Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnerSysENS · Entity 3750 | CEO | March 28, 2025 | April 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnerSys
Report date March 28, 2025 · Filed April 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,285.3076 |
Ending reported balance
After 2025-03-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2025-03-28 · Grant · Acquired 16.9641 · Balance 77,103.074 F1: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 28, 2025, to stockholders of record as of March 14, 2025 (the "Dividend"), with respect to 6,351 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 2 · 2025-03-28 · Grant · Acquired 48.7427 · Balance 77,151.8167 F2: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,429 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. Row 3 · 2025-03-28 · Grant · Acquired 55.0038 · Balance 77,206.8205 F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 20,985 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. Row 4 · 2025-03-28 · Grant · Acquired 78.4871 · Balance 77,285.3076 F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 30,223 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for a previously declared and paid cash dividend. These RSUs will be payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 1 |
Reported balance
Holding disclosure · report date 2025-03-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 28, 2025, to stockholders of record as of March 14, 2025 (the "Dividend"), with respect to 6,351 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F2: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,429 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 20,985 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 30,223 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for a previously declared and paid cash dividend. These RSUs will be payable concurrent with the underlying RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2019 Filed Aug 13, 2019 20:20 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 1,461.6517 | $57.75 | $84,410.39 |
DisclosureSEC source: 0001209191-19-045744 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,476.5713 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 13, 2018. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC | EnerSys ENS · Entity 3750 | GrantStock Options · Derivative | 68,538 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · derivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,538 Underlying: Common Stock · 68,538 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 20,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,294.5713 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 16,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,580.5713 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 18,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046128 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,658.5713 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 41.4856 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,938.223 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 32.9459 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,896.7374 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 37.7925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,863.7915 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,303 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 53.0211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,825.9991 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 18,441 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 16.8572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,772.978 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,863 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 10.7104 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,756.1208 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 3,689 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 52.4377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040261 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,745.4104 F1 · shares: These shares were granted in the form of Market Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Read SEC document |
| May 16, 2019 Filed May 21, 2019 00:47 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 447.3042 | $63.31 | $28,318.83 |
DisclosureSEC source: 0001209191-19-031582 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,692.9727 F3 · kind: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 16, 2016. Read SEC document |
| May 16, 2019 Filed May 21, 2019 00:47 UTC | EnerSys ENS · Entity 3750 | Disposition to issuerCommon Stock | 5,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031582 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,140.2769 F2 · kind: Represents excess shares previously reported in connection with performance share units originally granted to the reporting person on May 16, 2016. Upon vesting, the performance share units achieved a payout factor of 0.77. Read SEC document |
| May 16, 2019 Filed May 21, 2019 00:47 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 1,534.3828 | $63.31 | $97,141.78 |
DisclosureSEC source: 0001209191-19-031582 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,826.2769 F1 · kind: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016. Read SEC document |
| May 12, 2019 Filed May 14, 2019 20:29 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 6,014.3258 | $65.73 | $395,321.63 |
DisclosureSEC source: 0001209191-19-029657 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,360.6597 F1 · kind: Reflects the number of Market Share Units ("MSUs") surrendered in connection with the settlement of previously vested MSUs into shares of common stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:30 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 1,270.0792 | $66.06 | $83,901.43 |
DisclosureSEC source: 0001209191-19-028932 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,374.9855 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 30.2604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 8 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,645.0647 F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 38.104 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,614.8044 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 34.7119 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,576.7004 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,303 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 48.6992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,541.9885 F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 23.2259 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,493.2893 F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 8,795 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 64.0563 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,470.0634 F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 19.647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,406.0071 F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 7,378 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 37.0013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022455 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,386.3324 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on March 29, 2019 to to stockholders of record as of March 15, 2019 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 33.6353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 8 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,349.3311 F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 26.7116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,315.6958 F7 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 30.641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,288.9842 F6 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 13,303 RSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 42.9903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,258.3432 F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 20.5032 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,215.3528 F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 8,795 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 56.5471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,194.8496 F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 17.3683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,138.3025 F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 7,378 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:56 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 32.6637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000571 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,120.9341 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on December 28, 2018 to to stockholders of record as of December 14, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 30.1324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 8 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,088.2704 F9 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 23.9297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,058.138 F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 27.4499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,034.2083 F7 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 13,303 RSUs granted to the reporting person on August 13, 2018. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 38.511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,006.7584 F6 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 18.3669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,968.2474 F5 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 8,795 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 50.6552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,949.8805 F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 15.5586 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,889.2253 F3 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 7,378 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:39 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 29.2603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053207 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,883.6667 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 28, 2018 to to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. F2 · balance_after: This amount is reflective of an adjustment resulting from the overstated forfeiture of MSUs in connection with the May 15, 2018 vesting event and subsequent June 29, 2018 dividend payout. Read SEC document |
| August 13, 2018 Filed Aug 16, 2018 21:35 UTC | EnerSys ENS · Entity 3750 | GrantStock Options · Derivative | 47,015 | $0.00 Strike: $75.17 | $0.00 |
DisclosureSEC source: 0001209191-18-047149 · doc4.xml · derivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,015 Underlying: Common Stock · 47,015 shares Expires 2028-08-13 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 13, 2018 Filed Aug 16, 2018 21:35 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 14,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047149 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,722.7664 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 13, 2018 Filed Aug 16, 2018 21:35 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047149 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,119.7664 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 13, 2018 Filed Aug 16, 2018 21:35 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 13,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047149 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,522.7664 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 40.8647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,219.7664 F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 19.4895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,178.9016 F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 8,882 RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 53.7513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,159.4121 F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 16.5096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,105.6609 F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 7,524 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 30.7605 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041349 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,089.1513 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.