person · Reporting owner

SHAW DAVID E

Disclosed activity across 6 companies

Tapewire entity: 82380
SEC CIK: 0001023870

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Bitcoin Depot Inc.BTM · Entity 51844	10% owner · See Footnotes 1, 3, and 4.	September 01, 2023	September 11, 2023
FAT PROJECTS ACQUISITION CORPFATP · Entity 112394	10% owner	April 25, 2023	May 06, 2023
James River Group Holdings, Inc.JRVR · Entity 6368	Director · See footnotes	May 15, 2018	May 17, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bitcoin Depot Inc.

Report date September 01, 2023 · Filed September 11, 2023

Jointly reported with D. E. SHAW & CO, L.P., D. E. SHAW & CO, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee Footnotes	26,270	Reported balance Holding disclosure · report date 2023-09-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 26,270 F1: The shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus") and may be deemed to be indirectly held by the Reporting Persons. The Warrants are directly held as follows: (i) Oculus holds 750,000 Warrants and (ii) D. E. Shaw Valence Portfolios, L.L.C. ("Valence") holds 600,000 Warrants, and may be deemed to be indirectly held by the Reporting Persons. F3: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to Oculus and Valence; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as manager of Oculus and Valence; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F4: In accordance with instruction 5(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnotes	Not disclosed	Reported balance Holding disclosure · report date 2023-09-01 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F2: Each Warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share and expires on June 30, 2028, or earlier upon redemption or liquidation, subject to the terms reported in the Issuer's prospectus dated September 1, 2023 as filed with the U.S. Securities and Exchange Commission on Form 424B3 (File No. 333-273287) on September 1, 2023 (the "Prospectus"). F1: The shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus") and may be deemed to be indirectly held by the Reporting Persons. The Warrants are directly held as follows: (i) Oculus holds 750,000 Warrants and (ii) D. E. Shaw Valence Portfolios, L.L.C. ("Valence") holds 600,000 Warrants, and may be deemed to be indirectly held by the Reporting Persons. F3: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to Oculus and Valence; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as manager of Oculus and Valence; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F4: In accordance with instruction 5(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus") and may be deemed to be indirectly held by the Reporting Persons. The Warrants are directly held as follows: (i) Oculus holds 750,000 Warrants and (ii) D. E. Shaw Valence Portfolios, L.L.C. ("Valence") holds 600,000 Warrants, and may be deemed to be indirectly held by the Reporting Persons.

F2: Each Warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share and expires on June 30, 2028, or earlier upon redemption or liquidation, subject to the terms reported in the Issuer's prospectus dated September 1, 2023 as filed with the U.S. Securities and Exchange Commission on Form 424B3 (File No. 333-273287) on September 1, 2023 (the "Prospectus").

F3: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to Oculus and Valence; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as manager of Oculus and Valence; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.

F4: In accordance with instruction 5(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.

FAT PROJECTS ACQUISITION CORP

Report date April 25, 2023 · Filed May 06, 2023

Jointly reported with D. E. Shaw Valence Portfolios, L.L.C., D. E. SHAW & CO, L.L.C., D. E. SHAW & CO, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2023-04-25 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: Each Class B Ordinary Share is convertible into one Class A Ordinary Share at any time, has no expiration date, and will automatically convert into one Class A Ordinary Share at the time of the issuer's initial business combination, subject to adjustment as set forth in the issuer's registration statement on Form S-1 (File No. 333-257126). F2: The securities reported in this Form 3 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence") and may be deemed to be indirectly held by the other Reporting Persons. F3: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to Valence; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as manager of Valence; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co., II Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F4: In accordance with instruction 5(b)(iv), the entire number of securities of the issuer that may be deemed to be beneficially owned by Valence, DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.
Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	Not disclosed	Reported balance Holding disclosure · report date 2023-04-25 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F5: Each Redeemable Warrant becomes exercisable upon the completion of the issuer's initial business combination for one Class A Ordinary Share at an exercise price of $11.50 and expires five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation, subject to terms reported in the issuer's registration statement on Form S-1 (File No. 333-257126). F2: The securities reported in this Form 3 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence") and may be deemed to be indirectly held by the other Reporting Persons. F3: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to Valence; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as manager of Valence; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co., II Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F4: In accordance with instruction 5(b)(iv), the entire number of securities of the issuer that may be deemed to be beneficially owned by Valence, DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each Class B Ordinary Share is convertible into one Class A Ordinary Share at any time, has no expiration date, and will automatically convert into one Class A Ordinary Share at the time of the issuer's initial business combination, subject to adjustment as set forth in the issuer's registration statement on Form S-1 (File No. 333-257126).

