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Schertell Julie

Disclosed activity across 3 companies

Tapewire entity
82003
SEC CIK
0001509525

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ingersoll Rand Inc.IR · Entity 3152DirectorFebruary 26, 2025February 28, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ingersoll Rand Inc.

Report date February 26, 2025 · Filed February 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,792 Reported balance After 2025-02-27 transaction · row 1
1 source row

Row 1 · 2025-02-27 · Exercise / conversion · Acquired 2,129 · Balance 2,792

F1: Represents restricted stock units originally granted on February 27, 2024, which vested on February 27, 2025 and upon vesting, were to be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,309 Reported balance After 2025-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-26 · Grant · Acquired 2,309 · Balance 2,309

F2: These restricted stock units vest on February 26, 2026 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-27 · Exercise / conversion · Disposed 2,129 · Balance 0

F1: Represents restricted stock units originally granted on February 27, 2024, which vested on February 27, 2025 and upon vesting, were to be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units originally granted on February 27, 2024, which vested on February 27, 2025 and upon vesting, were to be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F2: These restricted stock units vest on February 26, 2026 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mativ Holdings, Inc.

Report date February 16, 2023 · Filed March 15, 2025

Section 16 reporting ended · disclosed 2025-03-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect227,478 Reported balance After 2024-02-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-02-16 · Exercise / conversion · Acquired 16,038 · Balance 227,478

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

Common StockSEC Table I · non-derivativeDirect211,440 Reported balance After 2024-02-16 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-02-16 · Disposition to issuer · Disposed 16,038 · Balance 211,440

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

Common StockSEC Table I · non-derivativeDirect313,356 Reported balance After 2025-02-25 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2025-02-25 · Exercise / conversion · Acquired 113,916 · Balance 313,356

F3: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. On February 25, 2025, the Compensation Committee of the issuer determined that based on the issuer's performance between July 2022 and December 2024, 150% of the target number of RSUs vested on performance-based vesting requirements. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect199,440 Reported balance After 2025-02-25 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2025-02-25 · Disposition to issuer · Disposed 113,916 · Balance 199,440

F5: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F6: The transaction reflects the cash settlement of 113,916 vested RSUs.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect205,346 Reported balance After 2025-01-26 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2025-01-26 · Grant · Acquired 5,906 · Balance 205,346

F7: On January 26, 2022, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on January 26, 2023 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 5,906 RSUs vested on January 26, 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

Common StockSEC Table I · non-derivativeDirect202,682 Reported balance After 2025-01-26 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2025-01-26 · Tax withholding · Disposed 2,664 · Balance 202,682

F7: On January 26, 2022, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on January 26, 2023 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 5,906 RSUs vested on January 26, 2025.

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

Common StockSEC Table I · non-derivativeDirect244,023 Reported balance After 2025-01-26 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2025-01-26 · Grant · Acquired 41,341 · Balance 244,023

F9: On January 26, 2022, the reporting person was granted 41,341 RSUs subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 41,341 RSUs vested on January 26, 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect225,400 Reported balance After 2025-01-26 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2025-01-26 · Tax withholding · Disposed 18,623 · Balance 225,400

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F9: On January 26, 2022, the reporting person was granted 41,341 RSUs subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 41,341 RSUs vested on January 26, 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect257,156 Reported balance After 2025-02-13 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2025-02-13 · Exercise / conversion · Acquired 31,756 · Balance 257,156

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect242,858 Reported balance After 2025-02-13 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2025-02-13 · Tax withholding · Disposed 14,298 · Balance 242,858

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect258,896 Reported balance After 2025-02-16 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2025-02-16 · Exercise / conversion · Acquired 16,038 · Balance 258,896

F5: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect242,858 Reported balance After 2025-02-16 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2025-02-16 · Disposition to issuer · Disposed 16,038 · Balance 242,858

F5: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F6: The transaction reflects the cash settlement of 113,916 vested RSUs.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Common StockSEC Table I · non-derivativeDirect243,927 Reported balance After 2025-03-11 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2025-03-11 · Exercise / conversion · Acquired 1,069 · Balance 243,927

