Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUDIOEYE INCAEYE · Entity 6844 | Director · EXEC CHRMN/CHRMN OF THE BOARD | April 30, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUDIOEYE INC
Report date April 30, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 454,397 |
Ending reported balance
After 2025-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-04-30 · Grant · Acquired 772 · Balance 454,626 F1: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement. Row 2 · 2025-04-30 · Tax withholding · Disposed 229 · Balance 454,397 F2: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above. |
| Common StockSEC Table I · non-derivative | IndirectCSB IV US Holdings LLC | 200,045 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200,045 F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. |
| Common StockSEC Table I · non-derivative | IndirectCarr Bettis IRA | 18,600 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 18,600 F4: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.
F2: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.
F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F4: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2021 Filed Aug 3, 2021 21:09 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 2,078 | $15.20 | $31,577.29 |
DisclosureSEC source: 0001179110-21-007875 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,262 F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement. Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 20:54 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 10,000 | $15.97 | $159,658.00 |
DisclosureSEC source: 0001179110-21-007452 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 449,175 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021. F2 · price: Reflects the weighted average price of 10,000 shares of common stock of AudioEye, Inc. sold in multiple transactions on July 8, 2021 with sales prices ranging from $15.81 to $16.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:53 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 428 | $16.79 | $7,186.12 |
DisclosureSEC source: 0001179110-21-007328 · edgar.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,184 F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 1,758 shares reported above. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:53 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 1,758 | $17.96 | $31,573.68 |
DisclosureSEC source: 0001179110-21-007328 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,612 F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 21:17 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 1,300 | $17.78 | $23,118.29 |
DisclosureSEC source: 0001179110-21-006930 · edgar.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 428,397 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021. F3 · price: Reflects the weighted average price of 1,300 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $17.67 to $17.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 21:17 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 8,700 | $17.05 | $148,330.65 |
DisclosureSEC source: 0001179110-21-006930 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 429,697 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021. F2 · price: Reflects the weighted average price of 8,700 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $16.65 to $17.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:07 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 174 | $18.34 | $3,191.16 |
DisclosureSEC source: 0001179110-21-006259 · edgar.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,854 F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 714 shares reported above. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:07 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 714 | $18.56 | $13,251.84 |
DisclosureSEC source: 0001179110-21-006259 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,028 F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement, pro rated for month of May. Read SEC document |
| May 24, 2021 Filed Jun 25, 2021 21:23 UTC | AUDIOEYE INC AEYE · Entity 6844 | ConversionSeries A Convertible Preferred Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007047 · edgar.xml · derivative · entry 4 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 0 Underlying: Common Stock · 30,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock is convertible into that number of shares of common stock determined by dividing $10 plus any accrued dividends by the conversion price of $4.385. F4 · derivative.exercise_date: The shares of Series A Convertible Preferred Stock were immediately convertible upon issuance and do not expire. F4 · derivative.expiration_date: The shares of Series A Convertible Preferred Stock were immediately convertible upon issuance and do not expire. Read SEC document |
| May 24, 2021 Filed Jun 25, 2021 21:23 UTC | AUDIOEYE INC AEYE · Entity 6844 | ConversionCommon Stock | 30,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007047 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 459,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock is convertible into that number of shares of common stock determined by dividing $10 plus any accrued dividends by the conversion price of $4.385. F5 · balance_after: All amounts reported in Column 5 reflect amounts held as of the date of the filing of this report. F2 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Shares shown as held by CSB IV US Holdings LLC include shares previously held by the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003, which trust was revoked with respect to such shares and such shares were transferred to CSB IV US Holdings LLC. Read SEC document |
| May 17, 2021 Filed May 18, 2021 21:38 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 20,000 | $16.11 | $322,196.00 |