F2: The securities reported in this Form 3 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence") and may be deemed to be indirectly held by the other Reporting Persons.

F3: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to Valence; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as manager of Valence; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co., II Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.

F4: In accordance with instruction 5(b)(iv), the entire number of securities of the issuer that may be deemed to be beneficially owned by Valence, DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.

F5: Each Redeemable Warrant becomes exercisable upon the completion of the issuer's initial business combination for one Class A Ordinary Share at an exercise price of $11.50 and expires five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation, subject to terms reported in the issuer's registration statement on Form S-1 (File No. 333-257126).

James River Group Holdings, Inc.

Report date May 15, 2018 · Filed May 17, 2018

Jointly reported with D. E. Shaw Oculus Portfolios, L.L.C., D. E. Shaw CF-SP Franklin, L.L.C., D. E. Shaw CH-SP Franklin, L.L.C., D. E. SHAW & CO, L.L.C., D. E. SHAW & CO, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2018-05-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-05-15 · Sale · Disposed 3,297,238 · Balance 0 F1: The securities reported in this line of this Form 4 were directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"). F2: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. None of the Reporting Persons holds any Common Shares following this transaction. The Reporting Persons may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (573,723 Common Shares), CH-SP Franklin (1,624,436 Common Shares), and Oculus Portfolios (1,099,079 Common Shares).

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported in this line of this Form 4 were directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders").

F2: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.

F3: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. None of the Reporting Persons holds any Common Shares following this transaction. The Reporting Persons may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer.

F4: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (573,723 Common Shares), CH-SP Franklin (1,624,436 Common Shares), and Oculus Portfolios (1,099,079 Common Shares).

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Ibotta, Inc.

Report date March 03, 2025 · Filed March 05, 2025

Jointly reported with D. E. SHAW & CO, L.P., D. E. SHAW & CO, L.L.C.

