Cassidy Bruce A. Sr.

SEC source: 0001493152-23-045939 · ownership.xml · derivative · entry 15

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 12,121

Underlying: Common Stock · 12,121 shares

Expires 2024-12-01

F5 · kind: The warrant was repriced pursuant to a Warrant Reprice Letter Agreement effective December 14, 2023, between Excel Family Partners, LLLP, Eagle Investment Group, LLC, and the Issuer, to decrease the per share exercise price of the warrant from $8.25 to $0.80. Each of Excel Family Partners, LLLP and Eagle Investment Group, LLC is an entity managed by the Reporting Person.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · derivative · entry 14

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 0

Underlying: Common Stock · 12,121 shares

Expires 2024-12-01

F5 · kind: The warrant was repriced pursuant to a Warrant Reprice Letter Agreement effective December 14, 2023, between Excel Family Partners, LLLP, Eagle Investment Group, LLC, and the Issuer, to decrease the per share exercise price of the warrant from $8.25 to $0.80. Each of Excel Family Partners, LLLP and Eagle Investment Group, LLC is an entity managed by the Reporting Person.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · derivative · entry 13

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 0

Underlying: Common Stock · 24,242 shares

Expires 2024-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · derivative · entry 12

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 24,242

Underlying: Common Stock · 24,242 shares

Expires 2024-12-01

F5 · kind: The warrant was repriced pursuant to a Warrant Reprice Letter Agreement effective December 14, 2023, between Excel Family Partners, LLLP, Eagle Investment Group, LLC, and the Issuer, to decrease the per share exercise price of the warrant from $8.25 to $0.80. Each of Excel Family Partners, LLLP and Eagle Investment Group, LLC is an entity managed by the Reporting Person.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · derivative · entry 11

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 0

Underlying: Common Stock · 24,242 shares

Expires 2024-12-01

F5 · kind: The warrant was repriced pursuant to a Warrant Reprice Letter Agreement effective December 14, 2023, between Excel Family Partners, LLLP, Eagle Investment Group, LLC, and the Issuer, to decrease the per share exercise price of the warrant from $8.25 to $0.80. Each of Excel Family Partners, LLLP and Eagle Investment Group, LLC is an entity managed by the Reporting Person.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · derivative · entry 10

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 3,125,000

Underlying: Common Stock · 3,125,000 shares

Expires 2026-12-14

F4 · kind: The warrant was acquired in connection with a note issued by the Issuer in favor of Excel Family Partners, LLLP, an entity managed by the Reporting Person, as coverage for one hundred percent (100%) of the principal thereunder. The aggregate principal of the note is $2,500,000.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 8

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 2,738,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 7

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 13,378,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 6

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 13,168,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 5

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 12,885,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 4

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 12,779,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 3

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 12,766,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 2

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 12,754,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The shares of Common Stock were acquired upon the exercise of a warrant at a per share exercise price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045939 · ownership.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 12,730,632

F1 · kind: The shares of Common Stock were acquired in connection with a Note Conversion Agreement with the Issuer, pursuant to which the principal and interest outstanding in the amount of $2,328,617 on a line of credit extended by Excel Family Partners, LLLP, an entity managed by the Reporting Person, was converted into shares of Common Stock of the Issuer at a per share price of $0.80.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-037633 · ownership.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 9,819,861

F1 · kind: Pursuant to a Note dated September 29, 2022, Excel Family Partners, LLLP ("Excel"), loaned a private individual ("Borrower") $750,000.00 (the "Loan"), which became due and payable on September 30, 2023, and was secured by the pledge of 900,000 shares of the Issuer's common stock pursuant to the terms of a Stock Pledge Agreement dated September 29, 2022. The pledge of the shares was bona-fide and as security for the repayment of the Loan. As a result of Borrower's default on repayment of the Loan, the shares were transferred to Excel on October 16, 2023 (the "Transfer Effective Date"), for the partial repayment of $459,000.00 in principal and interest under the Loan. As of the Transfer Effective Date, $359,646.58 of principal remained outstanding under the Loan.

