Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MATTEL INC /DE/MAT · Entity 1046 | Chief Financial Officer | August 01, 2017 | August 03, 2017 |
| Polaris Inc.PII · Entity 760 | Director | May 01, 2025 | May 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MATTEL INC /DE/
Report date August 01, 2017 · Filed August 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 268,448 |
Ending reported balance
After 2017-08-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-08-01 · Exercise / conversion · Acquired 9,929 · Balance 268,498 F1: As reported on a Form 4 dated July 31, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 19,858 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 9,929 shares of Mattel, Inc. Common Stock. Row 2 · 2017-08-01 · Tax withholding · Disposed 3,732 · Balance 264,766 F2: Pursuant to the terms of the August 1, 2014 RSU grant, 3,732 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Row 3 · 2017-08-01 · Exercise / conversion · Acquired 5,900 · Balance 270,666 F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 17,879 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 5,900 shares of Mattel, Inc. Common Stock. Row 4 · 2017-08-01 · Tax withholding · Disposed 2,218 · Balance 268,448 F4: Pursuant to the terms of the August 1, 2016 RSU grant, 2,218 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-01 · Exercise / conversion · Disposed 9,929 · Balance 0 F1: As reported on a Form 4 dated July 31, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 19,858 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 9,929 shares of Mattel, Inc. Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,979 |
Reported balance
After 2017-08-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-01 · Exercise / conversion · Disposed 5,900 · Balance 11,979 F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 17,879 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 5,900 shares of Mattel, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectIn 401(k) | 17,247 |
Reported balance
Holding disclosure · report date 2017-08-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 17,247 F5: As of August 1, 2017, the Reporting Person had a balance of $340,117.77 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. |
Filing footnotes · ownership attribution and instrument terms
F1: As reported on a Form 4 dated July 31, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 19,858 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 9,929 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 1, 2014 RSU grant, 3,732 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 17,879 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 5,900 shares of Mattel, Inc. Common Stock.
F4: Pursuant to the terms of the August 1, 2016 RSU grant, 2,218 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F5: As of August 1, 2017, the Reporting Person had a balance of $340,117.77 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Polaris Inc.
Report date May 01, 2025 · Filed May 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,075.65 |
Reported balance
After 2025-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-01 · Grant · Acquired 4,320 · Balance 22,075.65 F1: The reported transaction involved the crediting of 4,320 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. The total reported in column 5 includes the 4,320 newly acquired deferred stock units, and 731.60 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involved the crediting of 4,320 deferred stock units granted under the Polaris Inc. 2024 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors. The total reported in column 5 includes the 4,320 newly acquired deferred stock units, and 731.60 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Niagen Bioscience, Inc.
Report date August 12, 2022 · Filed August 12, 2022
Section 16 reporting ended · disclosed 2022-08-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 89,189 |
Reported balance
After 2022-08-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-12 · Grant · Acquired 89,189 · Balance 89,189 F1: On August 12, 2022, the Reporting Person was awarded Restricted Stock Units ("RSUs") in connection with the Reporting Person's transition services to the Issuer and the related consulting agreement with the Reporting Person (the "Consultant Agreement") effective August 13, 2022. The reporting person was terminated as the Chief Financial Officer of the Issuer effective August 12, 2022. F2: RSUs shall vest and be settled in shares of Common Stock upon the earlier of the expiration of the Consultant Agreement, which is expected to be on or around November 11, 2022, or the earlier termination of the Consultant Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 12, 2022, the Reporting Person was awarded Restricted Stock Units ("RSUs") in connection with the Reporting Person's transition services to the Issuer and the related consulting agreement with the Reporting Person (the "Consultant Agreement") effective August 13, 2022. The reporting person was terminated as the Chief Financial Officer of the Issuer effective August 12, 2022.