Section 16 reporting ended · disclosed 2025-03-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stock, par value $0.00001 per shareSEC Table I · non-derivative	IndirectSee Footnotes.	2,024,888	Reported balance After 2025-03-03 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2025-03-03 · Sale · Disposed 40,112 · Balance 2,024,888 F1: Where weighted average price is used for the reported transactions, the Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price. F2: This is a weighted average price based on prices ranging from $32.4900 to $33.4800, inclusive. F3: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence"), and may be deemed to be indirectly held by the Reporting Persons. F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.00001 per shareSEC Table I · non-derivative	IndirectSee Footnotes.	2,004,942	Reported balance After 2025-03-03 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2025-03-03 · Sale · Disposed 19,946 · Balance 2,004,942 F1: Where weighted average price is used for the reported transactions, the Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price. F4: This is a weighted average price based on prices ranging from $33.5000 to $34.4600, inclusive. F3: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence"), and may be deemed to be indirectly held by the Reporting Persons. F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.00001 per shareSEC Table I · non-derivative	IndirectSee Footnotes.	1,997,235	Reported balance After 2025-03-03 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2025-03-03 · Sale · Disposed 7,707 · Balance 1,997,235 F1: Where weighted average price is used for the reported transactions, the Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price. F5: This is a weighted average price based on prices ranging from $34.5400 to $35.0100, inclusive. F3: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence"), and may be deemed to be indirectly held by the Reporting Persons. F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.00001 per shareSEC Table I · non-derivative	IndirectSee Footnotes.	674,729	Reported balance After 2025-03-03 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2025-03-03 · Sale · Disposed 13,572 · Balance 674,729 F1: Where weighted average price is used for the reported transactions, the Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price. F6: This is a weighted average price based on prices ranging from $32.4900 to $33.4800, inclusive. F7: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus"), and may be deemed to be indirectly held by the Reporting Persons. F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.00001 per shareSEC Table I · non-derivative	IndirectSee Footnotes.	668,381	Reported balance After 2025-03-03 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2025-03-03 · Sale · Disposed 6,348 · Balance 668,381 F1: Where weighted average price is used for the reported transactions, the Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price. F8: This is a weighted average price based on prices ranging from $33.5000 to $34.4600, inclusive. F7: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus"), and may be deemed to be indirectly held by the Reporting Persons. F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.00001 per shareSEC Table I · non-derivative	IndirectSee Footnotes.	665,700	Reported balance After 2025-03-03 transaction · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · 2025-03-03 · Sale · Disposed 2,681 · Balance 665,700 F1: Where weighted average price is used for the reported transactions, the Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price. F9: This is a weighted average price based on prices ranging from $34.5400 to $34.9900, inclusive. F7: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus"), and may be deemed to be indirectly held by the Reporting Persons. F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.00001 per shareSEC Table I · non-derivative	IndirectSee Footnotes.	58,842	Reported balance Holding disclosure · report date 2025-03-03 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 58,842 F10: The securities reported in this line of this Form 4 are directly held by a member of the Executive Committee of D. E. Shaw & Co., L.P. ("DESCO LP") and D. E. Shaw & Co., L.L.C. ("DESCO LLC"), and may be deemed to be indirectly held by the Reporting Persons. F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Where weighted average price is used for the reported transactions, the Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares transacted at each separate price.

F2: This is a weighted average price based on prices ranging from $32.4900 to $33.4800, inclusive.

F3: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence"), and may be deemed to be indirectly held by the Reporting Persons.

F4: This is a weighted average price based on prices ranging from $33.5000 to $34.4600, inclusive.

F5: This is a weighted average price based on prices ranging from $34.5400 to $35.0100, inclusive.

F6: This is a weighted average price based on prices ranging from $32.4900 to $33.4800, inclusive.

F7: The securities reported in this line of this Form 4 are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus"), and may be deemed to be indirectly held by the Reporting Persons.

F8: This is a weighted average price based on prices ranging from $33.5000 to $34.4600, inclusive.

F9: This is a weighted average price based on prices ranging from $34.5400 to $34.9900, inclusive.

F10: The securities reported in this line of this Form 4 are directly held by a member of the Executive Committee of D. E. Shaw & Co., L.P. ("DESCO LP") and D. E. Shaw & Co., L.L.C. ("DESCO LLC"), and may be deemed to be indirectly held by the Reporting Persons.

F11: DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.

F12: In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.

Relay Therapeutics, Inc.

Report date July 20, 2020 · Filed July 21, 2020

Jointly reported with Picularium, LLC

Section 16 reporting ended · disclosed 2020-07-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	3,281,253	Reported balance After 2020-07-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-07-20 · Conversion · Acquired 3,281,253 · Balance 3,281,253 F1: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any.
Series A Preferred Stock, $0.001 par value per shareSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-07-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-07-20 · Conversion · Disposed 9,999,999 · Balance 0 F1: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any.
Series C Preferred Stock, $0.001 par value per shareSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-07-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-07-20 · Conversion · Disposed 1,651,471 · Balance 0 F2: Each share of Issuer Series C Preferred Stock, $0.001 par value per share, automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .2985366 of a share of Common Stock for each share of Series C Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F1: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date.

F2: Each share of Issuer Series C Preferred Stock, $0.001 par value per share, automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .2985366 of a share of Common Stock for each share of Series C Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date.

F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any.

Schrodinger, Inc.

