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Dierks Jeffrey

Disclosed activity across 1 company

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82340
SEC CIK
0001821102

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Harmony Biosciences Holdings, Inc.HRMY · Entity 4381CHIEF COMMERCIAL OFFICERMarch 03, 2025March 05, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Harmony Biosciences Holdings, Inc.

Report date March 03, 2025 · Filed March 05, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2025-03-03 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-03-03 · Exercise / conversion · Acquired 4,869 · Balance 4,869

Row 2 · 2025-03-03 · Sale · Disposed 4,369 · Balance 500

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.08 to $32.97. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2025-03-03 · Sale · Disposed 500 · Balance 0

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.14 to $33.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.22 · Expires 2030-03-04Direct0 Reported balance After 2025-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-03-03 · Exercise / conversion · Disposed 4,869 · Balance 0

F4: The stock option vests in five equal annual installments beginning on March 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.08 to $32.97. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.14 to $33.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The stock option vests in five equal annual installments beginning on March 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2024 Filed Mar 11, 2024 21:17 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 194 $8.22 $1,594.68
Disclosure

SEC source: 0001415889-24-007527 · form4-03112024_090322.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:55 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 GrantRestricted Stock Units · Derivative 10,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001871 · form4-01262024_090124.xml · derivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,750

Underlying: Common Stock · 10,750 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units were granted on January 24, 2024. The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units were granted on January 24, 2024. The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F2 · derivative.expiration_date: The restricted stock units were granted on January 24, 2024. The restricted stock units shall vest in four equal annual installments beginning on January 24, 2025, subject to the Reporting Person's continued service through each applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:55 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 GrantStock Option · Derivative 52,500 $0.00 Strike: $30.69 $0.00
Disclosure

SEC source: 0001415889-24-001871 · form4-01262024_090124.xml · derivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2034-01-24

F1 · derivative.exercise_date: The stock option vests with respect to 25% of the underlying shares on January 24, 2025, with the remaining shares vesting ratably on a quarterly basis thereafter until the fourth anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
October 04, 2023 Filed Nov 8, 2023 21:02 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 GrantRestricted Stock Units · Derivative 150,000 $0.00 Strike: $31.78 $0.00
Disclosure

SEC source: 0001415889-23-014890 · form4-11082023_091102.xml · derivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

F1 · derivative.expiration_date: The restricted stock units were granted on October 4, 2023. 40% of the restricted stock units shall vest on September 30, 2024 and 30% shall vest on each of September 30, 2025 and September 30, 2026. Each restricted unit represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 2,434 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-22-010215 · form4-10042022_011050.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

Underlying: Common Stock · 2,434 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2019.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 9,739 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-22-010215 · form4-10042022_011050.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,739 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 2,791 $45.47 $126,912.35
Disclosure

SEC source: 0001415889-22-010215 · form4-10042022_011050.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.97 to $45.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 9,382 $44.45 $417,003.63
Disclosure

SEC source: 0001415889-22-010215 · form4-10042022_011050.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.93 to $44.91. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 12,173 $8.22 $100,062.06
Disclosure

SEC source: 0001415889-22-010215 · form4-10042022_011050.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:11 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 28,971 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001415889-22-008969 · form4-08232022_010849.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,914

Underlying: Common Stock · 28,971 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

F5 · balance_after: The Form 4 filed by the reporting person on March 2, 2022, overstated the number of securities owned following the reported transaction by 200 shares. The amount of securities reported herein reflects the correct number of securities owned following the transactions reported on this Form 4.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:11 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 2,321 $47.56 $110,395.35
Disclosure

SEC source: 0001415889-22-008969 · form4-08232022_010849.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.41 to $47.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:11 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 26,650 $46.95 $1,251,332.10
Disclosure

SEC source: 0001415889-22-008969 · form4-08232022_010849.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $47.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:11 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 28,971 $24.00 $695,304.00
Disclosure

SEC source: 0001415889-22-008969 · form4-08232022_010849.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 14,471 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-22-042846 · tm2211710-1_4seq1.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,085

Underlying: Common Stock · 14,471 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 7,706 $49.87 $384,277.41
Disclosure

SEC source: 0001104659-22-042846 · tm2211710-1_4seq1.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.69 to $50.02. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 6,765 $49.36 $333,892.66
Disclosure

SEC source: 0001104659-22-042846 · tm2211710-1_4seq1.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,706

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.69 to $49.68. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 14,471 $24.00 $347,304.00
Disclosure

SEC source: 0001104659-22-042846 · tm2211710-1_4seq1.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 4,869 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · derivative · entry 6

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,607

Underlying: Common Stock · 4,869 shares

Expires 2030-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on March 4, 2021

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 4,869 $40.04 $194,957.68
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.74 to $40.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 4,869 $8.22 $40,023.18
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 10,041 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,556

Underlying: Common Stock · 10,041 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 10,041 $40.00 $401,653.05
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.06. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 10,041 $24.00 $240,984.00
Disclosure

SEC source: 0001104659-22-029266 · tm228148-1_4seq1.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 200 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · derivative · entry 6

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,397

Underlying: Common Stock · 200 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 4,259 $40.02 $170,423.89
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.02. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 200 $24.00 $4,800.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 4,259 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,597

Underlying: Common Stock · 4,259 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on August 21, 2021.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 4,259 $40.05 $170,590.84
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.21. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 4,259 $24.00 $102,216.00
Disclosure

SEC source: 0001104659-22-025148 · tm227120-1_4seq1.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 2,435 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · derivative · entry 6

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Common Stock · 2,435 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option is currently vested with respect to 0 shares, and will vest with respect to the remainder of the shares in two equal annual installments beginning on October 1, 2022.

