Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Moelis & Co
Report date March 27, 2025 · Filed April 01, 2025
Section 16 reporting ended · disclosed 2025-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2020 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,405.11 |
Reported balance
After 2025-03-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-27 · Grant · Acquired 47.48 · Balance 4,405.11 F1: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2025 Filed Apr 1, 2025 01:28 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 47.48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-048018 · ownership.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Former Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,405.11 Underlying: Class A Common Stock · 47.48 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 4,357.63 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,357.63 Underlying: Class A Common Stock · 4,357.63 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 7,466.71 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,466.71 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 5,758 | $74.00 | $426,092.00 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,832 F2 · security: Class A Common Stock sold by Mr. Simon in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1.35 | $74.00 | $99.90 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,590 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A common Stock | 11,824.35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,591.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2022 Vested LP Units of MCGEH · Derivative | 7,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,588 Underlying: Class A Common Stock · 7,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2021 Vested LP Units, 2021 LP Units and 2022 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F5 · derivative.exercise_date: The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on or about February 23, 2025, and (b) and 20% on or about each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. F5 · derivative.expiration_date: The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on or about February 23, 2025, and (b) and 20% on or about each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 LP Units of MCGEH · Derivative | 3,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,724 Underlying: Class A Common Stock · 3,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2021 Vested LP Units, 2021 LP Units and 2022 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F4 · derivative.exercise_date: The 2021 LP Units vest over four years as follows: (a) 40% vests on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F4 · derivative.expiration_date: The 2021 LP Units vest over four years as follows: (a) 40% vests on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 Vested LP Units of MCGEH · Derivative | 5,682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2021 Vested LP Units, 2021 LP Units and 2022 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F3 · derivative.exercise_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F3 · derivative.expiration_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 16,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 01:55 UTC | Moelis & Co MC · Entity 3898 | Grant2023 Vested LP Units of MCGEH · Derivative | 17,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-015728 · ownership.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,384 Underlying: Class A Common Stock · 17,384 shares Expires not disclosed F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 Vested LP Units"). The 2023 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2026, and (b) and 20% on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2027) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2023 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. F2 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 Vested LP Units"). The 2023 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2026, and (b) and 20% on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2027) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2023 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. F2 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 Vested LP Units"). The 2023 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2026, and (b) and 20% on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2027) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2023 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:11 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 68.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133501 · ownership.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,715.27 Underlying: Class A Common Stock · 68.44 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:11 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 58.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133501 · ownership.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,466.71 Underlying: Class A Common Stock · 58.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 26, 2024 Filed Oct 1, 2024 00:52 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 74.32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-110512 · ownership.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,646.83 Underlying: Class A Common Stock · 74.32 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 26, 2024 Filed Oct 1, 2024 00:52 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 63.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-110512 · ownership.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,408.08 Underlying: Class A Common Stock · 63.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 23:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 LP Units of MCGEH · Derivative | 6,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-087449 · ownership.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,085 Underlying: Class A Common Stock · 6,723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Certain of the 2021 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below) F1 · derivative.exercise_price: On July 25, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 for compensation awarded for the 2021 fiscal year (the "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On July 25, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 for compensation awarded for the 2021 fiscal year (the "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F4 · derivative.exercise_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027. These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F4 · derivative.expiration_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027. These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 23:20 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 6,723 | $64.00 | $430,272.00 |
DisclosureSEC source: 0000950170-24-087449 · ownership.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · balance_after: Mr. Simon also owns 68,379 units of unvested or restricted equity granted to Mr. Simon as incentive compensation for fiscal years 2019 through 2023 Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 23:20 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 6,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-087449 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 25, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 for compensation awarded for the 2021 fiscal year (the "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 23:47 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 94.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-077004 · ownership.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,572.51 Underlying: Class A Common Stock · 94.62 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 23:47 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 81.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-077004 · ownership.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,344.41 Underlying: Class A Common Stock · 81.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2024 Filed Apr 3, 2024 00:29 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 88.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-040605 · ownership.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,477.89 Underlying: Class A Common Stock · 88.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2024 Filed Apr 3, 2024 00:29 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 75.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-040605 · ownership.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,263.35 Underlying: Class A Common Stock · 75.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 22:56 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 8,573 | $54.13 | $464,056.49 |