F1 · price: Pursuant to a Note dated September 29, 2022, Excel Family Partners, LLLP ("Excel"), loaned a private individual ("Borrower") $750,000.00 (the "Loan"), which became due and payable on September 30, 2023, and was secured by the pledge of 900,000 shares of the Issuer's common stock pursuant to the terms of a Stock Pledge Agreement dated September 29, 2022. The pledge of the shares was bona-fide and as security for the repayment of the Loan. As a result of Borrower's default on repayment of the Loan, the shares were transferred to Excel on October 16, 2023 (the "Transfer Effective Date"), for the partial repayment of $459,000.00 in principal and interest under the Loan. As of the Transfer Effective Date, $359,646.58 of principal remained outstanding under the Loan.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045943 · ownership.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

Excel Family Partners LLLP · CIK 0001993712 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 9,819,861

F1 · kind: Pursuant to a Note dated September 29, 2022, Excel Family Partners, LLLP ("Excel"), loaned a private individual ("Borrower") $750,000.00 (the "Loan"), which became due and payable on September 30, 2023, and was secured by the pledge of 900,000 shares of the Issuer's common stock pursuant to the terms of a Stock Pledge Agreement dated September 29, 2022. The pledge of the shares was bona-fide and as security for the repayment of the Loan. As a result of Borrower's default on repayment of the Loan, the shares were transferred to Excel on October 16, 2023 (the "Transfer Effective Date"), for the partial repayment of $459,000.00 in principal and interest under the Loan. As of the Transfer Effective Date, $359,646.58 of principal remained outstanding under the Loan.

F1 · price: Pursuant to a Note dated September 29, 2022, Excel Family Partners, LLLP ("Excel"), loaned a private individual ("Borrower") $750,000.00 (the "Loan"), which became due and payable on September 30, 2023, and was secured by the pledge of 900,000 shares of the Issuer's common stock pursuant to the terms of a Stock Pledge Agreement dated September 29, 2022. The pledge of the shares was bona-fide and as security for the repayment of the Loan. As a result of Borrower's default on repayment of the Loan, the shares were transferred to Excel on October 16, 2023 (the "Transfer Effective Date"), for the partial repayment of $459,000.00 in principal and interest under the Loan. As of the Transfer Effective Date, $359,646.58 of principal remained outstanding under the Loan.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-036519 · ownership.xml · derivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,102

Underlying: Common Stock · 5,102 shares

Expires 2033-10-04

F1 · security: Represents an initial equity award upon appointment to the Company's board of directors of options pursuant to the non-employee director compensation program to purchase shares of the Company's common stock under the Company's 2021 Equity Incentive Plan that vests immediately.

F1 · derivative.exercise_date: Represents an initial equity award upon appointment to the Company's board of directors of options pursuant to the non-employee director compensation program to purchase shares of the Company's common stock under the Company's 2021 Equity Incentive Plan that vests immediately.

F1 · balance_after: Represents an initial equity award upon appointment to the Company's board of directors of options pursuant to the non-employee director compensation program to purchase shares of the Company's common stock under the Company's 2021 Equity Incentive Plan that vests immediately.

SEC source: 0001493152-23-032689 · ownership.xml · derivative · entry 4

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 209,398

Underlying: Common Stock · 209,398 shares

Expires 2026-05-10

F3 · kind: The warrant was acquired in connection with a note issued by the Issuer in favor of Excel Family Partners, LLLP, as coverage for forty percent (40%) of the principal thereunder. The aggregate principal of the note is $2,266,733.

F3 · price: The warrant was acquired in connection with a note issued by the Issuer in favor of Excel Family Partners, LLLP, as coverage for forty percent (40%) of the principal thereunder. The aggregate principal of the note is $2,266,733.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-032689 · ownership.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 8,919,861

F1 · kind: The shares of Common Stock were acquired in connection with a Note Conversion Agreement with the Issuer, pursuant to which the Reporting Person agreed to convert the principal and interest outstanding on a line of credit into shares of Common Stock of the Issuer. The aggregate principal and interest of the line of credit was $4,444,060.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045927 · ownership.xml · derivative · entry 4

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 209,398

Underlying: Common Stock · 209,398 shares

Expires 2026-05-10

F3 · kind: The warrant was acquired in connection with a note issued by the Issuer in favor of Excel Family Partners, LLLP, as coverage for forty percent (40%) of the principal thereunder. The aggregate principal of the note is $2,266,733.

F3 · price: The warrant was acquired in connection with a note issued by the Issuer in favor of Excel Family Partners, LLLP, as coverage for forty percent (40%) of the principal thereunder. The aggregate principal of the note is $2,266,733.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-045927 · ownership.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners, LLLP

Disclosed balance after: 8,919,861

F1 · kind: The shares of Common Stock were acquired in connection with a Note Conversion Agreement with the Issuer, pursuant to which the Reporting Person agreed to convert the principal and interest outstanding on a line of credit into shares of Common Stock of the Issuer. The aggregate principal and interest of the line of credit was $4,444,060.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-060007 · tm2315735-1_4seq1.xml · derivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 244,804

Underlying: Common Stock · 244,804 shares

Expires 2026-05-10

F2 · kind: The warrant was acquired in connection with a note issued by the Issuer in favor of Excel Family Partners LLLP as coverage for forty percent (40%) of the principal thereunder. The aggregate principal of the note is $2,650,000.

