Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bridger Aerospace Group Holdings, Inc.BAER · Entity 277 | Chief Financial Officer | March 20, 2025 | March 24, 2025 |
| US Ecology, Inc.ECOL · Entity 127674 | EVP and CFO | May 02, 2022 | May 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bridger Aerospace Group Holdings, Inc.
Report date March 20, 2025 · Filed March 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 451,791 |
Reported balance
After 2025-03-20 transaction · row 1
1 source rowRow 1 · 2025-03-20 · Tax withholding · Disposed 17,672 · Balance 451,791 F1: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability upon the vesting of 50,000 shares of restricted stock units. No shares were sold by the reporting person to satisfy this tax liability. F2: Represents the closing price per share as of the transaction date. The Reporting Person has provided to the Company and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability upon the vesting of 50,000 shares of restricted stock units. No shares were sold by the reporting person to satisfy this tax liability.
F2: Represents the closing price per share as of the transaction date. The Reporting Person has provided to the Company and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld.
US Ecology, Inc.
Report date May 02, 2022 · Filed May 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 1
1 source rowRow 1 · 2022-05-02 · Disposition to issuer · Disposed 45,547 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration"). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.97 · Expires 2025-03-09 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-02 · Disposition to issuer · Disposed 8,500 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.05 · Expires 2026-01-03 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-02 · Disposition to issuer · Disposed 2,300 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.15 · Expires 2027-01-01 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-02 · Disposition to issuer · Disposed 6,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.00 · Expires 2028-01-01 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-02 · Disposition to issuer · Disposed 6,900 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.85 · Expires 2029-01-01 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-02 · Disposition to issuer · Disposed 6,100 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.04 · Expires 2030-01-01 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-02 · Disposition to issuer · Disposed 9,900 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.30 · Expires 2031-01-03 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-05-02 · Disposition to issuer · Disposed 31,600 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-12-31 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-05-02 · Disposition to issuer · Disposed 7,601 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-31 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-05-02 · Disposition to issuer · Disposed 9,322 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration").
F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option.
F3: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
US Ecology Holdings, Inc.
Report date November 01, 2019 · Filed November 01, 2019
Section 16 reporting ended · disclosed 2019-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 1
1 source rowRow 1 · 2019-11-01 · Disposition to issuer · Disposed 27,553 · Balance 0 F1: Disposed pursuant to that certain Agreement and Plan of Merger, dated as of June 23, 2019 ("Merger Agreement"), by and among US Ecology Holdings, Inc. (f/k/a US Ecology, Inc.) ("Parent"), NRC Group Holdings Corp., US Ecology, Inc. (f/k/a US Ecology Parent, Inc.) ("Holdco"), ECOL Merger Sub, Inc. ("ECOL Merger Sub") and Rooster Merger Sub, Inc., in a merger transaction in which ECOL Merger Sub merged with and into Parent, and each issued and outstanding share of Parent's common stock was converted into the right to receive, and became exchangeable for, one share of common stock, par value $0.01 of Holdco. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $49.97 · Expires 2025-03-09 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-01 · Disposition to issuer · Disposed 8,500 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F3: These Options are fully vested and exercisable. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $35.05 · Expires 2026-01-03 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-01 · Disposition to issuer · Disposed 2,300 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F3: These Options are fully vested and exercisable. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $49.15 · Expires 2027-01-01 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-01 · Disposition to issuer · Disposed 6,000 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $51.00 · Expires 2028-01-01 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-11-01 · Disposition to issuer · Disposed 6,900 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $63.85 · Expires 2029-01-01 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-11-01 · Disposition to issuer · Disposed 6,100 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-12-31 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-11-01 · Disposition to issuer · Disposed 2,000 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-11-01 · Disposition to issuer · Disposed 2,400 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31 | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-11-01 · Disposition to issuer · Disposed 2,847 · Balance 0 F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F6: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed pursuant to that certain Agreement and Plan of Merger, dated as of June 23, 2019 ("Merger Agreement"), by and among US Ecology Holdings, Inc. (f/k/a US Ecology, Inc.) ("Parent"), NRC Group Holdings Corp., US Ecology, Inc. (f/k/a US Ecology Parent, Inc.) ("Holdco"), ECOL Merger Sub, Inc. ("ECOL Merger Sub") and Rooster Merger Sub, Inc., in a merger transaction in which ECOL Merger Sub merged with and into Parent, and each issued and outstanding share of Parent's common stock was converted into the right to receive, and became exchangeable for, one share of common stock, par value $0.01 of Holdco.
