Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrightSphere Investment Group plcOMAM · Entity 156504 | Director | May 18, 2017 | January 18, 2018 |
| Mativ Holdings, Inc.MATV · Entity 1741 | Director | April 01, 2025 | April 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrightSphere Investment Group plc
Report date May 18, 2017 · Filed January 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 11,663 |
Reported balance
After 2017-05-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-18 · Grant · Acquired 7,098 · Balance 11,663 F1: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F2: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F3: The restricted share units vest following a one-year period, on May 18, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
F2: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
F3: The restricted share units vest following a one-year period, on May 18, 2018.
Mativ Holdings, Inc.
Report date April 01, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,632 |
Reported balance
After 2025-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-04-01 · Grant · Acquired 1,669 · Balance 17,632 F1: Represents quarterly stock retainer pursuant to the Company's Outside Director Stock Plan. Deferred pursuant to the Director's election in accordance with the Company's Non-Employee Directors Deferred Compensation Plan. F2: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,894 |
Reported balance
After 2025-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-04-01 · Grant · Acquired 262 · Balance 17,894 F3: Represents in-kind dividends credited pursuant to the Director's election under the Non-Employee Directors Deferred Compensation Plan. F2: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 47,235 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47,235 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents quarterly stock retainer pursuant to the Company's Outside Director Stock Plan. Deferred pursuant to the Director's election in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.
F2: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.
F3: Represents in-kind dividends credited pursuant to the Director's election under the Non-Employee Directors Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 1, 2019 21:49 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 567 | $37.44 Strike: $0.00 | $21,228.48 |
DisclosureSEC source: 0001000623-19-000098 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,549 Underlying: SWM Common Stock · 567 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 21:49 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 313 | $37.44 Strike: $0.00 | $11,718.72 |
DisclosureSEC source: 0001000623-19-000098 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,982 Underlying: SWM Common Stock · 313 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:14 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 640 | $33.18 Strike: $0.00 | $21,235.20 |
DisclosureSEC source: 0001000623-19-000081 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,669 Underlying: SWM Common Stock · 640 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:14 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 340 | $33.18 Strike: $0.00 | $11,281.20 |
DisclosureSEC source: 0001000623-19-000081 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,029 Underlying: SWM Common Stock · 340 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| April 01, 2019 Filed Apr 1, 2019 20:23 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 548 | $38.72 Strike: $0.00 | $21,218.56 |
DisclosureSEC source: 0001000623-19-000056 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,689 Underlying: SWM Common Stock · 548 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:23 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 282 | $38.72 Strike: $0.00 | $10,919.04 |
DisclosureSEC source: 0001000623-19-000056 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,141 Underlying: SWM Common Stock · 282 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 21:33 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 848 | $25.05 Strike: $0.00 | $21,242.40 |
DisclosureSEC source: 0001000623-19-000007 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,859 Underlying: SWM Common Stock · 848 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:33 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 414 | $25.05 Strike: $0.00 | $10,370.70 |
DisclosureSEC source: 0001000623-19-000007 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,011 Underlying: SWM Common Stock · 414 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 11:55 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 554 | $38.31 Strike: $0.00 | $21,223.74 |
DisclosureSEC source: 0001000623-18-000088 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,597 Underlying: SWM Common Stock · 554 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 11:55 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 255 | $38.31 Strike: $0.00 | $9,769.05 |
DisclosureSEC source: 0001000623-18-000088 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,043 Underlying: SWM Common Stock · 255 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 12:58 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 486 | $43.72 Strike: $0.00 | $21,247.92 |
DisclosureSEC source: 0001000623-18-000074 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,788 Underlying: SWM Common Stock · 486 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 12:58 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 217 | $43.72 Strike: $0.00 | $9,487.24 |
DisclosureSEC source: 0001000623-18-000074 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,302 Underlying: SWM Common Stock · 217 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 20:13 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 542 | $39.15 Strike: $0.00 | $21,219.30 |
DisclosureSEC source: 0001000623-18-000052 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,085 Underlying: SWM Common Stock · 542 shares Expires 1998-08-08 F3 · security: Directo's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 20:13 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 234 | $39.15 Strike: $0.00 | $9,161.10 |
DisclosureSEC source: 0001000623-18-000052 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,543 Underlying: SWM Common Stock · 234 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 21:11 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 468 | $45.36 Strike: $0.00 | $21,228.48 |
DisclosureSEC source: 0001000623-18-000008 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,309 Underlying: SWM Common Stock · 468 shares Expires 1998-08-08 F3 · security: Directo's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:11 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 195 | $45.36 Strike: $0.00 | $8,845.20 |
DisclosureSEC source: 0001000623-18-000008 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,841 Underlying: SWM Common Stock · 195 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 20:28 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 482 | $41.46 Strike: $0.00 | $19,983.72 |
DisclosureSEC source: 0001000623-17-000117 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,646 Underlying: SWM Common Stock · 482 shares Expires 1998-08-08 F3 · security: Directo's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:28 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 202 | $41.46 Strike: $0.00 | $8,374.92 |
DisclosureSEC source: 0001000623-17-000117 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,164 Underlying: SWM Common Stock · 202 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:15 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 537 | $37.23 Strike: $0.00 | $19,992.51 |
DisclosureSEC source: 0001000623-17-000097 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Underlying: SWM Common Stock · 537 shares Expires 1998-08-08 F3 · security: Directo's quarterly stock retainer deferred pursuant to the Diretor's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:15 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 216 | $37.23 Strike: $0.00 | $8,041.68 |
