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FITZPATRICK LINDA A

Disclosed activity across 1 company

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80141
SEC CIK
0001188953

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUTRO BIOPHARMA, INC.

Report date May 01, 2025 · Filed May 05, 2025

Section 16 reporting ended · disclosed 2025-05-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect119,744 Ending reported balance After 2025-05-01 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2025-05-01 · Exercise / conversion · Acquired 9,125 · Balance 104,558

Row 2 · 2025-05-01 · Exercise / conversion · Acquired 9,740 · Balance 114,298

Row 3 · 2025-05-01 · Exercise / conversion · Acquired 13,140 · Balance 127,438

Row 4 · 2025-05-01 · Exercise / conversion · Acquired 5,844 · Balance 133,282

Row 5 · 2025-05-01 · Tax withholding · Disposed 13,538 · Balance 119,744

F1: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2026-03-04Direct0 Reported balance After 2025-05-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-05-01 · Exercise / conversion · Disposed 9,125 · Balance 0

F3: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

F5: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2027-03-01Direct4,010 Reported balance After 2025-05-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-05-01 · Exercise / conversion · Disposed 9,740 · Balance 4,010

F3: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

F6: The RSUs vest as to 1/4th of the total shares annually beginning on March 1, 2024, subject to continued service through each vesting date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2028-03-01Direct14,685 Reported balance After 2025-05-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-05-01 · Exercise / conversion · Disposed 13,140 · Balance 14,685

F3: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

F7: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2028-03-01Direct6,531 Reported balance After 2025-05-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-05-01 · Exercise / conversion · Disposed 5,844 · Balance 6,531

F3: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

F7: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date.

Common StockSEC Table I · non-derivativeIndirectMichael A. & Linda A. Fitzpatrick Family Trust dated 10/13/199710,383 Reported balance Holding disclosure · report date 2025-05-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 10,383

F2: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

F2: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

F3: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

F5: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

F6: The RSUs vest as to 1/4th of the total shares annually beginning on March 1, 2024, subject to continued service through each vesting date.

F7: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2022 Filed Mar 7, 2022 19:28 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantRestricted Stock Unit (RSU) · Derivative 36,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016858 · doc4.xml · derivative · entry 5

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 36,500 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:28 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (right to buy Common Stock) · Derivative 42,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016858 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2032-03-03

F4 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 20:40 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006131 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 8,250 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 20:40 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 3,380 $10.39 $35,118.20
Disclosure

SEC source: 0001209191-22-006131 · doc4.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,546

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 20:40 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 8,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006131 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 18:55 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057977 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,576 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 18:55 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 2,619 $19.23 $50,363.37
Disclosure

SEC source: 0001209191-21-057977 · doc4.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,676

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 18:55 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 7,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057977 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 17:18 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantRestricted Stock Unit (RSU) · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018619 · doc4.xml · derivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2025-03-05

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 17:18 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (right to buy Common Stock) · Derivative 50,000 $0.00 Strike: $21.11 $0.00
Disclosure

SEC source: 0001209191-21-018619 · doc4.xml · derivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-03-04

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 5, 2021, with 100% of the total shares vested and exercisable on March 5, 2025, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 17:54 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006556 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

Underlying: Common Stock · 8,250 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 17:54 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 3,147 $22.15 $69,706.05
Disclosure

SEC source: 0001209191-21-006556 · doc4.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,719

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 17:54 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 8,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006556 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 17:21 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionStock Option (right to buy) · Derivative 1,652 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001209191-21-004387 · doc4.xml · derivative · entry 3

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,652 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 17:21 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 1,652 $4.36 $7,202.72
Disclosure

SEC source: 0001209191-21-004387 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 17:54 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052245 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,576

Underlying: Common Stock · 7,576 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 17:54 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 2,619 $10.30 $26,975.70
Disclosure

SEC source: 0001209191-20-052245 · doc4.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,964

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 17:54 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 7,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052245 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 14, 2020 17:26 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 PurchaseCommon Stock 3,225 $7.75 $24,993.75
Disclosure

SEC source: 0001209191-20-029243 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,007

