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person · Reporting owner

Moore Patrick R.

Disclosed activity across 1 company

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82225
SEC CIK
0001719844

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
National Vision Holdings, Inc.EYE · Entity 1716Interim CFOMarch 04, 2025March 07, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

National Vision Holdings, Inc.

Report date March 04, 2025 · Filed March 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect79,864 Reported balance Holding disclosure · report date 2025-03-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 79,864

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2025-03-04 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Restricted stock units convert into common stock on a one-for-one basis.

F1: Reflects 28,256 unvested restricted stock units, of which 2,889 vest on 10/5/25, 11,206 vest on 3/3/26, 7,080 vest on 3/1/26, and 7,081 vest on 3/1/27.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.00 · Expires 2027-10-25DirectNot disclosed Reported balance Holding disclosure · report date 2025-03-04 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F3: These stock options are fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.19 · Expires 2029-03-01DirectNot disclosed Reported balance Holding disclosure · report date 2025-03-04 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F3: These stock options are fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.82 · Expires 2030-02-28DirectNot disclosed Reported balance Holding disclosure · report date 2025-03-04 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F3: These stock options are fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.66 · Expires 2031-03-05DirectNot disclosed Reported balance Holding disclosure · report date 2025-03-04 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F3: These stock options are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects 28,256 unvested restricted stock units, of which 2,889 vest on 10/5/25, 11,206 vest on 3/3/26, 7,080 vest on 3/1/26, and 7,081 vest on 3/1/27.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: These stock options are fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2021 Filed Nov 22, 2021 21:42 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionRestricted Stock Units · Derivative 5,488 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000008 · wf-form4_163761731789601.xml · derivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,109

Underlying: Common Stock · 5,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 sharesvesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:42 UTC National Vision Holdings, Inc. EYE · Entity 1716 Tax withholdingCommon Stock 2,476 Not disclosed Not disclosed
Disclosure

SEC source: 0001719844-21-000008 · wf-form4_163761731789601.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,761

F2 · price: On November 18, 2021, 5,488 restricted stock units vested and 2,476 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on November 18, 2021 of the Company's common stock on NASDAQ was $48.330 per share.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:42 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 5,488 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000008 · wf-form4_163761731789601.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:31 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 37,750 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-21-000006 · wf-form4_162802261054168.xml · derivative · entry 6

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,750 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:31 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 37,750 $54.00 $2,038,500.00
Disclosure

SEC source: 0001719844-21-000006 · wf-form4_162802261054168.xml · nonDerivative · entry 4

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 21, 2021. These sales were the final transactions under this Rule 10b5-1 trading plan.

F2 · price: The shares were sold pursuant to the Rule 10b5-1 plan in multiple transactions at the price of $54.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:31 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 37,750 $4.27 $161,192.50
Disclosure

SEC source: 0001719844-21-000006 · wf-form4_162802261054168.xml · nonDerivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:31 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 26,330 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-21-000006 · wf-form4_162802261054168.xml · derivative · entry 5

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,750

Underlying: Common Stock · 26,330 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:31 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 26,330 $54.00 $1,421,820.00
Disclosure

SEC source: 0001719844-21-000006 · wf-form4_162802261054168.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 21, 2021. These sales were the final transactions under this Rule 10b5-1 trading plan.

F2 · price: The shares were sold pursuant to the Rule 10b5-1 plan in multiple transactions at the price of $54.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:31 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 26,330 $4.27 $112,429.10
Disclosure

SEC source: 0001719844-21-000006 · wf-form4_162802261054168.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:38 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 7,557 $0.00 Strike: $45.66 $0.00
Disclosure

SEC source: 0001719844-21-000004 · wf-form4_161532590095177.xml · derivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,557

Underlying: Common Stock · 7,557 shares

Expires 2031-03-05

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:38 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantRestricted Stock Units · Derivative 3,833 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000004 · wf-form4_161532590095177.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,597

Underlying: Common Stock · 3,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:33 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionRestricted Stock Units · Derivative 2,393 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000002 · wf-form4_161472076358258.xml · derivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,764

Underlying: Common Stock · 2,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F3 · derivative.exercise_date: On February 28, 2020, the reporting person was granted 7,180 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 28, 2020, the reporting person was granted 7,180 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:33 UTC National Vision Holdings, Inc. EYE · Entity 1716 Tax withholdingCommon Stock 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001719844-21-000002 · wf-form4_161472076358258.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

F2 · price: On February 28, 2021, 2,393 restricted stock units vested and 1,144 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on February 26, 2021 (as February 28, 2021 fell on a weekend) of the Company's common stock on NASDAQ was $47.49 per share.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:33 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 2,393 $0.00 $0.00
Disclosure