Report date July 19, 2021 · Filed July 19, 2021

Jointly reported with Schrodinger Equity Holdings, LLC

Section 16 reporting ended · disclosed 2021-07-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectHeld by Schrodinger Equity Holdings, LLC	6,103,042	Last balance in matching sequence After 2021-07-19 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 4 source rows Row 1 · 2021-07-19 · Sale · Disposed 1,400 · Balance 6,164,703 F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated May 13, 2021. F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $65.66 to $66.655, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. Row 2 · 2021-07-19 · Sale · Disposed 11,938 · Balance 6,152,765 F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated May 13, 2021. F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $66.685 to $67.68 inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. Row 3 · 2021-07-19 · Sale · Disposed 37,737 · Balance 6,115,028 F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated May 13, 2021. F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $67.685 to $68.675, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. Row 4 · 2021-07-19 · Sale · Disposed 11,986 · Balance 6,103,042 F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated May 13, 2021. F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $68.685 to $69.59, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectHeld by D. E. Shaw Technology Development, LLC	4,264	Reported balance Holding disclosure · report date 2021-07-19 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 4,264 F7: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated May 13, 2021.

F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $65.66 to $66.655, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $66.685 to $67.68 inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $67.685 to $68.675, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $68.685 to $69.59, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 30, 2020 Filed Sep 30, 2020 20:51 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	68,079	$47.43	$3,228,646.58	Disclosure SEC source: 0001104659-20-110589 · tm2032187d1_4.xml · nonDerivative · entry 6 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 195,326 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F8 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $46.97 to $47.94, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 29, 2020 Filed Sep 30, 2020 20:51 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	9,052	$48.50	$439,023.81	Disclosure SEC source: 0001104659-20-110589 · tm2032187d1_4.xml · nonDerivative · entry 5 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 263,405 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F7 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.23 to $49.09, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 29, 2020 Filed Sep 30, 2020 20:51 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	145,948	$47.77	$6,972,096.50	Disclosure SEC source: 0001104659-20-110589 · tm2032187d1_4.xml · nonDerivative · entry 4 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 272,457 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F6 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $47.225 to $48.22, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:51 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	5,363	$49.77	$266,922.41	Disclosure SEC source: 0001104659-20-110589 · tm2032187d1_4.xml · nonDerivative · entry 3 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 418,405 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F5 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $49.16 to $50.09, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:51 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	81,042	$48.82	$3,956,186.79	Disclosure SEC source: 0001104659-20-110589 · tm2032187d1_4.xml · nonDerivative · entry 2 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 423,768 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F4 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.15 to $49.13, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:51 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	68,435	$47.76	$3,268,407.70	Disclosure SEC source: 0001104659-20-110589 · tm2032187d1_4.xml · nonDerivative · entry 1 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 504,810 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F2 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $47.15 to $48.14, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 24, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	23,424	$48.56	$1,137,535.03	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 9 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 573,245 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F10 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.26 to $49.18, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 24, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	72,681	$47.77	$3,471,709.72	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 8 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 596,669 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F9 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $47.26 to $48.25, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 24, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	53,895	$46.91	$2,528,365.36	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 7 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 669,350 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F8 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $46.26 to $47.25, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 23, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	41,989	$51.26	$2,152,347.74	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 6 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 723,245 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F7 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $51.15 to $51.65, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 23, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	64,285	$50.73	$3,261,248.76	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 5 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 765,234 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F6 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.15 to $51.145, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 23, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	52,114	$49.72	$2,591,259.21	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 4 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 829,519 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F5 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $49.15 to $50.14, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 22, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	