Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707 | Director · Executive Chairman | February 25, 2025 | March 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBIA BANKING SYSTEM, INC.
Report date February 25, 2025 · Filed March 15, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 37,593 |
Reported balance
After 2025-02-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-02-25 · Grant · Acquired 37,593 · Balance 37,593 F1: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 112,133 |
Reported balance
After 2025-02-25 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-02-25 · Grant · Acquired 28,195 · Balance 112,133 F3: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 140,328 |
Reported balance
After 2025-02-25 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-02-25 · Grant · Acquired 28,195 · Balance 140,328 F4: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years.
F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts.
F3: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.
F4: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UMPQUA HOLDINGS CORP
Report date February 28, 2023 · Filed March 02, 2023
Section 16 reporting ended · disclosed 2023-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-28 · Tax withholding · Disposed 15,538 · Balance 685,730 F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Row 2 · 2023-02-28 · Disposition to issuer · Disposed 685,730 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 15:20 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 39,081 | $16.12 | $629,985.72 |
DisclosureSEC source: 0001127602-20-009344 · form4.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,743 F1 · shares: Restricted stock award granted 3/2/20. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 17:07 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 20,853 | $16.90 | $352,415.70 |
DisclosureSEC source: 0001127602-20-007983 · form4.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,662 F2 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 17:07 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 946 | $16.90 | $15,987.40 |
DisclosureSEC source: 0001127602-20-007983 · form4.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,515 F1 · shares: Additional shares issued under the PSA granted 1/31/17 due to the issuer's ROATCE performance exceeding target. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-003796 · form4.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,569 F2 · shares: Additional shares issued under the PSA granted 1/31/17 due to the issuer's TSR performance exceeding target. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 14,904 | $16.90 | $251,877.60 |
DisclosureSEC source: 0001127602-20-003796 · form4.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,067 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 17:14 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 7,265 | $17.72 | $128,735.80 |
DisclosureSEC source: 0001127602-19-011259 · form4.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,971 F2 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:14 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011259 · form4.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,236 F1 · shares: Additional shares issued under the PSA granted 2/1/16 due to issuer's performance exceeding target. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 17:32 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 1,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005162 · form4.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,242 F2 · shares: The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 17:32 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 4,131 | $17.72 | $73,201.32 |
DisclosureSEC source: 0001127602-19-005162 · form4.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,816 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:26 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,492 | $17.72 | $26,438.24 |
DisclosureSEC source: 0001127602-19-004820 · form4.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,947 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:03 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 53,072 | $17.90 | $949,988.80 |
DisclosureSEC source: 0001127602-19-004363 · form4.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,439 F2 · shares: PSA granted 2/04/19. The grant vests at least three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2019-2021 compared to a Compensation Committee approved group of peers. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:03 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 53,072 | $17.90 | $949,988.80 |
DisclosureSEC source: 0001127602-19-004363 · form4.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,367 F1 · shares: PSA granted 2/04/19. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 77,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-18-000022 · edgardoc.xml · nonDerivative · entry 4 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,295 F3 · shares: PSA granted 2/02/18. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index and the issuer's return on tangible common equity compared to a group of peers. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,151 | $21.86 | $25,160.86 |
DisclosureSEC source: 0001077771-18-000022 · edgardoc.xml · nonDerivative · entry 3 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,527 F2 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 6,750 | $21.86 | $147,555.00 |
DisclosureSEC source: 0001077771-18-000022 · edgardoc.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,678 F2 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 4,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-18-000022 · edgardoc.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,428 F1 · shares: The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 13:32 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,461 | $22.10 | $32,288.10 |
DisclosureSEC source: 0001077771-18-000014 · edgardoc.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,691 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 15:13 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,273 | $17.88 | $22,761.24 |
DisclosureSEC source: 0001077771-17-000041 · edgardoc.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,152 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 19:40 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,454 | $18.16 | $26,404.64 |
DisclosureSEC source: 0001077771-17-000035 · edgardoc.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,425 F2 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 19:40 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 86,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-17-000035 · edgardoc.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,879 F1 · shares: PSA granted 1/31/17. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index and the issuer's return on tangible common equity compared to a group of peers. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 13:54 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 1,697 | $18.21 | $30,902.37 |
DisclosureSEC source: 0001077771-17-000019 · edgardoc.xml · nonDerivative · entry 3 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,879 F3 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 13:54 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 3,785 | $18.21 | $68,924.85 |
DisclosureSEC source: 0001077771-17-000019 · edgardoc.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,576 F3 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 13:54 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 11,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001077771-17-000019 · edgardoc.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,361 F1 · shares: The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%. F2 · price: Not required. Read SEC document |
| January 31, 2016 Filed Jan 30, 2017 21:12 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 1,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-17-000011 · primary_doc.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · President of Umpqua Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,794 F1 · shares: The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%. F2 · price: Not Required Read SEC document |
| February 02, 2015 Filed Feb 2, 2021 13:34 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 24,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003441 · form4a.xml · nonDerivative · entry 3 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,372 F4 · shares: RSA granted 2/02/15. The grant shares vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index. Read SEC document |
| February 02, 2015 Filed Feb 2, 2021 13:34 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003441 · form4a.xml · nonDerivative · entry 2 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,872 F3 · shares: RSA granted 2/02/15. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years. Read SEC document |
| January 30, 2015 Filed Feb 2, 2021 13:34 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,211 | $15.51 | $18,782.61 |
DisclosureSEC source: 0001127602-21-003441 · form4a.xml · nonDerivative · entry 1 O'HAVER CORT L · CIK 0001490201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,372 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. F2 · shares: Amendment filing to remove shares incorrectly reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.