F2: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award.
F3: These Options are fully vested and exercisable.
F4: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested.
F5: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date.
F6: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2025 Filed Mar 24, 2025 21:23 UTC | Bridger Aerospace Group Holdings, Inc. BAER · Entity 277 | Tax withholdingCommon Stock | 17,672 | $1.53 | $27,038.16 |
DisclosureSEC source: 0001683168-25-001838 · ownership.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,791 F1 · kind: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability upon the vesting of 50,000 shares of restricted stock units. No shares were sold by the reporting person to satisfy this tax liability. F1 · shares: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability upon the vesting of 50,000 shares of restricted stock units. No shares were sold by the reporting person to satisfy this tax liability. F2 · price: Represents the closing price per share as of the transaction date. The Reporting Person has provided to the Company and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld. Read SEC document |
| September 18, 2024 Filed Sep 18, 2024 19:16 UTC | Bridger Aerospace Group Holdings, Inc. BAER · Entity 277 | SaleCommon Stock | 8,808 | $2.69 | $23,693.52 |
DisclosureSEC source: 0001683168-24-006505 · ownership.xml · nonDerivative · entry 3 Gerratt Eric L · CIK 0001409319 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 469,463 F1 · kind: hese shares were sold to pay for tax obligations incurred by the Reporting Person as a result of the Reporting Peron's federal tax withholding obligations in connection with the settlement of previously-granted and vested restricted stock units F1 · shares: hese shares were sold to pay for tax obligations incurred by the Reporting Person as a result of the Reporting Peron's federal tax withholding obligations in connection with the settlement of previously-granted and vested restricted stock units F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.56 to $2.80. The Reporting Person has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 19:16 UTC | Bridger Aerospace Group Holdings, Inc. BAER · Entity 277 | SaleCommon Stock | 2,998 | $2.64 | $7,914.72 |
DisclosureSEC source: 0001683168-24-006505 · ownership.xml · nonDerivative · entry 2 Gerratt Eric L · CIK 0001409319 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 478,271 F1 · kind: hese shares were sold to pay for tax obligations incurred by the Reporting Person as a result of the Reporting Peron's federal tax withholding obligations in connection with the settlement of previously-granted and vested restricted stock units F1 · shares: hese shares were sold to pay for tax obligations incurred by the Reporting Person as a result of the Reporting Peron's federal tax withholding obligations in connection with the settlement of previously-granted and vested restricted stock units F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.53 to $2.72. The Reporting Person has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 19:16 UTC | Bridger Aerospace Group Holdings, Inc. BAER · Entity 277 | SaleCommon Stock | 18,731 | $2.59 | $48,513.29 |
DisclosureSEC source: 0001683168-24-006505 · ownership.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,269 F1 · kind: hese shares were sold to pay for tax obligations incurred by the Reporting Person as a result of the Reporting Peron's federal tax withholding obligations in connection with the settlement of previously-granted and vested restricted stock units F1 · shares: hese shares were sold to pay for tax obligations incurred by the Reporting Person as a result of the Reporting Peron's federal tax withholding obligations in connection with the settlement of previously-granted and vested restricted stock units F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.81. The Reporting Person has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerPerformance Stock Units · Derivative | 9,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 10 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,322 shares Expires 2024-12-31 F3 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerPerformance Stock Units · Derivative | 7,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 9 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,601 shares Expires 2022-12-31 F3 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each performance stock unit ("PSU") became fully vested and was cancelled and entitled the holder of such PSU to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer Common Stock equal to the greater of (i) the target number of shares of Issuer Common Stock with respect to such PSU as defined and set forth in the applicable award agreement and (ii) the number of shares of Issuer Common Stock determined based upon the actual level of achievement through the latest practicable date prior to the effective time of the merger multiplied by (b) the Merger Consideration. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerStock Option (Right to Buy) · Derivative | 31,600 | $0.00 Strike: $35.30 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 8 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,600 shares Expires 2031-01-03 F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerStock Option (Right to Buy) · Derivative | 9,900 | $0.00 Strike: $57.04 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 7 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,900 shares Expires 2030-01-01 F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,100 | $0.00 Strike: $63.85 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 6 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,100 shares Expires 2029-01-01 F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,900 | $0.00 Strike: $51.00 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 5 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,900 shares Expires 2028-01-01 F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $49.15 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 4 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2027-01-01 F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerStock Option (Right to Buy) · Derivative | 2,300 | $0.00 Strike: $35.05 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 3 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires 2026-01-03 F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerStock Option (Right to Buy) · Derivative | 8,500 | $0.00 Strike: $49.97 | $0.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · derivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2025-03-09 F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option. Read SEC document |
