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person · Reporting owner

Andres Juan

Disclosed activity across 3 companies

Tapewire entity
79895
SEC CIK
0001760670

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Avantor, Inc.AVTR · Entity 3546DirectorMay 08, 2025May 12, 2025
Evelo Biosciences, Inc.EVLO · Entity 108468DirectorJune 08, 2023June 12, 2023
Moderna, Inc.MRNA · Entity 2025Chief Operating OfficerOctober 05, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avantor, Inc.

Report date May 08, 2025 · Filed May 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,480 Reported balance After 2025-05-08 transaction · row 1
1 source row

Row 1 · 2025-05-08 · Grant · Acquired 17,100 · Balance 65,480

F1: Reflects a grant of restricted stock units that vests on May 08, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of restricted stock units that vests on May 08, 2026.

Evelo Biosciences, Inc.

Report date June 08, 2023 · Filed June 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.11 · Expires 2033-06-08Direct20,000 Reported balance After 2023-06-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-08 · Grant · Acquired 20,000 · Balance 20,000

F1: The option vests on the earlier of June 8, 2024 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests on the earlier of June 8, 2024 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Moderna, Inc.

Report date October 05, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,000 Reported balance Holding disclosure · report date 2026-10-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 125,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2021 Filed Nov 26, 2021 19:08 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $273.01 $1,365,050.00
Disclosure

SEC source: 0000899243-21-046139 · doc4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 24, 2021 Filed Nov 26, 2021 19:08 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0000899243-21-046139 · doc4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · derivative · entry 8

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · derivative · entry 7

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,629

Underlying: Common Stock · 10,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 15,000 $268.18 $4,022,700.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $14.22 $142,200.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $265.71 $1,328,550.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0000899243-21-045849 · doc4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:15 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-029687 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:15 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $234.57 $1,172,850.00
Disclosure

SEC source: 0001127602-21-029687 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:15 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-029687 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-029325 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:23 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $231.01 $1,155,050.00
Disclosure

SEC source: 0001127602-21-029325 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-029325 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-029325 · form4.xml · derivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:23 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $225.86 $1,129,300.00
Disclosure

SEC source: 0001127602-21-029325 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-029325 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-028963 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:16 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $230.00 $1,150,000.00
Disclosure

SEC source: 0001127602-21-028963 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-028963 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · derivative · entry 8

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · derivative · entry 7

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,629

Underlying: Common Stock · 10,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F3 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 15,000 $233.13 $3,496,950.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $14.22 $142,200.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $240.00 $1,200,000.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-028715 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:09 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-028499 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:09 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $350.00 $1,750,000.00
Disclosure

SEC source: 0001127602-21-028499 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:09 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-028499 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 20:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-028079 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 20:16 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $335.00 $1,675,000.00
Disclosure

SEC source: 0001127602-21-028079 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 20:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-028079 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-028079 · form4.xml · derivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:16 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $344.49 $1,722,450.00
Disclosure

SEC source: 0001127602-21-028079 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-028079 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:32 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-027820 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:32 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $344.25 $1,721,250.00
Disclosure

SEC source: 0001127602-21-027820 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:32 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-027820 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 9,822 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · derivative · entry 10

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 9,822 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · derivative · entry 9

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,822

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 178 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · derivative · entry 8

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,629

Underlying: Common Stock · 178 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F3 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

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October 25, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 15,000 $327.36 $4,910,400.00
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · nonDerivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 9,822 $12.21 $119,926.62
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 178 $14.22 $2,531.16
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-21-027654 · form4.xml · derivative · entry 7

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,822

Underlying: Common Stock · 5,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020, and amended on May 12, 2021.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.