Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnerSysENS · Entity 3750 | CEO | March 28, 2025 | April 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnerSys
Report date March 28, 2025 · Filed April 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,285.3076 |
Ending reported balance
After 2025-03-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2025-03-28 · Grant · Acquired 16.9641 · Balance 77,103.074 F1: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 28, 2025, to stockholders of record as of March 14, 2025 (the "Dividend"), with respect to 6,351 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 2 · 2025-03-28 · Grant · Acquired 48.7427 · Balance 77,151.8167 F2: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,429 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. Row 3 · 2025-03-28 · Grant · Acquired 55.0038 · Balance 77,206.8205 F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 20,985 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. Row 4 · 2025-03-28 · Grant · Acquired 78.4871 · Balance 77,285.3076 F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 30,223 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for a previously declared and paid cash dividend. These RSUs will be payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 1 |
Reported balance
Holding disclosure · report date 2025-03-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 28, 2025, to stockholders of record as of March 14, 2025 (the "Dividend"), with respect to 6,351 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F2: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,429 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 20,985 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 30,223 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for a previously declared and paid cash dividend. These RSUs will be payable concurrent with the underlying RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2021 Filed Aug 20, 2021 20:19 UTC | EnerSys ENS · Entity 3750 | SaleCommon Stock | 8,500 | $85.25 | $724,625.00 |
DisclosureSEC source: 0001209191-21-052761 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,754.7916 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:21 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 3,053.7648 | $91.81 | $280,366.15 |
DisclosureSEC source: 0001209191-21-052541 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,254.7916 F3 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 20:21 UTC | EnerSys ENS · Entity 3750 | GrantStock Options · Derivative | 82,015 | $0.00 Strike: $100.99 | $0.00 |
DisclosureSEC source: 0001209191-21-052541 · doc4.xml · derivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,015 Underlying: Common Stock · 82,015 shares Expires 2031-08-16 F2 · date: This grant was made after markets had closed. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 16, 2022, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 20:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 25,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052541 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,308.5564 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 16, 2022, August 16, 2023, August 16, 2024, and August 16, 2025, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 20:12 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 1,489.2327 | $94.13 | $140,181.47 |
DisclosureSEC source: 0001209191-21-051622 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,695.5564 F2 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 13, 2018. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:06 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 292 | $94.13 | $27,485.96 |
DisclosureSEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,902.5564 F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:06 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,194.5564 F3 · shares: Represents additional shares received in connection with TSR performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 104%. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:06 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 219 | $94.13 | $20,614.47 |
DisclosureSEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,716.5564 F2 · shares: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 13, 2018. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:06 UTC | EnerSys ENS · Entity 3750 | Disposition to issuerCommon Stock | 5,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051827 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,935.5564 F1 · shares: Represents excess shares previously reported in connection with EPS performance share units originally granted to the reporting person on August 13, 2018. Upon vesting, the performance share units achieved a payout factor of 61.7%. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 20:12 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 2,016.1393 | $99.30 | $200,202.63 |
DisclosureSEC source: 0001209191-21-051622 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,184.7891 F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:26 UTC | EnerSys ENS · Entity 3750 | SaleCommon Stock | 5,910 | $100.03 | $591,177.30 |
DisclosureSEC source: 0001209191-21-049621 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,200.9284 F1 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.36. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 51.6966 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043673 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,110.9284 F7 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,855 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 38.8834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043673 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,059.2318 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 31.7653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043673 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,020.3483 F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 25.5969 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043673 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,988.5831 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,636 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 27.6812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043673 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,962.9862 F3 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 21.9831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043673 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,935.3049 F2 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.6075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043673 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,913.3218 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on June 25, 2021, to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to 6,651 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| May 09, 2021 Filed May 11, 2021 21:45 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon STock | 6,231 | $91.15 | $567,955.65 |
DisclosureSEC source: 0001209191-21-031800 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,900.7143 F2 · shares: Reflects the number of performance share units ("PSUs") surrendered in connection with the settlement of previously vested PSUs into shares of common stock. Read SEC document |
| May 09, 2021 Filed May 11, 2021 21:45 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 1,327 | $91.15 | $120,956.05 |
DisclosureSEC source: 0001209191-21-031800 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,131.7143 F1 · shares: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 48.2709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 9 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,458.7143 F9 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,855 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 36.3068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 8 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,410.4434 F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 29.6603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,374.1366 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 23.9007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,344.4764 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,636 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 25.8469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,320.5757 F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 20.5264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,294.7288 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.7721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,274.2024 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,651 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.2522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,262.4303 F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,932 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:21 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 25.1615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023592 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,257.1782 F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 12, 2021 (the "Dividend"), with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:11 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionStock Option · Derivative | 22,846 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-21-021432 · doc4.xml · derivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,692 Underlying: Common Stock · 0 shares Expires 2029-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:11 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionStock Option · Derivative | 53,934 | $0.00 Strike: $57.60 | $0.00 |
DisclosureSEC source: 0001209191-21-021432 · doc4.xml · derivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:11 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 17,253 | $101.88 | $1,757,735.64 |
DisclosureSEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,232.0167 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:11 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionCommon Stock | 22,846 | $57.75 | $1,319,356.50 |
DisclosureSEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,485.0167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:11 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 40,685 | $101.88 | $4,144,987.80 |
DisclosureSEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,639.0167 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:11 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionCommon Stock | 53,934 | $57.60 | $3,106,598.40 |
DisclosureSEC source: 0001209191-21-021432 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,324.0167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 58.447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 9 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,390.0167 F9 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,855 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 43.9607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 8 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,331.5697 F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 35.913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,287.609 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 28.9393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,251.696 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,636 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 31.2957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,222.7568 F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 24.8536 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,191.461 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 14.2538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 3 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,166.6075 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,651 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.3594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 2 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,152.3537 F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,932 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 30.4658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001144 · doc4.xml · nonDerivative · entry 1 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,145.9943 F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on December 31, 2020 to stockholders of record as of December 18, 2020 (the "Dividend"), with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:29 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 72.6363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052329 · doc4.xml · nonDerivative · entry 9 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,115.5285 F9 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,855 unvested RSUs granted to the reporting person on August 17, 2020. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:29 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 54.6331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052329 · doc4.xml · nonDerivative · entry 8 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,042.8921 F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:29 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 44.6317 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052329 · doc4.xml · nonDerivative · entry 7 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,988.259 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:29 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 35.9649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052329 · doc4.xml · nonDerivative · entry 6 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,943.6272 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,636 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:29 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 38.8935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052329 · doc4.xml · nonDerivative · entry 5 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,907.6623 F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:29 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 30.8873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052329 · doc4.xml · nonDerivative · entry 4 Shaffer David M · CIK 0001577486 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,868.7688 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.