| May 02, 2022 Filed May 3, 2022 16:28 UTC | US Ecology, Inc. ECOL · Entity 127674 | Disposition to issuerCommon Stock | 45,547 | $48.00 | $2,186,256.00 |
DisclosureSEC source: 0001437749-22-010677 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration"). F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration"). Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 16:30 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantPerformance Stock Units · Derivative | 9,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-000419 · rdgdoc.xml · derivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,322 Underlying: Common Stock · 9,322 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Company's common stock ("Target PSUs"). The number of PSU's to which an Executive will be entitled will be determined based on a 1-year measurement period from January 1, 2022 to December 31, 2022 based on achievement of established targets with respect to the Company's revenue growth and net debt leverage, each weighted at 50% of the Target PSUs. Based on actual results, each Executive will be eligible to receive 0% to 200% of the Target PSUs. The PSUs will be earned over a 3-year period beginning January 1, 2022, cliff vesting on December 31, 2024. After the payout is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Company's common stock from January 1, 2022 to December 31, 2024 relative to the percentage change in the price of the common stock of certain companies in the environmental and facilities industry. F2 · price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Company's common stock ("Target PSUs"). The number of PSU's to which an Executive will be entitled will be determined based on a 1-year measurement period from January 1, 2022 to December 31, 2022 based on achievement of established targets with respect to the Company's revenue growth and net debt leverage, each weighted at 50% of the Target PSUs. Based on actual results, each Executive will be eligible to receive 0% to 200% of the Target PSUs. The PSUs will be earned over a 3-year period beginning January 1, 2022, cliff vesting on December 31, 2024. After the payout is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Company's common stock from January 1, 2022 to December 31, 2024 relative to the percentage change in the price of the common stock of certain companies in the environmental and facilities industry. F2 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Company's common stock ("Target PSUs"). The number of PSU's to which an Executive will be entitled will be determined based on a 1-year measurement period from January 1, 2022 to December 31, 2022 based on achievement of established targets with respect to the Company's revenue growth and net debt leverage, each weighted at 50% of the Target PSUs. Based on actual results, each Executive will be eligible to receive 0% to 200% of the Target PSUs. The PSUs will be earned over a 3-year period beginning January 1, 2022, cliff vesting on December 31, 2024. After the payout is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Company's common stock from January 1, 2022 to December 31, 2024 relative to the percentage change in the price of the common stock of certain companies in the environmental and facilities industry. F2 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Company's common stock ("Target PSUs"). The number of PSU's to which an Executive will be entitled will be determined based on a 1-year measurement period from January 1, 2022 to December 31, 2022 based on achievement of established targets with respect to the Company's revenue growth and net debt leverage, each weighted at 50% of the Target PSUs. Based on actual results, each Executive will be eligible to receive 0% to 200% of the Target PSUs. The PSUs will be earned over a 3-year period beginning January 1, 2022, cliff vesting on December 31, 2024. After the payout is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Company's common stock from January 1, 2022 to December 31, 2024 relative to the percentage change in the price of the common stock of certain companies in the environmental and facilities industry. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 16:30 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantCommon Stock | 9,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-000419 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,547 F1 · price: Restricted stock vesting annually and ratably over three years from the date of issuance. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 15:42 UTC | US Ecology, Inc. ECOL · Entity 127674 | Tax withholdingCommon Stock | 2,281 | $36.33 | $82,868.73 |
DisclosureSEC source: 0001437749-21-000646 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,225 F1 · date: Date on which the number of shares to be withheld was determined upon election of the reporting person. F2 · price: Closing price of US Ecology, Inc. common stock on December 31, 2020; upon which the number of shares withheld was determined. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 15:53 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantCommon Stock Option · Derivative | 31,600 | $0.00 Strike: $35.30 | $0.00 |