F2 · price: The warrant was acquired in connection with a note issued by the Issuer in favor of Excel Family Partners LLLP as coverage for forty percent (40%) of the principal thereunder. The aggregate principal of the note is $2,650,000.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-23-032691 · ownership.xml · derivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2026-05-10

F1 · date: The warrant originally reported on Form 4 filed by the Reporting Person on May 12, 2023 (the "Original Form 4"), was ultimately not issued to Excel Family Partners, LLLP. No warrant was issued on the date and terms reported on the Original Form 4.

F1 · kind: The warrant originally reported on Form 4 filed by the Reporting Person on May 12, 2023 (the "Original Form 4"), was ultimately not issued to Excel Family Partners, LLLP. No warrant was issued on the date and terms reported on the Original Form 4.

F1 · price: The warrant originally reported on Form 4 filed by the Reporting Person on May 12, 2023 (the "Original Form 4"), was ultimately not issued to Excel Family Partners, LLLP. No warrant was issued on the date and terms reported on the Original Form 4.

F1 · balance_after: The warrant originally reported on Form 4 filed by the Reporting Person on May 12, 2023 (the "Original Form 4"), was ultimately not issued to Excel Family Partners, LLLP. No warrant was issued on the date and terms reported on the Original Form 4.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001493152-23-000636 · ownership.xml · nonDerivative · entry 2

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,001

F2 · shares: The Reporting Person was granted 20,385 restricted stock units, which will be settled in shares of the Issuer's common stock. The restricted stock units vest as to 100% on the day after the end of the fiscal year in which the grant was made, or October 1, 2023.

SEC source: 0001493152-23-000636 · ownership.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,616

F1 · shares: The Reporting Person was granted 32,616 restricted stock units, which will be settled in shares of the Issuer's common stock. The restricted stock units vest as to 25% on January 3, 2024, with the remainder to vest thereafter in equal quarterly installments over the following three-year period, commencing on the three-month anniversary of January 3, 2024.

SEC source: 0001493152-22-027097 · ownership.xml · derivative · entry 10

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013

Disclosed balance after: 0

Underlying: Common Stock · 204,646 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F2 · derivative.exercise_date: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · derivative · entry 9

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 0

Underlying: Common Stock · 215,194 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F2 · derivative.exercise_date: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · derivative · entry 8

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 0

Underlying: Common Stock · 107,643 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F2 · derivative.exercise_date: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · derivative · entry 7

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 0

Underlying: Common Stock · 106,767 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F2 · derivative.exercise_date: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · nonDerivative · entry 5

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,914,373

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · nonDerivative · entry 4

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013

Disclosed balance after: 3,866,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · nonDerivative · entry 3

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,454,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · nonDerivative · entry 2

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,239,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-027097 · ownership.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,131,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-103230 · tm2326702-2_4aseq1.xml · derivative · entry 8

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 0

Underlying: Common Stock · 215,194 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F2 · derivative.exercise_date: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-103230 · tm2326702-2_4aseq1.xml · derivative · entry 7

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 0

Underlying: Common Stock · 107,643 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F2 · derivative.exercise_date: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-103230 · tm2326702-2_4aseq1.xml · derivative · entry 6

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 0

Underlying: Common Stock · 106,767 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F2 · derivative.exercise_date: The convertible note was to automatically convert to shares of the Issuer's common stock on the earlier to occur of (1) December 1, 2022, (2) a change of control of the Issuer or (3) a closing of a qualified IPO of the Issuer.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-103230 · tm2326702-2_4aseq1.xml · nonDerivative · entry 4

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,914,373

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-103230 · tm2326702-2_4aseq1.xml · nonDerivative · entry 3

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,454,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-103230 · tm2326702-2_4aseq1.xml · nonDerivative · entry 2

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,239,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-103230 · tm2326702-2_4aseq1.xml · nonDerivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Excel Family Partners LLP

Disclosed balance after: 2,131,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-025880 · ownership.xml · derivative · entry 3

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 416,667

Underlying: Common Stock · 1,250,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The warrant is currently exercisable and expires on March 11, 2030.

F4 · derivative.expiration_date: The warrant is currently exercisable and expires on March 11, 2030.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-025880 · ownership.xml · derivative · entry 2

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 0

Underlying: Common Stock · 184,712 shares

Expires not disclosed

F3 · derivative.exercise_date: The warrant is currently exercisable and expires on July 29, 2025.