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:16 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantRestricted Stock Unit (RSU) · Derivative 33,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005808 · doc4.xml · derivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2024-01-29

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:16 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (right to buy Common Stock) · Derivative 66,250 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001209191-20-005808 · doc4.xml · derivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,250

Underlying: Common Stock · 66,250 shares

Expires 2030-01-29

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on February 29, 2020, with 100% of the total shares vested and exercisable on January 29, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 17:21 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051118 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152

Underlying: Common Stock · 7,575 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 17:21 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 2,619 $9.74 $25,509.06
Disclosure

SEC source: 0001209191-19-051118 · doc4.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 17:21 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 7,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051118 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Aug 29, 2019 18:46 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionStock Option (right to buy Common Stock) · Derivative 826 $0.00 Strike: $5.09 $0.00
Disclosure

SEC source: 0001209191-19-047755 · doc4.xml · derivative · entry 3

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 826 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
August 29, 2019 Filed Aug 29, 2019 18:46 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 826 $5.09 $4,204.34
Disclosure

SEC source: 0001209191-19-047755 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 17:08 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (right to buy Common Stock) · Derivative 30,000 $0.00 Strike: $10.45 $0.00
Disclosure

SEC source: 0001209191-19-006202 · doc4.xml · derivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-01-28

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on February 28, 2019, with 100% of the total shares vested and exercisable on January 29, 2023, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 17:13 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 ConversionSeries D Preferred Stock · Derivative 48,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052833 · doc4.xml · derivative · entry 6

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997

Disclosed balance after: 0

Underlying: Common Stock · 1,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock automatically converted into 0.0405 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock automatically converted into 0.0405 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock automatically converted into 0.0405 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

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October 01, 2018 Filed Oct 1, 2018 17:13 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 ConversionSeries C Preferred Stock · Derivative 94,633 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052833 · doc4.xml · derivative · entry 5

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997

Disclosed balance after: 0

Underlying: Common Stock · 3,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock automatically converted into 0.0370 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F3 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock automatically converted into 0.0370 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F3 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock automatically converted into 0.0370 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

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October 01, 2018 Filed Oct 1, 2018 17:13 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 ConversionSeries B Preferred Stock · Derivative 85,015 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052833 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997

Disclosed balance after: 0

Underlying: Common Stock · 4,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the issuer's Series B Preferred Stock automatically converted into 0.0578 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F1 · derivative.exercise_date: Each share of the issuer's Series B Preferred Stock automatically converted into 0.0578 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F1 · derivative.expiration_date: Each share of the issuer's Series B Preferred Stock automatically converted into 0.0578 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F2 · ownership.nature: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

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October 01, 2018 Filed Oct 1, 2018 17:13 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 ConversionCommon Stock 1,968 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052833 · doc4.xml · nonDerivative · entry 3

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997

Disclosed balance after: 10,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of the issuer's Series D Preferred Stock automatically converted into 0.0405 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

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October 01, 2018 Filed Oct 1, 2018 17:13 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 ConversionCommon Stock 3,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052833 · doc4.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997

Disclosed balance after: 8,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of the issuer's Series C Preferred Stock automatically converted into 0.0370 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

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October 01, 2018 Filed Oct 1, 2018 17:13 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 ConversionCommon Stock 4,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052833 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997

Disclosed balance after: 4,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series B Preferred Stock automatically converted into 0.0578 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F2 · ownership.nature: These securities are held of record by Michael A. Fitzpatrick and Linda A. Fitzpatrick, Trustees of the Michael A. & Linda A. Fitzpatrick Family Trust dated 10/13/1997.

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September 26, 2018 Filed Sep 27, 2018 17:51 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantRestricted Stock Unit (RSU) · Derivative 22,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052480 · doc4.xml · derivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2021-09-25

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date.

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September 26, 2018 Filed Sep 27, 2018 17:51 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (right to buy Common Stock) · Derivative 136,363 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-18-052480 · doc4.xml · derivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,363

Underlying: Common Stock · 136,363 shares

Expires 2028-09-25

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on October 26, 2018, with 100% of the total shares vested and exercisable on September 26, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.