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January 06, 2022 Filed Jan 10, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 3,690 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,739

Underlying: Common Stock · 3,690 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option is currently vested with respect to 0 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

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January 06, 2022 Filed Jan 10, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 424 $41.23 $17,481.90
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.08 to $41.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 06, 2022 Filed Jan 10, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 4,302 $40.53 $174,379.42
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.07 to $41.02. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 06, 2022 Filed Jan 10, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 1,399 $39.60 $55,396.48
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,726

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.05 to $40.04. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 06, 2022 Filed Jan 10, 2022 21:07 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 6,125 $8.22 $50,347.50
Disclosure

SEC source: 0001104659-22-002722 · tm221863-2_4seq1.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Director · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:45 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 3,952 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0000899243-21-042746 · doc4.xml · derivative · entry 5

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,476

Underlying: Common Stock · 3,952 shares

Expires 2030-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option is currently vested with respect to 0 shares, and will vest with respect to the remainder of the shares in four equal annual installments beginning on March 1, 2022.

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November 01, 2021 Filed Nov 3, 2021 20:45 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 6,048 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0000899243-21-042746 · doc4.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,429

Underlying: Common Stock · 6,048 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently vested with respect to 3,690 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

F5 · balance_after: Reflects 785 additional stock options which were erroneously reported as exercised on the Form 4 filed by the reporting person on September 3, 2021, but which were actually exercised from the tranche which expires on October 1, 2028.

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November 01, 2021 Filed Nov 3, 2021 20:45 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 2,946 $42.44 $125,014.98
Disclosure

SEC source: 0000899243-21-042746 · doc4.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.03 to $43.00. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 3, 2021 20:45 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 7,054 $41.36 $291,724.52
Disclosure

SEC source: 0000899243-21-042746 · doc4.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,946

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $42.02. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 3, 2021 20:45 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 10,000 $8.22 $82,200.00
Disclosure

SEC source: 0000899243-21-042746 · doc4.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 01:34 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 917 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0000899243-21-035508 · doc4.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,428

Underlying: Common Stock · 917 shares

Expires 2030-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is currently vested with respect to 4,869 shares, and will vest with respect to the remainder of the shares in four equal annual installments beginning on March 1, 2022.

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September 07, 2021 Filed Sep 10, 2021 01:34 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 4,083 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0000899243-21-035508 · doc4.xml · derivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,304

Underlying: Common Stock · 4,083 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently vested with respect to 4,868 shares, and will vest with respect to the remainder of the shares in three equal annual installments beginning on October 1, 2021.

F4 · balance_after: Reflects the exercise of 785 stock options on September 1, 2021, which was reported on the Form 4 filed by the reporting person on September 3, 2021, but erroneously reflected as an exercise of the tranche which expires on October 2, 2027, rather than the tranche which expires on October 1, 2028.

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September 07, 2021 Filed Sep 10, 2021 01:34 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 5,000 $37.00 $185,000.00
Disclosure

SEC source: 0000899243-21-035508 · doc4.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 01:34 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 5,000 $8.22 $41,100.00
Disclosure

SEC source: 0000899243-21-035508 · doc4.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:32 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0000899243-21-035132 · doc4.xml · derivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,692

Underlying: Common Stock · 10,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently vested with respect to 20,707 shares, and will vest with respect to the remainder of the shares in two equal annual installments beginning on October 2, 2021.

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September 01, 2021 Filed Sep 3, 2021 20:32 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 3,302 $34.26 $113,115.29
Disclosure

SEC source: 0000899243-21-035132 · doc4.xml · nonDerivative · entry 3

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 33.95 to $34.69. The reporting person undertakes to provide the issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 3, 2021 20:32 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 6,698 $33.30 $223,009.91
Disclosure

SEC source: 0000899243-21-035132 · doc4.xml · nonDerivative · entry 2

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.90 to $33.63. The reporting person undertakes to provide the issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:32 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 10,000 $8.22 $82,200.00
Disclosure

SEC source: 0000899243-21-035132 · doc4.xml · nonDerivative · entry 1

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:30 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 3,400 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0000899243-21-034515 · doc4.xml · derivative · entry 6

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,692

Underlying: Common Stock · 3,400 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently vested with respect to 20,707 shares, and will vest with respect to the remainder of the shares in two equal annual installments beginning on October 2, 2021.

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August 27, 2021 Filed Aug 30, 2021 20:30 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 3,400 $35.18 $119,603.84
Disclosure

SEC source: 0000899243-21-034515 · doc4.xml · nonDerivative · entry 4

Dierks Jeffrey · CIK 0001821102 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.045. The reporting person undertakes to provide the issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.