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

Common StockSEC Table I · non-derivativeDirect243,444 Reported balance After 2025-03-11 transaction · row 14 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 14 · 2025-03-11 · Tax withholding · Disposed 483 · Balance 243,444

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

Common StockSEC Table I · non-derivativeDirect266,220 Reported balance After 2025-03-11 transaction · row 15 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 15 · 2025-03-11 · Exercise / conversion · Acquired 22,776 · Balance 266,220

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

Common StockSEC Table I · non-derivativeDirect255,948 Reported balance After 2025-03-11 transaction · row 16 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 16 · 2025-03-11 · Tax withholding · Disposed 10,272 · Balance 255,948

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

Common StockSEC Table I · non-derivativeDirect282,050 Reported balance After 2025-03-11 transaction · row 17 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 17 · 2025-03-11 · Grant · Acquired 26,102 · Balance 282,050

F11: On February 16, 2023, the reporting person was granted a target number of 72,171 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 22,776 shares of the issuer's common stock.

Common StockSEC Table I · non-derivativeDirect270,277 Reported balance After 2025-03-11 transaction · row 18 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 18 · 2025-03-11 · Tax withholding · Disposed 11,773 · Balance 270,277

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F11: On February 16, 2023, the reporting person was granted a target number of 72,171 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 22,776 shares of the issuer's common stock.

Common StockSEC Table I · non-derivativeDirect324,082 Reported balance After 2025-03-11 transaction · row 19 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 19 · 2025-03-11 · Grant · Acquired 53,805 · Balance 324,082

F12: On April 26, 2024, the reporting person was granted a target number of 142,904 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 53,805 shares of the issuer's common stock.

Common StockSEC Table I · non-derivativeDirect299,847 Reported balance After 2025-03-11 transaction · row 20 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 20 · 2025-03-11 · Tax withholding · Disposed 24,235 · Balance 299,847

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F11: On February 16, 2023, the reporting person was granted a target number of 72,171 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 22,776 shares of the issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect48,116 Reported balance After 2023-02-16 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2023-02-16 · Grant · Acquired 48,116 · Balance 48,116

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F13: The transaction reflects the re-reporting of the grant of 48,114 RSUs on February 16, 2023 and vesting of 16,038 RSUs on February 16, 2024, incorrectly included in Table I reported on the reporting person's Form 4 filed on March 7, 2023 and February 20, 2024, respectively.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect32,076 Reported balance After 2024-02-16 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2024-02-16 · Exercise / conversion · Disposed 16,038 · Balance 32,076

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F13: The transaction reflects the re-reporting of the grant of 48,114 RSUs on February 16, 2023 and vesting of 16,038 RSUs on February 16, 2024, incorrectly included in Table I reported on the reporting person's Form 4 filed on March 7, 2023 and February 20, 2024, respectively.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,038 Reported balance After 2025-02-16 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2025-02-16 · Exercise / conversion · Disposed 16,038 · Balance 16,038

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-11 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2025-03-11 · Exercise / conversion · Disposed 1,069 · Balance 0

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F14: On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of certain unvested restricted stock units that are time-based, which represents a prorated portion of the reporting person's grants as of March 11, 2025. The cancellation of the remaining unvested restricted stock units is reflected as a reduction to the number of derivative securities reported in Column 9.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect95,589 Reported balance After 2024-04-26 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2024-04-26 · Grant · Acquired 95,269 · Balance 95,589

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

F15: The transaction reflects the re-reporting of the grant of 95,269 RSUs on April 26, 2024, incorrectly included in Table I reported on the reporting person's Form 4 filed on April 30, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect63,513 Reported balance After 2025-02-13 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2025-02-13 · Exercise / conversion · Disposed 31,756 · Balance 63,513

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-13 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2025-02-13 · Exercise / conversion · Disposed 22,776 · Balance 0

