Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS, INC.CIA · Entity 6336 | Director | March 31, 2025 | April 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS, INC.
Report date March 31, 2025 · Filed April 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Citizens, Inc. Class A Common StockSEC Table I · non-derivative | Direct | 303,942.9562 |
Reported balance
After 2025-03-31 transaction · row 1
1 source rowRow 1 · 2025-03-31 · Exercise / conversion · Acquired 27,472 · Balance 303,942.9562 F1: It was previously reported on a Form 4 filed on April 2, 2024 that the reporting person was granted an award of 46,729 RSUs under the Citizens, Inc. Omnibus Incentive Plan for the 2024 long-term incentive. Pursuant to the Amendment to the Executive Employment Agreement for Mr. Shields effective January 1, 2024, he was not entitled to these RSUs and instead, was eligible to earn RSUs based on 2024 pay-for-performance. The original 46,729 RSU grant was voided and these 27,472 RSUs are being awarded and immediately vested pursuant to such contract and achievement of 2024 pay-for-performance goals. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,472 |
Reported balance
After 2025-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-03-31 · Grant · Acquired 27,472 · Balance 27,472 F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F1: It was previously reported on a Form 4 filed on April 2, 2024 that the reporting person was granted an award of 46,729 RSUs under the Citizens, Inc. Omnibus Incentive Plan for the 2024 long-term incentive. Pursuant to the Amendment to the Executive Employment Agreement for Mr. Shields effective January 1, 2024, he was not entitled to these RSUs and instead, was eligible to earn RSUs based on 2024 pay-for-performance. The original 46,729 RSU grant was voided and these 27,472 RSUs are being awarded and immediately vested pursuant to such contract and achievement of 2024 pay-for-performance goals. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-31 · Exercise / conversion · Disposed 27,472 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F1: It was previously reported on a Form 4 filed on April 2, 2024 that the reporting person was granted an award of 46,729 RSUs under the Citizens, Inc. Omnibus Incentive Plan for the 2024 long-term incentive. Pursuant to the Amendment to the Executive Employment Agreement for Mr. Shields effective January 1, 2024, he was not entitled to these RSUs and instead, was eligible to earn RSUs based on 2024 pay-for-performance. The original 46,729 RSU grant was voided and these 27,472 RSUs are being awarded and immediately vested pursuant to such contract and achievement of 2024 pay-for-performance goals. |
Filing footnotes · ownership attribution and instrument terms
F1: It was previously reported on a Form 4 filed on April 2, 2024 that the reporting person was granted an award of 46,729 RSUs under the Citizens, Inc. Omnibus Incentive Plan for the 2024 long-term incentive. Pursuant to the Amendment to the Executive Employment Agreement for Mr. Shields effective January 1, 2024, he was not entitled to these RSUs and instead, was eligible to earn RSUs based on 2024 pay-for-performance. The original 46,729 RSU grant was voided and these 27,472 RSUs are being awarded and immediately vested pursuant to such contract and achievement of 2024 pay-for-performance goals.
F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed May 24, 2022 21:36 UTC | CITIZENS, INC. CIA · Entity 6336 | OtherCitizens, Inc. Class A Common Stock | 228.3394 | $4.36 | $995.56 |
DisclosureSEC source: 0000024090-22-000046 · wf-form4_165342818315251.xml · nonDerivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,470.159 F1 · kind: These shares were purchased through the Citizens, Inc. Stock Investment Plan as part of regular monthly payroll deduction. Read SEC document |
| April 01, 2022 Filed Jun 6, 2022 16:30 UTC Amendment | CITIZENS, INC. CIA · Entity 6336 | OtherCitizens, Inc. Class A Common Stock | 228.3394 | $4.36 | $995.56 |
DisclosureSEC source: 0000024090-22-000048 · wf-form4a_165453303170866.xml · nonDerivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,470.159 F1 · kind: These shares were purchased through the Citizens, Inc. Stock Investment Plan as part of regular monthly payroll deduction. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 18:58 UTC | CITIZENS, INC. CIA · Entity 6336 | OtherCitizens, Inc. Class A Common Stock | 11,650.8196 | $4.28 | $49,822.40 |
DisclosureSEC source: 0000024090-22-000012 · wf-form4_164875308154324.xml · nonDerivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,241.8196 F1 · kind: These shares were purchased through the Citizens, Inc. Stock Investment Plan by the Plan Administrator. The shares were purchased over several days and the reporting person did not select the date of execution. The plan administrator notified the reporting person of the execution of the transaction on March 29, 2022. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:48 UTC | CITIZENS, INC. CIA · Entity 6336 | GrantRestricted Stock Units · Derivative | 2,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038286 · doc4.xml · derivative · entry 3 SHIELDS GERALD W · CIK 0001699046 · Director · Interim President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023 Underlying: Class A Common Stock · 2,023 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (June 2, 2022), subject to the director's continued service on the Board of Directors through such date. F3 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (June 2, 2022), subject to the director's continued service on the Board of Directors through such date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:48 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 1,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038286 · doc4.xml · derivative · entry 2 SHIELDS GERALD W · CIK 0001699046 · Director · Interim President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: On June 2, 2020, the reporting person was granted 1,575 restricted stock units, vesting on June 2, 2021. F2 · derivative.expiration_date: On June 2, 2020, the reporting person was granted 1,575 restricted stock units, vesting on June 2, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:48 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 1,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-038286 · doc4.xml · nonDerivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director · Interim President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 18:42 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 1,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034930 · doc4.xml · derivative · entry 2 SHIELDS GERALD W · CIK 0001699046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Citizens, Inc. Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 4, 2019, the reporting person was granted 1,556 restricted stock units, vesting on June 4, 2020. F2 · derivative.expiration_date: On June 4, 2019, the reporting person was granted 1,556 restricted stock units, vesting on June 4, 2020. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 18:42 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 1,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034930 · doc4.xml · nonDerivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Citizens, Inc. Class A common stock on a one-for-one basis. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 17:15 UTC | CITIZENS, INC. CIA · Entity 6336 | GrantRestricted Stock Units · Derivative | 1,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034378 · doc4.xml · derivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575 Underlying: Class A Common Stock · 1,575 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (June 2, 2021). F2 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (June 2, 2021). Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 21:12 UTC | CITIZENS, INC. CIA · Entity 6336 | GrantRestricted Stock Units · Derivative | 1,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034820 · doc4.xml · derivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556 Underlying: Class A Common Stock · 1,556 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (June 4, 2020). F2 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (June 4, 2020). Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:45 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010923 · doc4.xml · derivative · entry 2 SHIELDS GERALD W · CIK 0001699046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Citizens, Inc. Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 1,460 restricted stock units, vesting on February 15, 2019. F2 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 1,460 restricted stock units, vesting on February 15, 2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:45 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 1,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-010923 · doc4.xml · nonDerivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Citizens, Inc. Class A common stock on a one-for-one basis. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:55 UTC | CITIZENS, INC. CIA · Entity 6336 | GrantRestricted Stock Units · Derivative | 1,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011165 · doc4.xml · derivative · entry 1 SHIELDS GERALD W · CIK 0001699046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460 Underlying: Class A Common Stock · 1,460 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (February 15, 2019). F2 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of the grant (February 15, 2019). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.