SEC source: 0001719844-21-000002 · wf-form4_161472076358258.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:42 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 58,161 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-20-000004 · wf-form4_160521732395209.xml · derivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,161 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options previously vested upon achievement of certain liquidity-event performance-based vesting conditions, as previously reported.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:42 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 58,161 $47.17 $2,743,454.37
Disclosure

SEC source: 0001719844-20-000004 · wf-form4_160521732395209.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $47.06 to $47.64. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:42 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 58,161 $4.27 $248,347.47
Disclosure

SEC source: 0001719844-20-000004 · wf-form4_160521732395209.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:27 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 18,262 $34.82 Strike: $34.82 $635,882.84
Disclosure

SEC source: 0001719844-20-000002 · wf-form4_158327084442112.xml · derivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,262

Underlying: Common Stock · 18,262 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:27 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantRestricted Stock Units · Derivative 7,180 $34.82 $250,007.60
Disclosure

SEC source: 0001719844-20-000002 · wf-form4_158327084442112.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,157

Underlying: Common Stock · 7,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 69,977 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · derivative · entry 6

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,160

Underlying: Common Stock · 69,977 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 69,977 $32.00 $2,239,264.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 4

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 30, 2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 69,977 $4.27 $298,801.79
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 3

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 21:35 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 23 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · derivative · entry 5

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,137

Underlying: Common Stock · 23 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 21:35 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 23 $32.00 $736.00
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 30, 2019.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 21:35 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 23 $4.27 $98.21
Disclosure

SEC source: 0001719844-19-000008 · wf-form4_157679131484568.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:36 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantRestricted Stock Units · Derivative 10,977 $0.00 $0.00
Disclosure

SEC source: 0001719844-19-000006 · wf-form4_157428576699705.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,977

Underlying: Common Stock · 10,977 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:39 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 28,036 $4.27 Strike: $4.27 $119,713.72
Disclosure

SEC source: 0001719844-19-000004 · wf-form4_156581516975061.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,241

Underlying: Common Stock · 28,036 shares

Expires 2024-09-16

F1 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 28,036 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: All of these stock options are vested.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:34 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 21,098 $35.19 Strike: $35.19 $742,438.62
Disclosure

SEC source: 0001719844-19-000002 · wf-form4_155182164854163.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Underlying: Common Stock · 21,098 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:17 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 36,045 $4.27 Strike: $4.27 $153,912.15
Disclosure

SEC source: 0001719844-18-000008 · wf-form4_154283503620963.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,205

Underlying: Common Stock · 36,045 shares

Expires 2024-09-16

F1 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 36,045 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: Of the 164,205 stock options reported herein, 142,845 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 60,076 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 20:33 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 8,010 $4.27 Strike: $4.27 $34,202.70
Disclosure

SEC source: 0001719844-18-000006 · wf-form4_153324201193169.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,160

Underlying: Common Stock · 8,010 shares

Expires 2024-09-16

F1 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 8,010 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: Of the 128,160 stock options reported herein, 106,800 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 96,121 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:05 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 56,070 $4.27 Strike: $4.27 $239,418.90
Disclosure

SEC source: 0001719844-18-000004 · wf-form4_153315392837294.xml · derivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,150

Underlying: Common Stock · 56,070 shares

Expires 2024-09-16

F2 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 56,070 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 120,150 stock options reported herein, 98,790 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 104,131 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

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July 30, 2018 Filed Aug 1, 2018 20:05 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 51,874 $38.26 $1,984,668.12
Disclosure

SEC source: 0001719844-18-000004 · wf-form4_153315392837294.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.

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July 25, 2018 Filed Jul 27, 2018 20:28 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 9,154 $0.00 Strike: $8.23 $0.00
Disclosure

SEC source: 0001719844-18-000002 · wf-form4_153272331492092.xml · derivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,154 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

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July 25, 2018 Filed Jul 27, 2018 20:28 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 9,154 $8.23 $75,337.42
Disclosure

SEC source: 0001719844-18-000002 · wf-form4_153272331492092.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018.

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October 30, 2017 Filed Oct 31, 2017 20:43 UTC National Vision Holdings, Inc. EYE · Entity 1716 PurchaseCommon Stock 4,500 $22.00 $99,000.00
Disclosure

SEC source: 0001140361-17-040313 · form4.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,220

F1 · kind: Reflects shares of common stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.

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October 25, 2017 Filed Oct 27, 2017 20:30 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (right to buy) · Derivative 92,443 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001140361-17-039820 · form4.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,443

Underlying: Common Stock · 92,443 shares

Expires 2027-10-25

F1 · derivative.exercise_date: These stock options will vest in three equal annual installments beginning on October 25, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.