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

F14: On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of certain unvested restricted stock units that are time-based, which represents a prorated portion of the reporting person's grants as of March 11, 2025. The cancellation of the remaining unvested restricted stock units is reflected as a reduction to the number of derivative securities reported in Column 9.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect113,916 Reported balance After 2025-02-25 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2025-02-25 · Grant · Acquired 113,916 · Balance 113,916

F5: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-25 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2025-02-25 · Exercise / conversion · Disposed 113,916 · Balance 0

F5: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F2: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F3: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. On February 25, 2025, the Compensation Committee of the issuer determined that based on the issuer's performance between July 2022 and December 2024, 150% of the target number of RSUs vested on performance-based vesting requirements. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F4: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

F5: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F6: The transaction reflects the cash settlement of 113,916 vested RSUs.

F7: On January 26, 2022, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on January 26, 2023 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 5,906 RSUs vested on January 26, 2025.

F8: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F9: On January 26, 2022, the reporting person was granted 41,341 RSUs subject to time vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 41,341 RSUs vested on January 26, 2025.

F10: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

F11: On February 16, 2023, the reporting person was granted a target number of 72,171 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 22,776 shares of the issuer's common stock.

F12: On April 26, 2024, the reporting person was granted a target number of 142,904 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 53,805 shares of the issuer's common stock.

F13: The transaction reflects the re-reporting of the grant of 48,114 RSUs on February 16, 2023 and vesting of 16,038 RSUs on February 16, 2024, incorrectly included in Table I reported on the reporting person's Form 4 filed on March 7, 2023 and February 20, 2024, respectively.

F14: On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of certain unvested restricted stock units that are time-based, which represents a prorated portion of the reporting person's grants as of March 11, 2025. The cancellation of the remaining unvested restricted stock units is reflected as a reduction to the number of derivative securities reported in Column 9.

F15: The transaction reflects the re-reporting of the grant of 95,269 RSUs on April 26, 2024, incorrectly included in Table I reported on the reporting person's Form 4 filed on April 30, 2024.

Neenah Inc

Report date July 06, 2022 · Filed July 29, 2022

Section 16 reporting ended · disclosed 2022-07-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-06 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2022-07-06 · Disposition to issuer · Disposed 14,427 · Balance 0

F1: These shares of common stock were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 28, 2022 (the "Merger Agreement") by and among Neenah, Inc. ("Neenah"), Samurai Warrior Merger Sub, Inc. and Mativ Holdings, Inc. (f/k/a Schweitzer-Mauduit International, Inc., "Mativ") in exchange for shares of Mativ common stock, at a rate of 1.358 shares of Mativ common stock for each share of Neenah common stock. The closing price of Mativ common stock on the New York Stock Exchange on July 6, 2022, the effective date of the merger (the "Effective Date"), was $22.41.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2022-07-06 · Disposition to issuer · Disposed 22,803 · Balance 0

F2: These shares were subject to Neenah restricted stock units, which, pursuant to the Merger Agreement on the Effective Date, automatically converted into Mativ restricted stock units in respect of that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to the Neenah restricted stock unit award immediately prior to the Effective Time and 1.358. Each such Mativ restricted stock unit award is subject to the same terms and conditions as applied to the corresponding Neenah restricted stock unit award immediately prior to the Effective Time.

Performance Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-07-06 · Disposition to issuer · Disposed 67,550 · Balance 0

F3: Pursuant to the Merger Agreement, on the Effective Date, these Neenah performance share units automatically converted into Mativ restricted stock unit awards with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah performance share units immediately prior to the Effective Time and 1.358 and are convertible into shares of Mativ common stock on a one-for-one basis on the applicable vesting dates.

F4: Each such Mativ restricted stock unit award is scheduled to cliff vest, subject to continued service, on the last day of the originally scheduled performance period, but subject to earlier payment and vesting in accordance with the applicable Neenah performance share award agreement. Otherwise, each such Mativ restricted stock unit award is subject to the same terms and conditions as applied to the corresponding Neenah performance share award immediately prior to the Effective Time.

