Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN HANCOCK FINANCIAL OPPORTUNITIES FUNDBTO · Entity 5148 | Director | April 08, 2025 | April 09, 2025 |
| JOHN HANCOCK INCOME SECURITIES TRUSTJHS · Entity 6624 | Director | April 10, 2025 | April 11, 2025 |
| JOHN HANCOCK INVESTORS TRUSTJHI · Entity 8810 | Director | April 08, 2025 | April 09, 2025 |
| JOHN HANCOCK PREFERRED INCOME FUNDHPI · Entity 8881 | Director | April 08, 2025 | April 09, 2025 |
| JOHN HANCOCK PREFERRED INCOME FUND IIHPF · Entity 5825 | Director | April 08, 2025 | April 09, 2025 |
| JOHN HANCOCK PREFERRED INCOME FUND IIIHPS · Entity 5557 | Director | April 08, 2025 | April 09, 2025 |
| JOHN HANCOCK PREMIUM DIVIDEND FUNDPDT · Entity 8828 | Director | April 08, 2025 | April 09, 2025 |
| JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUNDHTD · Entity 5030 | Director | April 08, 2025 | April 09, 2025 |
| John Hancock Diversified Income FundHEQ · Entity 6566 | Director | April 08, 2025 | April 09, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 378 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 378 · Balance 378 |
JOHN HANCOCK INCOME SECURITIES TRUST
Report date April 10, 2025 · Filed April 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,030 |
Reported balance
After 2025-04-10 transaction · row 1
1 source rowRow 1 · 2025-04-10 · Purchase · Acquired 1,030 · Balance 1,030 |
JOHN HANCOCK INVESTORS TRUST
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 875 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 875 · Balance 875 |
JOHN HANCOCK PREFERRED INCOME FUND
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 726 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 726 · Balance 726 |
JOHN HANCOCK PREFERRED INCOME FUND II
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 715 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 715 · Balance 715 |
JOHN HANCOCK PREFERRED INCOME FUND III
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 794 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 794 · Balance 794 |
JOHN HANCOCK PREMIUM DIVIDEND FUND
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 929 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 929 · Balance 929 |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 518 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 518 · Balance 518 |
John Hancock Diversified Income Fund
Report date April 08, 2025 · Filed April 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,139 |
Reported balance
After 2025-04-08 transaction · row 1
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 1,139 · Balance 1,139 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JMP GROUP LLC
Report date November 15, 2021 · Filed November 17, 2021
Section 16 reporting ended · disclosed 2021-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-15 transaction · row 1
1 source rowRow 1 · 2021-11-15 · Disposition to issuer · Disposed 429,058 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-15 · Disposition to issuer · Disposed 5,862 · Balance 0 F2: Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 916 restricted stock units of Citizens representing the right to receive 916 shares of common stock of Citizens, par value $0.01 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
F2: Pursuant to the Merger Agreement, all outstanding restricted share units of the Company were assumed by Citizens and replaced with 916 restricted stock units of Citizens representing the right to receive 916 shares of common stock of Citizens, par value $0.01 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2016 Filed Dec 5, 2016 18:42 UTC | JMP GROUP LLC JMP · Entity 133349 | Exercise / conversionRestricted Share Unit · Derivative | 5,736 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007288 · form.xml · derivative · entry 6 Wright Thomas Rowe · CIK 0001669193 · Director of Equities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,736 Underlying: Common Shares · 5,736 shares Expires 2016-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. F3 · derivative.expiration_date: Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:42 UTC | JMP GROUP LLC JMP · Entity 133349 | Exercise / conversionRestricted Share Unit · Derivative | 20,805 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007288 · form.xml · derivative · entry 5 Wright Thomas Rowe · CIK 0001669193 · Director of Equities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,472 Underlying: Common Shares · 20,805 shares Expires 2016-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. F3 · derivative.expiration_date: Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:42 UTC | JMP GROUP LLC JMP · Entity 133349 | Tax withholdingCommon Shares | 2,120 | $6.22 | $13,186.40 |
DisclosureSEC source: 0001246360-16-007288 · form.xml · nonDerivative · entry 4 Wright Thomas Rowe · CIK 0001669193 · Director of Equities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,136 F5 · shares: Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 3, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:42 UTC | JMP GROUP LLC JMP · Entity 133349 | Tax withholdingCommon Shares | 7,691 | $6.22 | $47,838.02 |
DisclosureSEC source: 0001246360-16-007288 · form.xml · nonDerivative · entry 3 Wright Thomas Rowe · CIK 0001669193 · Director of Equities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,256 F4 · shares: Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:42 UTC | JMP GROUP LLC JMP · Entity 133349 | Exercise / conversionCommon Shares | 5,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007288 · form.xml · nonDerivative · entry 2 Wright Thomas Rowe · CIK 0001669193 · Director of Equities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 3, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:42 UTC | JMP GROUP LLC JMP · Entity 133349 | Exercise / conversionCommon Shares | 20,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007288 · form.xml · nonDerivative · entry 1 Wright Thomas Rowe · CIK 0001669193 · Director of Equities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 12:42 UTC | JMP GROUP LLC JMP · Entity 133349 | PurchaseCommon Shares | 7,500 | $5.75 | $43,155.00 |
DisclosureSEC source: 0001246360-16-007022 · form.xml · nonDerivative · entry 1 Wright Thomas Rowe · CIK 0001669193 · Director of Equities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,406 F1 · shares: The range of prices for the common shares is from 5.72 to 5.7797. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.