DisclosureSEC source: 0000950170-24-024103 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Mr. Simon's ownership includes 74,762 units of unvested or restricted equity granted to Mr. Simon as incentive compensation for fiscal years 2019 through 2023 Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:04 UTC | Moelis & Co MC · Entity 3898 | Grant2022 Vested LP Units of MCGEH · Derivative | 19,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019624 · ownership.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,312 Underlying: Class A Common Stock · 19,312 shares Expires not disclosed F4 · security: Limited partnership units of Moelis & Company Group Employee Holdings LP ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F4 · derivative.exercise_price: Limited partnership units of Moelis & Company Group Employee Holdings LP ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F5 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 16, 2023 in connection with compensation awarded for the 2022 fiscal year (the "2022 Vested LP Units"). The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2025, and (b) and 20% on each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2026) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 21, 2024, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. F5 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 16, 2023 in connection with compensation awarded for the 2022 fiscal year (the "2022 Vested LP Units"). The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2025, and (b) and 20% on each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2026) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 21, 2024, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. F5 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 16, 2023 in connection with compensation awarded for the 2022 fiscal year (the "2022 Vested LP Units"). The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2025, and (b) and 20% on each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2026) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 21, 2024, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:04 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 4,194.61 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019624 · ownership.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,389.23 Underlying: Class A Common Stock · 4,194.61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:04 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 7,187.38 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019624 · ownership.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,187.38 Underlying: Class A Common Stock · 7,187.38 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:04 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 5,341.54 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-019624 · ownership.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,341.54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:04 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 8,149 | $52.60 | $428,637.40 |
DisclosureSEC source: 0000950170-24-019624 · ownership.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,573 F2 · security: Class A Common Stock sold by Mr. Simon in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:04 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1.54 | $52.60 | $81.00 |
DisclosureSEC source: 0000950170-24-019624 · ownership.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,722 Read SEC document |
| February 21, 2024 Filed Feb 24, 2024 01:04 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 16,723.54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-019624 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,723.54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 23:08 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 3,500 | $54.50 | $190,750.00 |
DisclosureSEC source: 0000950170-24-014752 · ownership.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Mr. Simon's ownership includes 74,102 units of unvested or restricted equity granted to Mr. Simon as incentive compensation for fiscal years 2018 through 2022 Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 23:08 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 3,500 | $54.70 | $191,450.00 |
DisclosureSEC source: 0000950170-24-014752 · ownership.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 23:08 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 3,720 | $54.90 | $204,228.00 |
DisclosureSEC source: 0000950170-24-014752 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:07 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 131.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-073355 · ownership.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,583.84 Underlying: Class A Common Stock · 131.98 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:07 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 150.76 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-073355 · ownership.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,374.77 Underlying: Class A Common Stock · 150.76 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:07 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 56.02 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-073355 · ownership.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,341.54 Underlying: Class A Common Stock · 56.02 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 21:19 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 165.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050599 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,451.87 Underlying: Class A Common Stock · 165.25 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 21:19 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 188.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050599 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,224.01 Underlying: Class A Common Stock · 188.77 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 21:19 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 70.15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050599 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,285.52 Underlying: Class A Common Stock · 70.15 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:49 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 171.92 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039912 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,286.62 Underlying: Class A Common Stock · 171.92 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:49 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 196.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039912 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,035.24 Underlying: Class A Common Stock · 196.39 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:49 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 72.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039912 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,215.38 Underlying: Class A Common Stock · 72.98 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:11 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 190.73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021674 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,114.69 Underlying: Class A Common Stock · 190.73 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:11 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 217.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021674 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,838.85 Underlying: Class A Common Stock · 217.88 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:11 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 80.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021674 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,142.4 Underlying: Class A Common Stock · 80.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 3,974.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,923.96 Underlying: Class A Common Stock · 3,974.65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 6,810.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,620.97 Underlying: Class A Common Stock · 6,810.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 5,061.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,061.44 Underlying: Class A Common Stock · 5,061.44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 5,054.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,054.88 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 10,181.46 | $42.06 | $428,232.21 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,720 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.