F5: The performance share units do not have an expiration date.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Expires 2024-01-27Direct0 Reported balance After 2022-07-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-07-06 · Disposition to issuer · Disposed 4,370 · Balance 0

F7: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8: The Stock Appreciation Rights are fully vested.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Expires 2026-01-25Direct0 Reported balance After 2022-07-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-07-06 · Disposition to issuer · Disposed 5,996 · Balance 0

F7: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8: The Stock Appreciation Rights are fully vested.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Expires 2023-01-28Direct0 Reported balance After 2022-07-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-07-06 · Disposition to issuer · Disposed 4,900 · Balance 0

F7: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8: The Stock Appreciation Rights are fully vested.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Expires 2027-01-29Direct0 Reported balance After 2022-07-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-07-06 · Disposition to issuer · Disposed 7,085 · Balance 0

F7: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8: The Stock Appreciation Rights are fully vested.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Expires 2025-01-26Direct0 Reported balance After 2022-07-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-07-06 · Disposition to issuer · Disposed 4,380 · Balance 0

F7: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8: The Stock Appreciation Rights are fully vested.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Expires 2028-01-30Direct0 Reported balance After 2022-07-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-07-06 · Disposition to issuer · Disposed 7,186 · Balance 0

F7: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8: The Stock Appreciation Rights are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 28, 2022 (the "Merger Agreement") by and among Neenah, Inc. ("Neenah"), Samurai Warrior Merger Sub, Inc. and Mativ Holdings, Inc. (f/k/a Schweitzer-Mauduit International, Inc., "Mativ") in exchange for shares of Mativ common stock, at a rate of 1.358 shares of Mativ common stock for each share of Neenah common stock. The closing price of Mativ common stock on the New York Stock Exchange on July 6, 2022, the effective date of the merger (the "Effective Date"), was $22.41.

F2: These shares were subject to Neenah restricted stock units, which, pursuant to the Merger Agreement on the Effective Date, automatically converted into Mativ restricted stock units in respect of that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to the Neenah restricted stock unit award immediately prior to the Effective Time and 1.358. Each such Mativ restricted stock unit award is subject to the same terms and conditions as applied to the corresponding Neenah restricted stock unit award immediately prior to the Effective Time.

F3: Pursuant to the Merger Agreement, on the Effective Date, these Neenah performance share units automatically converted into Mativ restricted stock unit awards with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah performance share units immediately prior to the Effective Time and 1.358 and are convertible into shares of Mativ common stock on a one-for-one basis on the applicable vesting dates.

F4: Each such Mativ restricted stock unit award is scheduled to cliff vest, subject to continued service, on the last day of the originally scheduled performance period, but subject to earlier payment and vesting in accordance with the applicable Neenah performance share award agreement. Otherwise, each such Mativ restricted stock unit award is subject to the same terms and conditions as applied to the corresponding Neenah performance share award immediately prior to the Effective Time.

F5: The performance share units do not have an expiration date.

F6: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F7: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F8: The Stock Appreciation Rights are fully vested.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Mar 7, 2023 21:16 UTC Mativ Holdings, Inc. MATV · Entity 1741 Tax withholdingCommon Stock 10,372 $20.90 $216,774.80
Disclosure

SEC source: 0001062993-23-006176 · form4.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,119

F1 · shares: Number of shares withheld by the company to pay taxes upon the vesting of restricted stock units on 12/31/22.

Read SEC document
December 31, 2022 Filed Mar 7, 2023 21:16 UTC Mativ Holdings, Inc. MATV · Entity 1741 GrantCommon Stock 22,129 $20.90 $462,496.10
Disclosure

SEC source: 0001062993-23-006176 · form4.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,491

Read SEC document
August 12, 2022 Filed Aug 12, 2022 21:18 UTC Mativ Holdings, Inc. MATV · Entity 1741 PurchaseCommon Stock 21,600 $24.10 $520,560.00
Disclosure

SEC source: 0001062993-22-017875 · form4.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,358

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:30 UTC Amendment Mativ Holdings, Inc. MATV · Entity 1741 PurchaseCommon Stock 21,600 $23.93 $516,844.80
Disclosure

SEC source: 0001062993-22-018038 · form4a.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,891