F3 · derivative.expiration_date: The warrant is currently exercisable and expires on July 29, 2025.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-025880 · ownership.xml · derivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 0

Underlying: Common Stock · 300,288 shares

Expires not disclosed

F2 · derivative.exercise_date: The warrant is currently exercisable and expires on April 25, 2025.

F2 · derivative.expiration_date: The warrant is currently exercisable and expires on April 25, 2025.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-023265 · ownership.xml · derivative · entry 4

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 1,666,667

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F5 · derivative.exercise_date: The warrant is currently exercisable and expires on March 11, 2030.

F5 · derivative.expiration_date: The warrant is currently exercisable and expires on March 11, 2030.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-023265 · ownership.xml · derivative · entry 3

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 184,712

Underlying: Common Stock · 390,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The warrant is currently exercisable and expires on July 29, 2025.

F4 · derivative.expiration_date: The warrant is currently exercisable and expires on July 29, 2025.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-023265 · ownership.xml · derivative · entry 2

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 300,288

Underlying: Common Stock · 300,288 shares

Expires not disclosed

F3 · price: The transfer involved aggregate consideration of $318,649.

F2 · derivative.exercise_date: The warrant is currently exercisable and expires on April 25, 2025.

F2 · derivative.expiration_date: The warrant is currently exercisable and expires on April 25, 2025.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-023265 · ownership.xml · derivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 849,137

Underlying: Common Stock · 300,288 shares

Expires not disclosed

F3 · price: The transfer involved aggregate consideration of $318,649.

F2 · derivative.exercise_date: The warrant is currently exercisable and expires on April 25, 2025.

F2 · derivative.expiration_date: The warrant is currently exercisable and expires on April 25, 2025.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-021070 · ownership.xml · derivative · entry 1

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Investment Group, LLC

Disclosed balance after: 574,712

Underlying: Common Stock · 574,712 shares

Expires not disclosed

F2 · kind: The warrant was acquired by Eagle Investment Group, LLC ("Eagle") in connection with a subordination agreement delivered to the Issuer's senior lender by Eagle's affiliate, Excel Family Partners, LLLP ("Excel"). The warrant issued, considering the exercise price thereof, represents consideration equal to twenty-five percent (25%) coverage of the principal amount of the subordinated note issued to the Issuer in favor of Excel. The aggregate principal of such note in favor of Excel is $4,022,986. The warrant is immediately exercisable and expires on July 29, 2025.

F2 · price: The warrant was acquired by Eagle Investment Group, LLC ("Eagle") in connection with a subordination agreement delivered to the Issuer's senior lender by Eagle's affiliate, Excel Family Partners, LLLP ("Excel"). The warrant issued, considering the exercise price thereof, represents consideration equal to twenty-five percent (25%) coverage of the principal amount of the subordinated note issued to the Issuer in favor of Excel. The aggregate principal of such note in favor of Excel is $4,022,986. The warrant is immediately exercisable and expires on July 29, 2025.

F2 · derivative.exercise_date: The warrant was acquired by Eagle Investment Group, LLC ("Eagle") in connection with a subordination agreement delivered to the Issuer's senior lender by Eagle's affiliate, Excel Family Partners, LLLP ("Excel"). The warrant issued, considering the exercise price thereof, represents consideration equal to twenty-five percent (25%) coverage of the principal amount of the subordinated note issued to the Issuer in favor of Excel. The aggregate principal of such note in favor of Excel is $4,022,986. The warrant is immediately exercisable and expires on July 29, 2025.

F2 · derivative.expiration_date: The warrant was acquired by Eagle Investment Group, LLC ("Eagle") in connection with a subordination agreement delivered to the Issuer's senior lender by Eagle's affiliate, Excel Family Partners, LLLP ("Excel"). The warrant issued, considering the exercise price thereof, represents consideration equal to twenty-five percent (25%) coverage of the principal amount of the subordinated note issued to the Issuer in favor of Excel. The aggregate principal of such note in favor of Excel is $4,022,986. The warrant is immediately exercisable and expires on July 29, 2025.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001493152-22-015847 · ownership.xml · nonDerivative · entry 2

Cassidy Bruce A. Sr. · CIK 0001484879 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Excel Family Partners LLLP

Disclosed balance after: 6,074,307

F2 · kind: Shares of Common Stock received as payment-in-kind interest payments on senior secured promissory notes.

F2 · shares: Shares of Common Stock received as payment-in-kind interest payments on senior secured promissory notes.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.