F2: RSUs shall vest and be settled in shares of Common Stock upon the earlier of the expiration of the Consultant Agreement, which is expected to be on or around November 11, 2022, or the earlier termination of the Consultant Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2017 Filed Oct 4, 2017 22:49 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock | 276.86 | $106.10 | $29,374.85 |
DisclosureSEC source: 0001209191-17-055994 · doc4.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542.64 F1 · balance_after: The reported transaction involved the crediting of 276.86 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The reporting person has reported prior awards of CSEs, as well as prior awards of Deferred Stock Units (DSUs, which are also settled in shares of common stock on a 1 for 1 basis) under the Company's Omnibus Incentive Plan, in Table II of Form 4. The total reported in column 5 includes the 276.86 newly acquired CSEs, 82.26 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan, 9,083.52 of previously reported CSEs and DSUs, and 2,100 of previously reported shares of Company common stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000102 · wf-form4_150179300920142.xml · derivative · entry 7 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,979 Underlying: Common Stock · 5,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 17,879 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 5,900 shares of Mattel, Inc. Common Stock. F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 17,879 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 5,900 shares of Mattel, Inc. Common Stock. F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 17,879 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 5,900 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 9,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000102 · wf-form4_150179300920142.xml · derivative · entry 6 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 19,858 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 9,929 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 19,858 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 9,929 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 19,858 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 9,929 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 2,218 | $19.72 | $43,738.96 |
DisclosureSEC source: 0001523711-17-000102 · wf-form4_150179300920142.xml · nonDerivative · entry 4 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,448 F4 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 2,218 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 5,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000102 · wf-form4_150179300920142.xml · nonDerivative · entry 3 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 17,879 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 5,900 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 3,732 | $19.72 | $73,595.04 |
DisclosureSEC source: 0001523711-17-000102 · wf-form4_150179300920142.xml · nonDerivative · entry 2 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,766 F2 · shares: Pursuant to the terms of the August 1, 2014 RSU grant, 3,732 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 9,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000102 · wf-form4_150179300920142.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 19,858 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 9,929 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 8,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000088 · wf-form4_150161908804568.xml · derivative · entry 4 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,156 Underlying: Common Stock · 8,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 26,928 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 8,886 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 26,928 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 8,886 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 26,928 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 8,886 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 3,340 | $20.02 | $66,866.80 |
DisclosureSEC source: 0001523711-17-000088 · wf-form4_150161908804568.xml · nonDerivative · entry 2 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,569 F2 · shares: Pursuant to the terms of the July 31, 2015 RSU grant, 3,340 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 8,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000088 · wf-form4_150161908804568.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 26,928 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 8,886 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:38 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock Equivalent · Derivative | 313.3 | $93.76 | $29,375.01 |
DisclosureSEC source: 0001209191-17-043401 · doc4.xml · derivative · entry 2 FARR KEVIN M · CIK 0001194262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,222.98 Underlying: Common Stock · 313.3 shares Expires not disclosed F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F3 · balance_after: Includes 25.82 CSEs acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:29 UTC | Polaris Inc. PII · Entity 760 | GrantDeferred Stock Unit · Derivative | 1,505 | $86.40 | $130,032.00 |
DisclosureSEC source: 0001209191-17-028939 · doc4.xml · derivative · entry 2 FARR KEVIN M · CIK 0001194262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,860.54 Underlying: Common Stock · 1,505 shares Expires not disclosed F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held. F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held. F3 · balance_after: Includes 91.54 deferred stock units acquired pursuant to dividend equivalent rights under the Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:42 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock Equivalent · Derivative | 353.49 | $83.10 | $29,375.02 |
DisclosureSEC source: 0001209191-17-025786 · doc4.xml · derivative · entry 2 FARR KEVIN M · CIK 0001194262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,883.86 Underlying: Common Stock · 353.49 shares Expires not disclosed F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F3 · balance_after: Includes 22.69 CSEs acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 12,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000005 · wf-form4_148581632401161.xml · derivative · entry 4 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 Underlying: Common Stock · 12,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 4,738 | $26.49 | $125,509.62 |
DisclosureSEC source: 0001523711-17-000005 · wf-form4_148581632401161.xml · nonDerivative · entry 2 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,023 F2 · shares: Pursuant to the terms of the January 29, 2015 RSU grant, 4,738 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 12,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000005 · wf-form4_148581632401161.xml · nonDerivative · entry 1 FARR KEVIN M · CIK 0001194262 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:46 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock Equivalent · Derivative | 355.59 | $82.61 | $29,375.29 |
DisclosureSEC source: 0001209191-17-001687 · doc4.xml · derivative · entry 2 FARR KEVIN M · CIK 0001194262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,507.69 Underlying: Common Stock · 355.59 shares Expires not disclosed F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F3 · balance_after: Includes 21.10 CSEs acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document |
| October 03, 2016 Filed Oct 12, 2016 16:11 UTC | Polaris Inc. PII · Entity 760 | GrantCommon Stock Equivalent · Derivative | 379.03 | $77.50 | $29,374.83 |
DisclosureSEC source: 0001209191-16-145673 · doc4.xml · derivative · entry 2 FARR KEVIN M · CIK 0001194262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,131 Underlying: Common Stock · 379.03 shares Expires not disclosed F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F2 · derivative.exercise_price: 1 for 1 conversion F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned. F3 · balance_after: Includes 20.92 CSEs acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.