F1 · balance_after: There was an error in the total number of shares following the transaction.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerStock Appreciation Rights · Derivative 7,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · derivative · entry 9

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,186 shares

Expires 2028-01-30

F7 · derivative.exercise_price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6 · price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8 · derivative.exercise_date: The Stock Appreciation Rights are fully vested.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerStock Appreciation Rights · Derivative 4,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · derivative · entry 8

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,380 shares

Expires 2025-01-26

F7 · derivative.exercise_price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6 · price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8 · derivative.exercise_date: The Stock Appreciation Rights are fully vested.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerStock Appreciation Rights · Derivative 7,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · derivative · entry 7

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,085 shares

Expires 2027-01-29

F7 · derivative.exercise_price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6 · price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8 · derivative.exercise_date: The Stock Appreciation Rights are fully vested.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerStock Appreciation Rights · Derivative 4,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · derivative · entry 6

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires 2023-01-28

F7 · derivative.exercise_price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6 · price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8 · derivative.exercise_date: The Stock Appreciation Rights are fully vested.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerStock Appreciation Rights · Derivative 5,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · derivative · entry 5

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,996 shares

Expires 2026-01-25

F7 · derivative.exercise_price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6 · price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8 · derivative.exercise_date: The Stock Appreciation Rights are fully vested.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerStock Appreciation Rights · Derivative 4,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · derivative · entry 4

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,370 shares

Expires 2024-01-27

F7 · derivative.exercise_price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah stock appreciation rights immediately prior to the Effective Time and 1.358.

F6 · price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah stock appreciation rights automatically converted into Mativ stock appreciation rights with respect to that numbers of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such stock appreciation rights immediately prior to the Effective Time and 1.358; provided, however, that the exercise price and the number of shares of SWM Common Stock will be determined in a manner consistent with the requirements of Section 409A of the Code.

F8 · derivative.exercise_date: The Stock Appreciation Rights are fully vested.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerPerformance Share Units · Derivative 67,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · derivative · entry 3

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,550 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah performance share units automatically converted into Mativ restricted stock unit awards with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah performance share units immediately prior to the Effective Time and 1.358 and are convertible into shares of Mativ common stock on a one-for-one basis on the applicable vesting dates.

F3 · price: Pursuant to the Merger Agreement, on the Effective Date, these Neenah performance share units automatically converted into Mativ restricted stock unit awards with respect to that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to such Neenah performance share units immediately prior to the Effective Time and 1.358 and are convertible into shares of Mativ common stock on a one-for-one basis on the applicable vesting dates.

F4 · derivative.exercise_date: Each such Mativ restricted stock unit award is scheduled to cliff vest, subject to continued service, on the last day of the originally scheduled performance period, but subject to earlier payment and vesting in accordance with the applicable Neenah performance share award agreement. Otherwise, each such Mativ restricted stock unit award is subject to the same terms and conditions as applied to the corresponding Neenah performance share award immediately prior to the Effective Time.

F5 · derivative.expiration_date: The performance share units do not have an expiration date.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerCommon Stock 22,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: These shares were subject to Neenah restricted stock units, which, pursuant to the Merger Agreement on the Effective Date, automatically converted into Mativ restricted stock units in respect of that number of shares of Mativ common stock (rounded down to the nearest whole share) equal to the product of the number of shares of Neenah common stock subject to the Neenah restricted stock unit award immediately prior to the Effective Time and 1.358. Each such Mativ restricted stock unit award is subject to the same terms and conditions as applied to the corresponding Neenah restricted stock unit award immediately prior to the Effective Time.

Read SEC document
July 06, 2022 Filed Jul 29, 2022 16:08 UTC Neenah Inc NP · Entity 125047 Disposition to issuerCommon Stock 14,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-084225 · tm2221490-3_4seq1.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: These shares of common stock were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 28, 2022 (the "Merger Agreement") by and among Neenah, Inc. ("Neenah"), Samurai Warrior Merger Sub, Inc. and Mativ Holdings, Inc. (f/k/a Schweitzer-Mauduit International, Inc., "Mativ") in exchange for shares of Mativ common stock, at a rate of 1.358 shares of Mativ common stock for each share of Neenah common stock. The closing price of Mativ common stock on the New York Stock Exchange on July 6, 2022, the effective date of the merger (the "Effective Date"), was $22.41.