DisclosureSEC source: 0001179110-21-005526 · edgar.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 410,804 F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021. F3 · price: Reflects the weighted average price of 20,000 shares of common stock of AudioEye, Inc. sold in multiple transactions on May 17, 2021 with sale prices ranging from $15.90 to $16.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, fullinformation regarding the number of shares sold at each separate price. F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:38 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionWarrants (right to buy) · Derivative | 4,480 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001179110-21-005526 · edgar.xml · derivative · entry 6 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 0 Underlying: Common Stock · 4,480 shares Expires 2021-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:38 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 4,480 | $6.25 | $28,000.00 |
DisclosureSEC source: 0001179110-21-005526 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 430,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| April 14, 2021 Filed Apr 23, 2021 20:48 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 1,496 | $27.05 | $40,468.74 |
DisclosureSEC source: 0001179110-21-004577 · edgar.xml · nonDerivative · entry 3 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 426,324 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021. F5 · price: Reflects the weighted average price of 1,496 shares of common stock of AudioEye, Inc. sold in multiple transactions on April 14, 2021 with sale prices ranging from $26.95 to $27.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| April 14, 2021 Filed Apr 23, 2021 20:48 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 6,460 | $26.42 | $170,697.75 |
DisclosureSEC source: 0001179110-21-004577 · edgar.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 427,820 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021. F4 · price: Reflects the weighted average price of 6,460 shares of common stock of AudioEye, Inc. sold in multiple transactions on April 14, 2021 with sale prices ranging from $25.95 to $26.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| April 14, 2021 Filed Apr 23, 2021 20:48 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 12,044 | $25.47 | $306,711.30 |
DisclosureSEC source: 0001179110-21-004577 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 434,280 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021. F2 · price: Reflects the weighted average price of 12,044 shares of common stock of AudioEye, Inc. sold in multiple transactions on April 14, 2021 with sale prices ranging from $24.95 to$25.93 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, fullinformation regarding the number of shares sold at each separate price. F3 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 20:50 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionWarrants (right to buy) · Derivative | 4,000 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001179110-21-004455 · edgar.xml · derivative · entry 5 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2021-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 20:50 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 4,000 | $6.25 | $25,000.00 |
DisclosureSEC source: 0001179110-21-004455 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings LLC Disclosed balance after: 446,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| March 17, 2021 Filed Mar 22, 2021 21:49 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 202 | $27.76 | $5,606.51 |
DisclosureSEC source: 0001179110-21-003685 · edgar.xml · nonDerivative · entry 3 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings, LLC Disclosed balance after: 442,324 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021. F3 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| March 17, 2021 Filed Mar 22, 2021 21:49 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 35,996 | $27.10 | $975,322.42 |
DisclosureSEC source: 0001179110-21-003685 · edgar.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings, LLC Disclosed balance after: 442,526 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021. F4 · price: Reflects the weighted average price of 35,996 shares of common stock of AudioEye, Inc. sold in multiple transactions on March 17, 2021 with sale prices ranging from $26.63 to $27.57 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| March 17, 2021 Filed Mar 22, 2021 21:49 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 14,206 | $26.33 | $374,106.49 |
DisclosureSEC source: 0001179110-21-003685 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings, LLC Disclosed balance after: 478,522 F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021. F2 · price: Reflects the weighted average price of 14,206 shares of common stock of AudioEye, Inc. sold in multiple transactions on March 17, 2021 with sale prices ranging from $25.62 to $26.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:13 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001179110-21-000660 · edgar.xml · derivative · entry 6 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:13 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 3,023 | $25.14 | $75,998.22 |
DisclosureSEC source: 0001179110-21-000660 · edgar.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,474 F1 · shares: Represents the number of already-owned shares delivered by the reporting person to pay the exercise price of the option exercise reported herein. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:13 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 80,000 | $0.95 | $76,000.00 |
DisclosureSEC source: 0001179110-21-000660 · edgar.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 24, 2020 20:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-108324 · tm2024570-1_4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,497 F1 · kind: The securities are restricted stock units relating to 10,000 shares of common stock and were issued under AudioEye 2019 Incentive Plan. The restricted stock units will vest on the date of the next annual meeting of stockholders provided Dr. Bettis' service as a director has not terminated prior to such date. and will settle promptly thereafter. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 20:31 UTC | AUDIOEYE INC AEYE · Entity 6844 | SaleCommon Stock | 16,260 | $9.23 | $149,998.50 |
