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Brown Iain Michael

Disclosed activity across 1 company

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82673
SEC CIK
0001643456

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alkermes plc.ALKS · Entity 2392SVP, Chief Financial OfficerFebruary 26, 2025February 28, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alkermes plc.

Report date February 26, 2025 · Filed February 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect148,196 Ending reported balance After 2025-02-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-02-26 · Exercise / conversion · Acquired 5,617 · Balance 150,690

F1: Each restricted stock unit represents a contingent right to receive one ordinary share.

Row 2 · 2025-02-26 · Tax withholding · Disposed 2,494 · Balance 148,196

Restricted Stock Unit AwardSEC Table II · derivative / convertible securityDirect16,854 Reported balance After 2025-02-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-26 · Exercise / conversion · Disposed 5,617 · Balance 16,854

F1: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/26/2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,412 $27.77 $39,211.24
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 8

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,918

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 4,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 7

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 4,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · derivative · entry 10

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,589

Underlying: Ordinary Shares · 4,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,966 $28.07 $83,255.62
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 6

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,530

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 GrantOrdinary Shares 10,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,496

F2 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 20, 2020 with a three-year performance period that ended on December 31, 2022 (the "2020 PRSUs"). The vesting of this portion of the 2020 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2020 PRSUs.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,350 $28.07 $37,894.50
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,410

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 4,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · derivative · entry 9

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,691

Underlying: Ordinary Shares · 6,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,965 $28.07 $55,157.55
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,171

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:54 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-006504 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 6,969 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · derivative · entry 11

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,908

Underlying: Ordinary Shares · 6,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F6 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

F6 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 2,049 $25.01 $51,245.49
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · nonDerivative · entry 6

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,906

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 6,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · nonDerivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 4,800 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · derivative · entry 10

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Ordinary Shares · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F5 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

F5 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,412 $25.08 $35,412.96
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · nonDerivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,986

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 4,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · nonDerivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 4,589 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · derivative · entry 9

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178

Underlying: Ordinary Shares · 4,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,348 $25.08 $33,807.84
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,598

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 4,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 24,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · derivative · entry 8

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,921

Underlying: Ordinary Shares · 24,921 shares

Expires not disclosed

F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.

F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:30 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 99,682 $0.00 Strike: $25.08 $0.00
Disclosure

SEC source: 0001127602-22-006301 · form4.xml · derivative · entry 7

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,682

Underlying: Ordinary Shares · 99,682 shares

Expires 2032-02-18

F2 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:27 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 2,375 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-22-005458 · form4.xml · derivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

F2 · derivative.exercise_date: This award is fully vested in accordance with its terms.

F2 · derivative.expiration_date: This award is fully vested in accordance with its terms.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:27 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 825 $26.79 $22,101.75
Disclosure

SEC source: 0001127602-22-005458 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,357

Read SEC document
February 16, 2022 Filed Feb 17, 2022 21:27 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005458 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into ordinary shares on a one-for-one basis.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 20:21 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 3,057 $30.60 $93,544.20
Disclosure

SEC source: 0001127602-21-025399 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,807

Read SEC document
September 14, 2021 Filed Sep 16, 2021 20:21 UTC Alkermes plc. ALKS · Entity 2392 GrantOrdinary Shares 6,884 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025399 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,864

F1 · price: These ordinary shares were acquired by the reporting person as a result of the partial vesting of performance-vesting restricted stock unit awards ("PRSUs") granted to the reporting person on February 20, 2020. The vesting of this portion of the PRSUs was triggered by the achievement of certain pre-specified pipeline performance goals.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:22 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $16.55 $0.00
Disclosure

SEC source: 0001127602-21-024109 · form4.xml · derivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 40,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:22 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 40,000 $29.99 $1,199,600.00
Disclosure

SEC source: 0001127602-21-024109 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,980

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:22 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 40,000 $16.55 $662,000.00
Disclosure

SEC source: 0001127602-21-024109 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Since the date of the reporting person's last ownership report, the reporting person transferred 5,382 ordinary shares to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 23:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 34,792 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-21-014125 · form4.xml · derivative · entry 6

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 34,792 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 23:20 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 34,792 $20.00 $695,759.98
Disclosure

SEC source: 0001127602-21-014125 · form4.xml · nonDerivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,362

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.99 to $20.04. Full information regarding the number of shares sold at each separate price can be provided to the issuer, any security holder of the issuer or the SEC staff upon request.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 23:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 34,792 $18.11 $629,909.16
Disclosure

SEC source: 0001127602-21-014125 · form4.xml · nonDerivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 208 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001127602-21-014125 · form4.xml · derivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,792

Underlying: Ordinary Shares · 208 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:20 UTC Alkermes plc. ALKS · Entity 2392 SaleOrdinary Shares 208 $19.99 $4,157.92
Disclosure

SEC source: 0001127602-21-014125 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,362

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 23:20 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 208 $18.11 $3,765.84
Disclosure

SEC source: 0001127602-21-014125 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:52 UTC Alkermes plc. ALKS · Entity 2392 GrantRestricted Stock Unit Award · Derivative 27,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007791 · form4.xml · derivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,877

Underlying: Ordinary Shares · 27,877 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:52 UTC Alkermes plc. ALKS · Entity 2392 GrantEmployee Stock Option (Right to Buy) · Derivative 113,754 $0.00 Strike: $19.73 $0.00
Disclosure

SEC source: 0001127602-21-007791 · form4.xml · derivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,754

Underlying: Ordinary Shares · 113,754 shares

Expires 2031-02-22

F1 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/22/2022.

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February 21, 2021 Filed Feb 24, 2021 02:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 4,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007456 · form4.xml · derivative · entry 6

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Ordinary Shares · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/21/2020.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/21/2020.

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February 21, 2021 Filed Feb 24, 2021 02:24 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,412 $19.58 $27,646.96
Disclosure

SEC source: 0001127602-21-007456 · form4.xml · nonDerivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,362

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February 21, 2021 Filed Feb 24, 2021 02:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007456 · form4.xml · nonDerivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2021 Filed Feb 24, 2021 02:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 4,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007456 · form4.xml · derivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,767

Underlying: Ordinary Shares · 4,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.

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February 20, 2021 Filed Feb 24, 2021 02:24 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 1,378 $19.58 $26,981.24
Disclosure

SEC source: 0001127602-21-007456 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,974

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February 20, 2021 Filed Feb 24, 2021 02:24 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 4,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007456 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:23 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · derivative · entry 6

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

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February 17, 2021 Filed Feb 19, 2021 00:23 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 868 $19.97 $17,333.96
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:23 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:23 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionRestricted Stock Unit Award · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · derivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Ordinary Shares · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

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February 16, 2021 Filed Feb 19, 2021 00:23 UTC Alkermes plc. ALKS · Entity 2392 Tax withholdingOrdinary Shares 825 $19.79 $16,326.75
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,131

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:23 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionOrdinary Shares 2,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:55 UTC Alkermes plc. ALKS · Entity 2392 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001127602-20-016610 · form4.xml · derivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP Finance & CAO, Alks Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,250 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2020.

F4 · derivative.exercise_date: These options are fully vested in accordance with their terms.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.