Read SEC document
February 02, 2022 Filed Feb 11, 2022 11:40 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 1,524 $46.49 $70,850.76
Disclosure

SEC source: 0001296435-22-000015 · wf-form4_164459760394149.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,283

F3 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 3,396 restricted shares on 2/2/2022.

Read SEC document
January 26, 2022 Filed Feb 11, 2022 11:40 UTC Neenah Inc NP · Entity 125047 GrantPerformance Share Units · Derivative 30,443 $0.00 $0.00
Disclosure

SEC source: 0001296435-22-000015 · wf-form4_164459760394149.xml · derivative · entry 3

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,443

Underlying: Common stock · 30,443 shares

Expires not disclosed

F4 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F5 · shares: Represents annual grant of performance share units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

F6 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
January 26, 2022 Filed Feb 11, 2022 11:40 UTC Neenah Inc NP · Entity 125047 GrantCommon stock 13,047 $45.93 $599,248.71
Disclosure

SEC source: 0001296435-22-000015 · wf-form4_164459760394149.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,807

F1 · shares: Represents annual grant of restricted stock units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

F2 · shares: The restricted stock units vest in increments of one-third on 1/26/2023, 1/26/2024 and 1/26/2025.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 16:19 UTC Neenah Inc NP · Entity 125047 Exercise / conversionStock Appreciation Rights · Derivative 3,000 $0.00 Strike: $24.09 $0.00
Disclosure

SEC source: 0001296435-22-000006 · wf-form4_164305917281605.xml · derivative · entry 3

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,000 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights are fully vested.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 16:19 UTC Neenah Inc NP · Entity 125047 SaleCommon stock 1,505 $48.34 $72,751.70
Disclosure

SEC source: 0001296435-22-000006 · wf-form4_164305917281605.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,760

F1 · shares: This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for Julie A. Schertell

Read SEC document
January 21, 2022 Filed Jan 24, 2022 16:19 UTC Neenah Inc NP · Entity 125047 Exercise / conversionCommon stock 1,505 $24.09 $36,255.45
Disclosure

SEC source: 0001296435-22-000006 · wf-form4_164305917281605.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 15:28 UTC Neenah Inc NP · Entity 125047 Exercise / conversionPerformance Share Units · Derivative 3,141 $0.00 $0.00
Disclosure

SEC source: 0001296435-22-000003 · wf-form4_164132808983413.xml · derivative · entry 4

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047

Underlying: Common stock · 3,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F4 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 15:28 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 1,609 $46.28 $74,464.52
Disclosure

SEC source: 0001296435-22-000003 · wf-form4_164132808983413.xml · nonDerivative · entry 3

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,760

F2 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 3,562 restricted shares on 12/31/2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 15:28 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 950 $46.28 $43,966.00
Disclosure

SEC source: 0001296435-22-000003 · wf-form4_164132808983413.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,369

F1 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 2,105 performance share units on 12/31/2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 15:28 UTC Neenah Inc NP · Entity 125047 Exercise / conversionCommon stock 2,105 $46.28 $97,419.40
Disclosure

SEC source: 0001296435-22-000003 · wf-form4_164132808983413.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:26 UTC Neenah Inc NP · Entity 125047 Exercise / conversionPerformance Share Units · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001296435-21-000018 · wf-form4_161247398979120.xml · derivative · entry 5

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F6 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:26 UTC Neenah Inc NP · Entity 125047 GrantPerformance Share Units · Derivative 23,774 $0.00 $0.00
Disclosure

SEC source: 0001296435-21-000018 · wf-form4_161247398979120.xml · derivative · entry 4

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,774

Underlying: Common stock · 23,774 shares

Expires not disclosed

F4 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F5 · shares: Represents annual grant of performance share units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