DisclosureSEC source: 0001104659-20-082756 · tm2024570-1_4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CSB IV US Holdings, LLC Disclosed balance after: 492,728 F1 · kind: The sale was a private sale to another member of the board of AudioEye, Inc. F2 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 15:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionWarrants (right to buy) · Derivative | 80,000 | Not disclosed Strike: $4.00 | Not disclosed |
DisclosureSEC source: 0001104659-20-068762 · tm2021551-1_4.xml · derivative · entry 6 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 80,000 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The warrants were awarded for services. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 15:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 37,080 | $8.63 | $320,000.40 |
DisclosureSEC source: 0001104659-20-068762 · tm2021551-1_4.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,497 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 15:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 80,000 | $4.00 | $320,000.00 |
DisclosureSEC source: 0001104659-20-068762 · tm2021551-1_4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:55 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-065509 · tm2020814-7_4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,577 F1 · kind: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020), which RSUs will vest on the first anniversary of the Grant Date (i.e., on May 20, 2021), subject to the Reporting Person's continuous service with the Company through such vesting date. Such RSUs will be settled promptly following the vesting date, and in any event no later than March 15 of the calendar year following the calendar year in which such vesting occurs. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:34 UTC | AUDIOEYE INC AEYE · Entity 6844 | Tax withholdingCommon Stock | 8,468 | $7.27 | $61,562.36 |
DisclosureSEC source: 0001144204-19-034916 · tv525300_4.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,577 F2 · kind: Reflects 8,468 shares withheld by the Issuer upon the exercise of warrants to cover the exercise price of the warrants based on the closing sale price of AudioEye, Inc. Common Stock for the trading day immediately prior to the date of exercise, which was $7.27 on July 12, 2019. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:34 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 15,785 | $3.90 | $61,561.50 |
DisclosureSEC source: 0001144204-19-034916 · tv525300_4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise of warrants to purchase shares of the Issuer's common stock. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:01 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionWarrants (right to buy) · Derivative | 13,920 | $0.00 Strike: $4.48 | $0.00 |
DisclosureSEC source: 0001144204-19-019668 · tv518885_form4.xml · derivative · entry 5 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,920 shares Expires 2019-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:01 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 13,920 | $4.48 | $62,292.00 |
DisclosureSEC source: 0001144204-19-019668 · tv518885_form4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:51 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionWarrant (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001144204-19-008702 · tv513908_4.xml · derivative · entry 5 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:51 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 10,000 | $0.95 | $9,500.00 |
DisclosureSEC source: 0001144204-19-008702 · tv513908_4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 22:26 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001144204-19-001873 · tv511097_4.xml · derivative · entry 5 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: On January 14, 2019, AudioEye, Inc. issued 20,000 shares of common stock to Dr. Bettis upon the cash exercise of Stock Options at an exercise price of $0.95. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 22:26 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 20,000 | $0.95 | $19,000.00 |
DisclosureSEC source: 0001144204-19-001873 · tv511097_4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Dec 31, 2018 22:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-066788 · tv510084_form4.xml · nonDerivative · entry 2 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: The reported transaction constitutes a grant of restricted stock units, which were granted under the Issuer's Stock Incentive Plan, subject to vesting and settlement conditions. F1 · price: The reported transaction constitutes a grant of restricted stock units, which were granted under the Issuer's Stock Incentive Plan, subject to vesting and settlement conditions. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 22:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionWarrants (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001144204-18-066788 · tv510084_form4.xml · derivative · entry 7 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: On December 28, 2018, AudioEye, Inc. issued 10,000 shares of common stock to Dr. Bettis upon the cash exercise of Warrants at an exercise price of $1.025. The option was originally granted on October 26, 2015 with an extended expiration date to December 31, 2018. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 22:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001144204-18-066788 · tv510084_form4.xml · derivative · entry 6 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: On December 28, 2018, AudioEye, Inc. issued 20,000 shares of common stock to Dr. Bettis upon the cash exercise of Stock Options at an exercise price of $1.025. The option was originally granted on October 26, 2015 with an extended expiration date to December 31, 2018. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 22:35 UTC | AUDIOEYE INC AEYE · Entity 6844 | Exercise / conversionCommon Stock | 30,000 | $1.03 | $30,750.00 |
DisclosureSEC source: 0001144204-18-066788 · tv510084_form4.xml · nonDerivative · entry 1 Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.