricted stock granted on February 21, 2024. Row 2 · 2025-02-22 · Tax withholding · Disposed 1,054 · Balance 113,843 F2: Represents shares withheld by the Issuer on February 22, 2025 to cover taxes associated with the vesting of shares of restricted stock granted on February 22, 2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $24.48 · Expires 2034-02-21 | Direct | 26,100 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 26,100 F3: Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $32.69 · Expires 2033-02-22 | Direct | 16,200 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 16,200 F4: Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $49.48 · Expires 2032-02-23 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 25,000 F5: Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $34.79 · Expires 2031-02-17 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 50,000 F6: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning on 2/14/2022. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $25.43 · Expires 2028-02-14 | Direct | 2,422 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,422 F7: Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning on 2/14/2019. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.54 · Expires 2027-03-21 | Direct | 28,600 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 28,600 F8: Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each each over five years beginning 3/21/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer on February 21, 2025 to cover taxes associated with the vesting of shares of restricted stock granted on February 21, 2024.
F2: Represents shares withheld by the Issuer on February 22, 2025 to cover taxes associated with the vesting of shares of restricted stock granted on February 22, 2023.
F3: Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.
F4: Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.
F5: Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023.
F6: Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning on 2/14/2022.
F7: Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning on 2/14/2019.
F8: Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each each over five years beginning 3/21/2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2020 Filed May 26, 2020 23:43 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-20-000110 · wf-form4_159053660034326.xml · derivative · entry 4 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2023-12-31 F3 · derivative.exercise_price: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. F3 · derivative.exercise_date: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. Read SEC document |
| May 19, 2020 Filed May 26, 2020 23:43 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-20-000110 · wf-form4_159053660034326.xml · derivative · entry 3 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2024-12-31 F2 · derivative.exercise_price: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. F2 · derivative.exercise_date: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. Read SEC document |
| May 19, 2020 Filed May 26, 2020 23:43 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantPerformance Award · Derivative | 13,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-20-000110 · wf-form4_159053660034326.xml · derivative · entry 2 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,974 Underlying: Common Stock · 13,974 shares Expires 2024-12-31 F1 · derivative.exercise_price: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024. F1 · derivative.exercise_date: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 02:16 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 436 | $24.55 | $10,703.80 |
DisclosureSEC source: 0001016281-20-000024 · wf-form4_158207859105753.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,459 F1 · shares: Represents shares withheld on February 14, 2020 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 01:45 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 438 | $19.13 | $8,378.94 |
DisclosureSEC source: 0001016281-19-000015 · wf-form4_155062708793119.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,624 F1 · shares: Represents shares withheld on February 14, 2019 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 01:11 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 4,384 | $16.07 | $70,450.88 |
DisclosureSEC source: 0001016281-18-000146 · wf-form4_154457706052918.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,062 Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:37 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-18-000142 · wf-form4_154387660965782.xml · derivative · entry 4 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200 shares Expires 2020-12-31 F1 · derivative.exercise_price: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. F1 · derivative.exercise_date: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:37 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 8,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-18-000142 · wf-form4_154387660965782.xml · derivative · entry 3 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,770 shares Expires 2021-12-31 F1 · derivative.exercise_price: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. F1 · derivative.exercise_date: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:37 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerPerformance Award · Derivative | 8,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001016281-18-000142 · wf-form4_154387660965782.xml · derivative · entry 2 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,840 shares Expires 2022-12-31 F1 · derivative.exercise_price: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. F1 · derivative.exercise_date: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 22:40 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 6,500 | $21.65 | $140,725.00 |
DisclosureSEC source: 0001016281-18-000100 · wf-form4_153817440674054.xml · nonDerivative · entry 3 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,446 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 22:40 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $20.26 | $0.00 |
DisclosureSEC source: 0001016281-18-000100 · wf-form4_153817440674054.xml · derivative · entry 4 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015, 1/3 on 2/25/2016 and 1/3 on 2/25/2017. These stock options expire on 02/25/2019. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 22:40 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Disposition to issuerCommon Stock | 30,000 | $21.79 | $653,700.00 |
DisclosureSEC source: 0001016281-18-000100 · wf-form4_153817440674054.xml · nonDerivative · entry 2 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,946 F1 · shares: Represents shares withheld on 9/26/2018 to cover option price and taxes associated with the exercise of stock options granted. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 22:40 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 30,000 | $20.26 | $607,800.00 |
DisclosureSEC source: 0001016281-18-000100 · wf-form4_153817440674054.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:19 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 25,000 | $0.00 Strike: $16.73 | $0.00 |
DisclosureSEC source: 0001016281-18-000038 · wf-form4_152038197216767.xml · derivative · entry 3 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. 25,000 shares were exercised on 3/5/2018. These stock options expire on 05/22/2018. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:19 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Tax withholdingCommon Stock | 16,449 | $27.69 | $455,472.81 |
DisclosureSEC source: 0001016281-18-000038 · wf-form4_152038197216767.xml · nonDerivative · entry 2 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,946 F1 · shares: Represents shares withheld on 03/05/2018 to cover the option price and the tax liability associated with the exercise of stock options granted on 05/22/2013. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:19 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 25,000 | $16.73 | $418,250.00 |
DisclosureSEC source: 0001016281-18-000038 · wf-form4_152038197216767.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 23:18 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantCommon Stock | 4,420 | $25.43 | $112,400.60 |
DisclosureSEC source: 0001016281-18-000015 · wf-form4_151882309672859.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,395 F1 · shares: Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/3 on 2/14/2019, 2/14/2020 and on 2/14/2021. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:13 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 5,630 | $26.67 | $150,152.10 |
DisclosureSEC source: 0001016281-17-000037 · wf-form4_149030361260918.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,975 Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 23:51 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 19,283 | $4.78 Strike: $4.78 | $92,172.74 |
DisclosureSEC source: 0001016281-16-000259 · wf-form4_148106825196782.xml · derivative · entry 3 Phillips Shawn R · CIK 0001427418 · Regional Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,283 shares Expires 2020-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/18/2011, 1/3 on 05/18/2012 and 1/3 on 05/18/2013. These stock options expire on 05/18/2020. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 23:51 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Tax withholdingCommon Stock | 3,317 | $27.79 | $92,179.43 |
DisclosureSEC source: 0001016281-16-000259 · wf-form4_148106825196782.xml · nonDerivative · entry 2 Phillips Shawn R · CIK 0001427418 · Regional Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,605 F1 · shares: Represents the surrender of already-owned shares on December 5, 2016 to cover payment of option exercise price. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 23:51 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 19,283 | $4.78 | $92,172.74 |
DisclosureSEC source: 0001016281-16-000259 · wf-form4_148106825196782.xml · nonDerivative · entry 1 Phillips Shawn R · CIK 0001427418 · Regional Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.