1,825	$52.97	$96,670.25	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 3 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 881,633 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 22, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	25,647	$52.03	$1,334,392.89	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 2 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 883,458 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F4 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $51.73 to $52.51, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 22, 2020 Filed Sep 24, 2020 19:13 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	118,053	$51.23	$6,048,197.54	Disclosure SEC source: 0001104659-20-108385 · tm203031772d1_4.xml · nonDerivative · entry 1 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 909,105 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F2 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.73 to $51.72, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 17, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	25,595	$52.00	$1,331,001.43	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 11 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 1,027,158 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F14 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $51.83 to $52.275, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F13 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 17, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	80,405	$51.43	$4,135,172.87	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 10 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 1,052,753 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F12 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.825 to $51.82, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F13 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 17, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	9,382	$52.21	$489,831.41	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 9 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 0 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F11 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $52.13 to $52.365, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 17, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	44,541	$51.82	$2,307,963.18	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 8 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 9,382 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F10 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $51.13 to $52.125, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	110,631	$53.67	$5,937,344.51	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 7 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 53,923 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F9 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $53.29 to $54.065, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	97,370	$52.73	$5,134,641.42	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 6 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 164,554 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F8 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $52.29 to $53.285, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	54	$57.25	$3,091.48	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 5 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 261,924 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F7 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $57.22 to $57.26, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	8,477	$56.31	$477,323.76	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 4 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 261,978 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F6 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $56.15 to $57.10, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	24,242	$55.72	$1,350,812.72	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 3 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 270,455 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F5 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $55.15 to $56.04, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	65,485	$54.07	$3,540,970.41	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 2 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 294,697 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F4 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $53.72 to $54.59, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:10 UTC	Schrodinger, Inc. SDGR · Entity 4667	SaleCommon Stock, par value $0.01 per share	107,707	$53.34	$5,744,606.70	Disclosure SEC source: 0001104659-20-106236 · tm203031248d1_4.xml · nonDerivative · entry 1 SHAW DAVID E · CIK 0001023870 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 360,182 F1 · kind: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020. F2 · price: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $52.72 to $53.715, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
July 20, 2020 Filed Jul 21, 2020 17:34 UTC	Relay Therapeutics, Inc. RLAY · Entity 4044	ConversionSeries C Preferred Stock, $0.001 par value per share · Derivative	1,651,471	$0.00	$0.00	Disclosure SEC source: 0000899243-20-019815 · doc4.xml · derivative · entry 3 Picularium, LLC · CIK 0001817110 · 10% owner SHAW DAVID E · CIK 0001023870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock,$0.001 par value per share · 465,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Issuer Series C Preferred Stock, $0.001 par value per share, automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .2985366 of a share of Common Stock for each share of Series C Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F1 · derivative.exercise_date: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F1 · derivative.expiration_date: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F1 · derivative.underlying_shares: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F3 · ownership.direct: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any. Read SEC document
July 20, 2020 Filed Jul 21, 2020 17:34 UTC	Relay Therapeutics, Inc. RLAY · Entity 4044	ConversionSeries A Preferred Stock, $0.001 par value per share · Derivative	9,999,999	$0.00	$0.00	Disclosure SEC source: 0000899243-20-019815 · doc4.xml · derivative · entry 2 Picularium, LLC · CIK 0001817110 · 10% owner SHAW DAVID E · CIK 0001023870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock,$0.001 par value per share · 2,816,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F1 · derivative.exercise_date: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F1 · derivative.expiration_date: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F1 · derivative.underlying_shares: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F3 · ownership.direct: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any. Read SEC document