F6 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:26 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 137 $53.00 $7,261.00
Disclosure

SEC source: 0001296435-21-000018 · wf-form4_161247398979120.xml · nonDerivative · entry 3

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,214

F3 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 270 performance share units.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:26 UTC Neenah Inc NP · Entity 125047 Exercise / conversionCommon stock 270 $53.00 $14,310.00
Disclosure

SEC source: 0001296435-21-000018 · wf-form4_161247398979120.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:26 UTC Neenah Inc NP · Entity 125047 GrantCommon stock 10,189 $53.00 $540,017.00
Disclosure

SEC source: 0001296435-21-000018 · wf-form4_161247398979120.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,081

F1 · shares: Represents annual grant of restricted stock units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

F2 · shares: The restricted stock units vest in increments of one-third on 02/02/2022, 02/02/2023, and 02/02/2024.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 13:42 UTC Neenah Inc NP · Entity 125047 Exercise / conversionPerformance Share Units · Derivative 2,025 $0.00 $0.00
Disclosure

SEC source: 0001296435-21-000003 · wf-form4_160987210962703.xml · derivative · entry 4

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Common stock · 2,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F4 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 13:42 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 1,608 $55.32 $88,954.56
Disclosure

SEC source: 0001296435-21-000003 · wf-form4_160987210962703.xml · nonDerivative · entry 3

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,892

F2 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 3,561 restricted shares on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 13:42 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 366 $55.32 $20,247.12
Disclosure

SEC source: 0001296435-21-000003 · wf-form4_160987210962703.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F1 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 810 performance share units on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 13:42 UTC Neenah Inc NP · Entity 125047 Exercise / conversionCommon stock 810 $55.32 $44,809.20
Disclosure

SEC source: 0001296435-21-000003 · wf-form4_160987210962703.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 17:24 UTC Neenah Inc NP · Entity 125047 GrantPerformance Share Units · Derivative 6,048 $0.00 $0.00
Disclosure

SEC source: 0001296435-20-000068 · wf-form4_159018264103500.xml · derivative · entry 2

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common stock · 6,048 shares

Expires not disclosed

F3 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F4 · shares: Represents grant of performance share units in connection with Ms. Schertell's appointment as President and Chief Executive Officer on May 21, 2020.

F5 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
May 21, 2020 Filed May 22, 2020 17:24 UTC Neenah Inc NP · Entity 125047 GrantCommon stock 4,032 $49.60 $199,987.20
Disclosure

SEC source: 0001296435-20-000068 · wf-form4_159018264103500.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,056

F1 · shares: The restricted stock units vest in increments of one-third on 12/31/2020, 12/31/2021, and 12/31/2022.

F2 · shares: Represents grant of restricted stock units in connection with Ms. Schertell's appointment as President and Chief Executive Officer on May 21, 2020.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 18:37 UTC Neenah Inc NP · Entity 125047 Exercise / conversionPerformance Share Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001296435-20-000020 · wf-form4_158103221491879.xml · derivative · entry 5

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F6 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 18:37 UTC Neenah Inc NP · Entity 125047 GrantPerformance Share Units · Derivative 7,285 $0.00 $0.00
Disclosure

SEC source: 0001296435-20-000020 · wf-form4_158103221491879.xml · derivative · entry 4

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,285

Underlying: Common stock · 7,285 shares

Expires not disclosed

F4 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F5 · shares: Represents annual grant of performance share units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

F6 · derivative.expiration_date: The units do not have an expiration date.

F5 · derivative.underlying_shares: Represents annual grant of performance share units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 18:37 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 139 $69.18 $9,616.02
Disclosure

SEC source: 0001296435-20-000020 · wf-form4_158103221491879.xml · nonDerivative · entry 3

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,024

F3 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 273 performance shares.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 18:37 UTC Neenah Inc NP · Entity 125047 Exercise / conversionCommon stock 273 $69.18 $18,886.14
Disclosure

SEC source: 0001296435-20-000020 · wf-form4_158103221491879.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 18:37 UTC Neenah Inc NP · Entity 125047 GrantCommon stock 4,857 $69.18 $336,007.26
Disclosure

