Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Director · Executive Chairman | April 01, 2025 | April 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date April 01, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,489.9949 |
Reported balance
After 2025-04-01 transaction · row 1
1 source rowRow 1 · 2025-04-01 · Tax withholding · Disposed 604 · Balance 103,489.9949 |
| Common StockSEC Table I · non-derivative | Indirect2020 Grandchild Trust | 2,700 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,700 |
| Common StockSEC Table I · non-derivative | Indirectby The EED 2012 Trust | 15,000 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,000 |
| Common StockSEC Table I · non-derivative | Indirectby The KLD 2012 Trust | 15,000 |
Reported balance
Holding disclosure · report date 2025-04-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2016 Filed Sep 23, 2016 13:07 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 31,630 | $25.67 | $811,942.10 |
DisclosureSEC source: 0001225208-16-039595 · doc4.xml · nonDerivative · entry 4 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,724.0229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 13:07 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,040 | $0.00 Strike: $25.67 | $0.00 |
DisclosureSEC source: 0001225208-16-039595 · doc4.xml · derivative · entry 11 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,460 Underlying: Common Stock · 27,040 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 13:07 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 50,693 | $69.34 | $3,515,199.63 |
DisclosureSEC source: 0001225208-16-039595 · doc4.xml · nonDerivative · entry 3 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,094.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.92 - $69.75, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 13:07 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 22,916 | $69.47 | $1,592,024.94 |
DisclosureSEC source: 0001225208-16-039595 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,787.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.06 - $69.64, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 13:07 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 27,040 | $25.67 | $694,116.80 |
DisclosureSEC source: 0001225208-16-039595 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,703.0229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 14:08 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 52,470 | $68.91 | $3,615,613.25 |
DisclosureSEC source: 0001225208-16-039563 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,663.0229 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.74 - $69.21, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 14:08 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 51,353 | $68.69 | $3,527,360.54 |
DisclosureSEC source: 0001225208-16-039563 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,133.0229 F1 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 19, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.24 - $69.48, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.