DisclosureSEC source: 0001437749-21-000251 · rdgdoc.xml · derivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,600 Underlying: Common Stock · 31,600 shares Expires 2031-01-03 F2 · price: Issued pursuant to the Amended and Restated US Ecology, Inc. Omnibus Incentive Plan, vesting annually and ratably over three years from the date of issuance. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 15:53 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantCommon Stock | 8,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000251 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,506 F1 · price: Restricted stock issued pursuant to the Amended and Restated US Ecology, Inc. Omnibus Incentive Plan, vesting annually and ratably over three years from the date of issuance. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 15:52 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantPerformance Stock Units · Derivative | 7,601 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-015409 · rdgdoc.xml · derivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,601 Underlying: Common Stock · 7,601 shares Expires 2022-12-31 F1 · derivative.exercise_price: Grant of Performance Stock Units. Each Performance Stock Unit represents a contingent right to receive one share of US Ecology, Inc. Common Stock. The number of shares reported represents the target number of shares underlying the Performance Stock Units. The actual number of shares to be delivered in settlement of the Performance Stock Units earned during the performance period will be based on US Ecology, Inc.'s total shareholder return over the two and one-half year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the Performance Stock Units. The Performance Stock Units will settle as soon as practicable after December 31, 2022. F1 · price: Grant of Performance Stock Units. Each Performance Stock Unit represents a contingent right to receive one share of US Ecology, Inc. Common Stock. The number of shares reported represents the target number of shares underlying the Performance Stock Units. The actual number of shares to be delivered in settlement of the Performance Stock Units earned during the performance period will be based on US Ecology, Inc.'s total shareholder return over the two and one-half year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the Performance Stock Units. The Performance Stock Units will settle as soon as practicable after December 31, 2022. F1 · derivative.exercise_date: Grant of Performance Stock Units. Each Performance Stock Unit represents a contingent right to receive one share of US Ecology, Inc. Common Stock. The number of shares reported represents the target number of shares underlying the Performance Stock Units. The actual number of shares to be delivered in settlement of the Performance Stock Units earned during the performance period will be based on US Ecology, Inc.'s total shareholder return over the two and one-half year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the Performance Stock Units. The Performance Stock Units will settle as soon as practicable after December 31, 2022. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 16:55 UTC | US Ecology, Inc. ECOL · Entity 127674 | Exercise / conversionPerformance Stock Units · Derivative | 1,182 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000634 · rdgdoc.xml · derivative · entry 3 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,182 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. F1 · deemedExecutionDate: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. F1 · shares: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. F1 · price: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. F1 · derivative.exercise_date: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. F1 · derivative.underlying_shares: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 16:55 UTC | US Ecology, Inc. ECOL · Entity 127674 | Tax withholdingCommon Stock | 3,529 | $57.49 | $202,882.21 |
DisclosureSEC source: 0001437749-20-000634 · rdgdoc.xml · nonDerivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,606 F2 · date: Date on which the number of shares to be withheld was determined upon election of the reporting person. F3 · shares: Number of shares withheld was determined based on the closing price of US Ecology, Inc. common stock on December 31, 2019 and January 10, 2020 . Price indicated is a weighted average of the closing price of stock; 2,878 shares at $57.91 per share and 651 shares at $55.65 per share. F3 · price: Number of shares withheld was determined based on the closing price of US Ecology, Inc. common stock on December 31, 2019 and January 10, 2020 . Price indicated is a weighted average of the closing price of stock; 2,878 shares at $57.91 per share and 651 shares at $55.65 per share. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 16:55 UTC | US Ecology, Inc. ECOL · Entity 127674 | Exercise / conversionCommon Stock | 1,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000634 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. F1 · price: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2019 (as calculated on January 10, 2020) based on US Ecology Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities industry (weighted at 50%). The target number of shares available was 2,000 and the maximum number of shares available was 4,000 or 200% of target. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:45 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantCommon Stock Option · Derivative | 9,900 | $0.00 Strike: $57.04 | $0.00 |
DisclosureSEC source: 0001437749-20-000172 · rdgdoc.xml · derivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires 2030-01-01 F2 · price: Issued pursuant to the Amended and Restated US Ecology, Inc. Omnibus Plan, vesting annually and ratably over three years from the date of issuance. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:45 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantCommon Stock | 4,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000172 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,953 F1 · price: Restricted stock issued pursuant to the Amended and Restated US Ecology, Inc. Omnibus Plan, vesting annually and ratably over three years from the date of issuance. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerPerformance Stock Units · Derivative | 2,847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 9 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,847 shares Expires 2021-12-31 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F6 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F6 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerPerformance Stock Units · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 8 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2020-12-31 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerPerformance Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 7 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-12-31 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerStock Options · Derivative | 6,100 | $0.00 Strike: $63.85 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 6 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,100 shares Expires 2029-01-01 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4 · derivative.exercise_date: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerStock Options · Derivative | 6,900 | $0.00 Strike: $51.