DisclosureSEC source: 0001000623-17-000097 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,425 Underlying: SWM Common Stock · 216 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| May 18, 2017 Filed Jan 18, 2018 17:44 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | GrantRestricted Share Units · Derivative | 7,098 | $14.09 | $100,010.82 |
DisclosureSEC source: 0001611702-18-000001 · wf-form4_151631548402082.xml · derivative · entry 1 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,663 Underlying: Ordinary shares · 7,098 shares Expires not disclosed F1 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F1 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F2 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F3 · derivative.exercise_date: The restricted share units vest following a one-year period, on May 18, 2018. F3 · derivative.expiration_date: The restricted share units vest following a one-year period, on May 18, 2018. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 20:06 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 189 | $40.98 Strike: $0.00 | $7,745.22 |
DisclosureSEC source: 0001000623-17-000063 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,209 Underlying: SWM Common Stock · 189 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 11:27 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 482 | $41.42 Strike: $0.00 | $19,964.44 |
DisclosureSEC source: 0001000623-17-000054 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,020 Underlying: SWM Common Stock · 482 shares Expires 1998-08-08 F2 · security: Director's quarterly stock retainer deferred pursuant to the Director's election in accordance with the Plan. F1 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:32 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 1 | $14.91 | $14.91 |
DisclosureSEC source: 0001611702-17-000025 · wf-form4_148901593178445.xml · nonDerivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,084 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:32 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 70 | $14.92 | $1,044.40 |
DisclosureSEC source: 0001611702-17-000025 · wf-form4_148901593178445.xml · nonDerivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,085 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:32 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 2,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000025 · wf-form4_148901593178445.xml · derivative · entry 4 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,565 Underlying: Ordinary shares · 2,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F2 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F3 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F4 · derivative.exercise_date: On March 6, 2015, the reporting person was granted 7,083 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On March 6, 2015, the reporting person was granted 7,083 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:32 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 2,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000025 · wf-form4_148901593178445.xml · nonDerivative · entry 1 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 17:26 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | GrantRestricted Share Units · Derivative | 2,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000011 · wf-form4_148719755443257.xml · derivative · entry 1 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,926 Underlying: Ordinary shares · 2,204 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F2 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F3 · derivative.exercise_date: The restricted share units vest following a one-year period, on February 15, 2018. F3 · derivative.expiration_date: The restricted share units vest following a one-year period, on February 15, 2018. Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 17:50 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 222 | $14.93 | $3,313.79 |
DisclosureSEC source: 0001611702-17-000007 · wf-form4_148711262891150.xml · nonDerivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,794 F2 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $15.0401, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:50 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 369 | $14.98 | $5,526.81 |
DisclosureSEC source: 0001611702-17-000007 · wf-form4_148711262891150.xml · nonDerivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,016 F2 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $15.10, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:50 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 9,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000007 · wf-form4_148711262891150.xml · derivative · entry 4 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,722 Underlying: Ordinary shares · 9,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F6 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F7 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F8 · derivative.exercise_date: On February 10, 2016, the reporting person was granted 9,183 restricted share units, vesting fully on February 10, 2017. F8 · derivative.expiration_date: On February 10, 2016, the reporting person was granted 9,183 restricted share units, vesting fully on February 10, 2017. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:50 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 9,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000007 · wf-form4_148711262891150.xml · nonDerivative · entry 1 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into ordinary shares on a one-for-one basis. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:14 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 439 | $45.53 Strike: $0.00 | $19,987.67 |
DisclosureSEC source: 0001000623-17-000013 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,538 Underlying: SWM Common Stock · 439 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Director's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:14 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 172 | $45.53 Strike: $0.00 | $7,831.16 |
DisclosureSEC source: 0001000623-17-000013 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,099 Underlying: SWM Common Stock · 172 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F4 · shares: Includes 7 shares for fractional share adjustment. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 11:04 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 518 | $38.56 Strike: $0.00 | $19,974.08 |
DisclosureSEC source: 0001000623-16-000203 · edgar.xml · derivative · entry 3 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,927 Underlying: SWM Common Stock · 518 shares Expires 1998-08-08 F3 · security: Director's quarterly stock retainer deferred pursuant to the Director's election in accordance with the Plan. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 11:04 UTC | Mativ Holdings, Inc. SWM · Entity 1741 | GrantPhantom Stock Units · Derivative | 178 | $38.56 Strike: $0.00 | $6,863.68 |
DisclosureSEC source: 0001000623-16-000203 · edgar.xml · derivative · entry 2 ROGERS JOHN · CIK 0001192225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,409 Underlying: SWM Common Stock · 178 shares Expires 1998-08-08 F1 · security: Dividends credited pursuant to the Director's election in accordance with the Schweitzer-Mauduit International, Inc. Deferred Compensation Plan No. 2 for Non-Employee Directors ("Plan"). The Plan was filed as Exhibit 10.15 to the 2004 10-K. F2 · derivative.exercise_date: Stock units can be convered to cash upon the earlier of retirement from the Board or termination as a Director in accordance with the Plan. Conversion into cash is based on the fair market value of SWM common stock on the date of conversion. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.