SEC source: 0001296435-20-000020 · wf-form4_158103221491879.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,890

F1 · shares: Represents annual grant of restricted stock units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

F2 · shares: The restricted stock units vest in increments of one-third on 12/31/2020, 12/31/2021, and 12/31/2022.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:41 UTC Neenah Inc NP · Entity 125047 Exercise / conversionPerformance Share Units · Derivative 2,045 $0.00 $0.00
Disclosure

SEC source: 0001296435-20-000004 · wf-form4_157808767617784.xml · derivative · entry 3

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Underlying: Common stock · 2,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F3 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:41 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 1,002 $70.43 $70,570.86
Disclosure

SEC source: 0001296435-20-000004 · wf-form4_157808767617784.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

F1 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 2,209 restricted shares on 12/31/2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:41 UTC Neenah Inc NP · Entity 125047 Exercise / conversionCommon stock 2,209 $70.43 $155,579.87
Disclosure

SEC source: 0001296435-20-000004 · wf-form4_157808767617784.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 14:30 UTC Neenah Inc NP · Entity 125047 GiftCommon stock 400 $64.79 $25,916.00
Disclosure

SEC source: 0001296435-19-000126 · wf-form4_156701699459560.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · SVP, Pres. Technical Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826

Read SEC document
August 27, 2019 Filed Aug 28, 2019 14:30 UTC Neenah Inc NP · Entity 125047 SaleCommon stock 1,500 $64.77 $97,155.00
Disclosure

SEC source: 0001296435-19-000126 · wf-form4_156701699459560.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · SVP, Pres. Technical Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,226

Read SEC document
January 29, 2019 Filed Jan 31, 2019 14:19 UTC Neenah Inc NP · Entity 125047 GrantPerformance Share Units · Derivative 4,188 $0.00 $0.00
Disclosure

SEC source: 0001296435-19-000040 · wf-form4_154896236851835.xml · derivative · entry 2

Schertell Julie · CIK 0001509525 · SVP, President FP&P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188

Underlying: Common stock · 4,188 shares

Expires not disclosed

F3 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F4 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 14:19 UTC Neenah Inc NP · Entity 125047 GrantCommon stock 1,795 $69.20 $124,214.00
Disclosure

SEC source: 0001296435-19-000040 · wf-form4_154896236851835.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · SVP, President FP&P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,726

F1 · shares: Represents annual grant of restricted stock units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.

F2 · shares: The restricted stock units vest in increments of one-third on 01/29/2020, 01/29/2021, and 01/29/2022.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:06 UTC Neenah Inc NP · Entity 125047 Exercise / conversionPerformance Share Units · Derivative 3,261 $0.00 $0.00
Disclosure

SEC source: 0001296435-19-000008 · wf-form4_154654598746526.xml · derivative · entry 3

Schertell Julie · CIK 0001509525 · SVP, President FP&P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The units are convertible to common stock on a one-for-one basis.

F3 · derivative.expiration_date: The units do not have an expiration date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:06 UTC Neenah Inc NP · Entity 125047 Tax withholdingCommon stock 2,042 $58.92 $120,314.64
Disclosure

SEC source: 0001296435-19-000008 · wf-form4_154654598746526.xml · nonDerivative · entry 2

Schertell Julie · CIK 0001509525 · SVP, President FP&P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931

F1 · shares: Number of shares withheld by the company to pay taxes upon the vesting of 4,501 restricted shares on 12/31/2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:06 UTC Neenah Inc NP · Entity 125047 Exercise / conversionCommon stock 4,501 $58.92 $265,198.92
Disclosure

SEC source: 0001296435-19-000008 · wf-form4_154654598746526.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · SVP, President FP&P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 09:46 UTC Neenah Inc NP · Entity 125047 SaleCommon stock 2,000 $78.71 $157,420.00
Disclosure

SEC source: 0001296435-18-000053 · wf-form4_152052036760542.xml · nonDerivative · entry 1

Schertell Julie · CIK 0001509525 · SVP, President FP&P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,472

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.