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 5 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,900 shares Expires 2028-01-01 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4 · derivative.exercise_date: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerStock Options · Derivative | 6,000 | $0.00 Strike: $49.15 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 4 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2027-01-01 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4 · derivative.exercise_date: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerStock Options · Derivative | 2,300 | $0.00 Strike: $35.05 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 3 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires 2026-01-03 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F3 · derivative.exercise_date: These Options are fully vested and exercisable. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerStock Options · Derivative | 8,500 | $0.00 Strike: $49.97 | $0.00 |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · derivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2025-03-09 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F3 · derivative.exercise_date: These Options are fully vested and exercisable. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 11:55 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Disposition to issuerCommon Stock | 27,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-021203 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed pursuant to that certain Agreement and Plan of Merger, dated as of June 23, 2019 ("Merger Agreement"), by and among US Ecology Holdings, Inc. (f/k/a US Ecology, Inc.) ("Parent"), NRC Group Holdings Corp., US Ecology, Inc. (f/k/a US Ecology Parent, Inc.) ("Holdco"), ECOL Merger Sub, Inc. ("ECOL Merger Sub") and Rooster Merger Sub, Inc., in a merger transaction in which ECOL Merger Sub merged with and into Parent, and each issued and outstanding share of Parent's common stock was converted into the right to receive, and became exchangeable for, one share of common stock, par value $0.01 of Holdco. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantPerformance Stock Units · Derivative | 2,847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 9 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,847 Underlying: Common Stock · 2,847 shares Expires 2021-12-31 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F6 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F6 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Parent's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Parent's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantPerformance Stock Units · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 8 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires 2020-12-31 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantPerformance Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 7 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2019-12-31 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Parent common stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on Parent's total shareholder return over the three year vesting period relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%) and could equal 200% of the target number of shares underlying the PSUs. If earned, PSUs will vest ratably on the anniversary of the date of original issuance for a period of three years. The PSUs will settle as soon as practicable after the expiration date. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantStock Options · Derivative | 6,100 | $0.00 Strike: $63.85 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 6 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Underlying: Common Stock · 6,100 shares Expires 2029-01-01 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4 · derivative.exercise_date: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantStock Options · Derivative | 6,900 | $0.00 Strike: $51.00 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 5 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 6,900 shares Expires 2028-01-01 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4 · derivative.exercise_date: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantStock Options · Derivative | 6,000 | $0.00 Strike: $49.15 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 4 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2027-01-01 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F4 · derivative.exercise_date: Options vest ratably on the anniversary of the date of original issuance for a period of three years. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of Options that have vested. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantStock Options · Derivative | 2,300 | $0.00 Strike: $35.05 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 3 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 2,300 shares Expires 2026-01-03 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F3 · derivative.exercise_date: These Options are fully vested and exercisable. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantStock Options · Derivative | 8,500 | $0.00 Strike: $49.97 | $0.00 |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · derivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2025-03-09 F2 · derivative.exercise_price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · shares: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F2 · price: All outstanding derivative securities of Parent, which include Options and Performance Stock Units ("PSUs"), were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options and PSUs, respectively, of Holdco at an equivalent exercise price and under the same terms and conditions as the original award. F3 · derivative.exercise_date: These Options are fully vested and exercisable. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 13:02 UTC | US Ecology, Inc. ECOL · Entity 127674 | GrantCommon Stock | 27,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-021248 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,553 F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of June 23, 2019 ("Merger Agreement"), by and among US Ecology Holdings, Inc. (f/k/a US Ecology, Inc.) ("Parent"), NRC Group Holdings Corp., US Ecology, Inc. (f/k/a US Ecology Parent, Inc.) ("Holdco"), ECOL Merger Sub, Inc. ("ECOL Merger Sub") and Rooster Merger Sub, Inc., in a merger transaction in which ECOL Merger Sub merged with and into Parent, and each issued and outstanding share of Parent's common stock was converted into the right to receive, and became exchangeable for, one share of common stock, par value $0.01 of Holdco. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:01 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | GrantPerformance Stock Units · Derivative | 2,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004058 · rdgdoc.xml · derivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,847 Underlying: Common Stock · 2,847 shares Expires 2021-12-31 F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive 1 share of US Ecology, Inc. Common Stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Company's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Company's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. The PSUs will settle as soon as practicable after December 31, 2021. F1 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive 1 share of US Ecology, Inc. Common Stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Company's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Company's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. The PSUs will settle as soon as practicable after December 31, 2021. F1 · derivative.underlying_shares: Each performance stock unit ("PSU") represents a contingent right to receive 1 share of US Ecology, Inc. Common Stock. The number of shares reported represents the target number of shares underlying the PSUs. The actual number of shares to be delivered in settlement of the PSUs earned during the performance period will be based on achievement of established targets with respect to the Company's Adjusted Earnings Per Share and Return on Invested Capital, each weighted at 50% of the target PSUs. After the payout under the PSUs is determined, the number of shares to be provided is subject to modification based on the percentage change in the price of the Company's common stock from January 1, 2019 to December 31, 2021, relative to the percentage change in the price of the common stock of certain peer group companies. The PSUs will settle as soon as practicable after December 31, 2021. Read SEC document |
| January 09, 2019 Filed Jan 9, 2019 16:20 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Tax withholdingCommon Stock | 4,393 | $63.67 | $279,702.31 |
DisclosureSEC source: 0001437749-19-000610 · rdgdoc.xml · nonDerivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,553 F2 · date: Date on which number of shares to be withheld was determined upon election of reporting person. F3 · price: Number of shares withheld determined based on weighted average closing price of vested stock on January 7, 2019 (3,426 shares), January 3, 2019 (3,900 shares) and December 31, 2018 (1,300 shares). Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 16:20 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Exercise / conversionPerformance Stock Unit · Derivative | 3,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000610 · rdgdoc.xml · derivative · entry 3 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,426 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2018 (as calculated on January 7, 2019) based on US Ecology, Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%). The target number of shares was 2,400 and the maximum number of shares available was 4,800 or 200% of target. F1 · deemedExecutionDate: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2018 (as calculated on January 7, 2019) based on US Ecology, Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%). The target number of shares was 2,400 and the maximum number of shares available was 4,800 or 200% of target. F1 · price: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2018 (as calculated on January 7, 2019) based on US Ecology, Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%). The target number of shares was 2,400 and the maximum number of shares available was 4,800 or 200% of target. F1 · derivative.exercise_date: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2018 (as calculated on January 7, 2019) based on US Ecology, Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%). The target number of shares was 2,400 and the maximum number of shares available was 4,800 or 200% of target. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 16:20 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Exercise / conversionCommon Stock | 3,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000610 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The number of shares reported represents the shares earned during the three year performance period ending December 31, 2018 (as calculated on January 7, 2019) based on US Ecology, Inc.'s total shareholder return relative to the S&P 600 (weighted at 50%) and a peer group of certain companies in the environmental and facilities services industry (weighted at 50%). The target number of shares was 2,400 and the maximum number of shares available was 4,800 or 200% of target. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 15:57 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | GrantCommon Stock Option · Derivative | 6,100 | $0.00 Strike: $63.85 | $0.00 |
DisclosureSEC source: 0001437749-19-000342 · rdgdoc.xml · derivative · entry 2 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Underlying: Common Stock · 6,100 shares Expires 2029-01-01 F2 · price: Issued pursuant to US Ecology, Inc. Omnibus Incentive Plan, vesting annually over three years. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 15:57 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000342 · rdgdoc.xml · nonDerivative · entry 1 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,520 F1 · price: Restricted stock issued pursuant to US Ecology, Inc. Omnibus Incentive Plan, vesting annually over three years. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 17:38 UTC | US Ecology Holdings, Inc. ECOL · Entity 154125 | Exercise / conversionCommon Stock Option · Derivative | 4,600 | $0.00 Strike: $35.05 | $0.00 |
DisclosureSEC source: 0001437749-18-015137 · rdgdoc.xml · derivative · entry 7 Gerratt Eric L · CIK 0001409319 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 4,600 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.