July 20, 2020 Filed Jul 21, 2020 17:34 UTC	Relay Therapeutics, Inc. RLAY · Entity 4044	ConversionCommon Stock, par value $0.001 per share	3,281,253	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-019815 · doc4.xml · nonDerivative · entry 1 Picularium, LLC · CIK 0001817110 · 10% owner SHAW DAVID E · CIK 0001023870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,281,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date. F3 · ownership.direct: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionSeries A Preferred Stock, $0.01 par value per share · Derivative	31,878	$0.00	$0.00	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · derivative · entry 8 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Technology Development, LLC. Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value per share · 4,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionSeries A Preferred Stock, $0.01 par value per share · Derivative	3,497,635	$0.00	$0.00	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · derivative · entry 7 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value per share · 467,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionSeries A Preferred Stock, $0.01 par value per share · Derivative	8,470,745	$0.00	$0.00	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · derivative · entry 6 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value per share · 1,133,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionSeries A Preferred Stock, $0.01 par value per share · Derivative	111,314,131	$0.00	$0.00	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · derivative · entry 5 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value per share · 14,890,845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionCommon Stock, par value $0.01 per share	4,264	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 4 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Technology Development, LLC. Disclosed balance after: 4,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionCommon Stock, par value $0.01 per share	467,889	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 3 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 467,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionCommon Stock, par value $0.01 per share	1,133,158	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 2 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 1,133,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document
February 10, 2020 Filed Feb 10, 2020 16:32 UTC	Schrodinger, Inc. SDGR · Entity 4667	ConversionCommon Stock, par value $0.01 per share	14,890,845	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 1 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC Disclosed balance after: 14,890,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. Read SEC document
May 15, 2018 Filed May 17, 2018 20:01 UTC	James River Group Holdings, Inc. JRVR · Entity 6368	SaleCommon Shares	3,297,238	$36.00	$118,700,568.00	Disclosure SEC source: 0001144204-18-029517 · tv494491_form4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · See footnotes SHAW DAVID E · CIK 0001023870 · Director · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The securities reported in this line of this Form 4 were directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"). F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. None of the Reporting Persons holds any Common Shares following this transaction. The Reporting Persons may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (573,723 Common Shares), CH-SP Franklin (1,624,436 Common Shares), and Oculus Portfolios (1,099,079 Common Shares). Read SEC document
November 27, 2017 Filed Nov 29, 2017 21:09 UTC	James River Group Holdings, Inc. JRVR · Entity 6368	SaleCommon Shares	450,000	$38.10	$17,145,000.00	Disclosure SEC source: 0001144204-17-061459 · tv480426_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,297,238 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 573,723 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,624,436 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,099,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (78,300 Common Shares), CH-SP Franklin (221,700 Common Shares), and Oculus Portfolios (150,000 Common Shares). Read SEC document
November 13, 2017 Filed Nov 15, 2017 21:01 UTC	James River Group Holdings, Inc. JRVR · Entity 6368	SaleCommon Shares	2,600,000	$38.10	$99,060,000.00	Disclosure SEC source: 0001144204-17-059414 · tv479506_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,747,238 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 652,023 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,846,136 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,249,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (452,402 Common Shares), CH-SP Franklin (1,280,931 Common Shares), and Oculus Portfolios (866,667 Common Shares). Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:03 UTC	James River Group Holdings, Inc. JRVR · Entity 6368	SaleCommon Shares	4,250,000	$39.41	$167,492,500.00	Disclosure SEC source: 0001144204-17-031522 · v468606_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,347,234 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 1,104,425 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 3,127,067 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 2,115,746 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (739,503 Common Shares), CH-SP Franklin (2,093,830 Common Shares), and Oculus Portfolios (1,416,667 Common Shares). Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:02 UTC	James River Group Holdings, Inc. JRVR · Entity 6368	SaleCommon Shares	450,000	$38.00	$17,100,000.00	Disclosure SEC source: 0001144204-16-139470 · v454984_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,597,238 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 1,843,928 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 5,220,897 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 3,532,413 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (78,300 Common Shares), CH-SP Franklin (221,700 Common Shares), and Oculus Portfolios (150,000 Common Shares). Read SEC document
November 28, 2016 Filed Nov 30, 2016 21:15 UTC	James River Group Holdings, Inc. JRVR · Entity 6368	SaleCommon Shares	3,000,000	$38.00	$114,000,000.00	Disclosure SEC source: 0001144204-16-137252 · v454168_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,047,238 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 1,922,228 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 5,442,597 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 3,682,413 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (522,003 Common Shares), CH-SP Franklin (1,477,997 Common Shares), and Oculus Portfolios (1,000,000 Common Shares). Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.