Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEVI STRAUSS & COLEVI · Entity 3651 | Director | April 23, 2025 | April 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEVI STRAUSS & CO
Report date April 23, 2025 · Filed April 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 54,755 |
Reported balance
After 2025-04-23 transaction · row 1
1 source rowRow 1 · 2025-04-23 · Grant · Acquired 11,690 · Balance 54,755 F1: Represents the acquisition of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The RSUs will vest in full the earlier of the day before the next annual stockholder meeting or the first anniversary of the grant date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 95,846 |
Reported balance
Holding disclosure · report date 2025-04-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 95,846 F2: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the acquisition of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The RSUs will vest in full the earlier of the day before the next annual stockholder meeting or the first anniversary of the grant date.
F2: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 00:10 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015687 · doc4.xml · derivative · entry 3 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,857,540 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · balance_after: The total shares held following the reported transaction has been updated to reflect the correct number of shares held. A typographical error occurred on the Form 4 filed September 19, 2019 resulting in an overstatement of shares held by 150,000 shares. F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:10 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015687 · doc4.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 510,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:45 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012663 · doc4.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,898 F1 · shares: With respect to 35 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 21:38 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008334 · doc4.xml · derivative · entry 3 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,107,540 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 21:38 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008334 · doc4.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 410,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:04 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007148 · doc4.xml · derivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,507,540 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| October 17, 2019 Filed Jan 8, 2020 21:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002519 · doc5.xml · nonDerivative · entry 2 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,834 F2 · shares: With respect to 75 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. F3 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate. Read SEC document |
| October 07, 2019 Filed Jan 8, 2020 21:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GiftClass A Common Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002519 · doc5.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,000 F1 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 20:22 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050227 · doc4.xml · derivative · entry 3 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,207,540 Underlying: Class A Common Stock · 170,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 20:22 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050227 · doc4.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 170,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| June 20, 2019 Filed Aug 9, 2019 20:14 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 7,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045333 · doc4.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,697 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · derivative · entry 9 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,227,540 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 1,464,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · derivative · entry 8 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,464,540 Underlying: Class A Common Stock · 1,464,540 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 2,377,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · derivative · entry 7 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,377,540 Underlying: Class A Common Stock · 2,377,540 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 150,000 | $17.00 | $2,550,000.00 |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · nonDerivative · entry 6 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · nonDerivative · entry 5 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 1,464,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · nonDerivative · entry 4 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 2,377,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · nonDerivative · entry 3 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass A Common Stock | 8,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · nonDerivative · entry 2 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,580 F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · shares: Each share is represented by an RSU, 80 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 8,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021536 · doc4.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · shares: Each share is represented by a restricted stock unit (RSU), 80 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 9 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,227,540 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 1,464,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 8 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,464,540 Underlying: Class A Common Stock · 1,464,540 shares Expires not disclosed F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 2,377,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 7 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,377,540 Underlying: Class A Common Stock · 2,377,540 shares Expires not disclosed F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 8,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · derivative · entry 6 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,580 Underlying: Class A Common Stock · 8,580 shares Expires not disclosed F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification. F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 150,000 | $17.00 | $2,550,000.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 5 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 4 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 1,464,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 3 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 2,377,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 2 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:24 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 8,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025245 · doc4a.xml · nonDerivative · entry 1 Friedman David A · CIK 0001768697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification. F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.