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person · Reporting owner

Andres Juan

Disclosed activity across 3 companies

Tapewire entity
79895
SEC CIK
0001760670

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Avantor, Inc.AVTR · Entity 3546DirectorMay 08, 2025May 12, 2025
Evelo Biosciences, Inc.EVLO · Entity 108468DirectorJune 08, 2023June 12, 2023
Moderna, Inc.MRNA · Entity 2025Chief Operating OfficerOctober 05, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avantor, Inc.

Report date May 08, 2025 · Filed May 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,480 Reported balance After 2025-05-08 transaction · row 1
1 source row

Row 1 · 2025-05-08 · Grant · Acquired 17,100 · Balance 65,480

F1: Reflects a grant of restricted stock units that vests on May 08, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of restricted stock units that vests on May 08, 2026.

Evelo Biosciences, Inc.

Report date June 08, 2023 · Filed June 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.11 · Expires 2033-06-08Direct20,000 Reported balance After 2023-06-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-08 · Grant · Acquired 20,000 · Balance 20,000

F1: The option vests on the earlier of June 8, 2024 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests on the earlier of June 8, 2024 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Moderna, Inc.

Report date October 05, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,000 Reported balance Holding disclosure · report date 2026-10-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 125,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2020 Filed May 14, 2020 21:02 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 127,500 $12.21 $1,556,775.00
Disclosure

SEC source: 0001127602-20-016625 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 13, 2020 Filed Jun 4, 2020 22:41 UTC Amendment Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,300 $66.89 $86,957.00
Disclosure

SEC source: 0001127602-20-018895 · form4a.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.88 to $66.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,322

Underlying: Common Stock · 25,000 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 3,934 $49.69 $195,480.46
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.36 to $50.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 3,984 $48.87 $194,698.08
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,934

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.34 to $49.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 10,784 $47.82 $515,690.88
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.33 to $48.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 6,298 $46.91 $295,439.18
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,702

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.32 to $47.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:29 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 25,000 $12.21 $305,250.00
Disclosure

SEC source: 0001127602-20-015199 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2020 Filed Jun 4, 2020 22:43 UTC Amendment Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 3,934 $49.69 $195,480.46
Disclosure

SEC source: 0001127602-20-018896 · form4a.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.36 to $50.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 23,403 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · derivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,322

Underlying: Common Stock · 23,403 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 9,944 $37.78 $375,684.32
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.33 to $38.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 8,852 $36.91 $326,727.32
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.32 to $37.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 4,607 $36.04 $166,036.28
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,796

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.31 to $36.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:00 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 23,403 $12.21 $285,750.63
Disclosure

SEC source: 0001127602-20-013895 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:48 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-013503 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,725

Underlying: Common Stock · 300 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:48 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 300 $35.13 $10,539.00
Disclosure

SEC source: 0001127602-20-013503 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.08 to $35.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:48 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 300 $12.21 $3,663.00
Disclosure

SEC source: 0001127602-20-013503 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:07 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 13,697 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-013313 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,025

Underlying: Common Stock · 13,697 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:07 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 13,697 $35.09 $480,627.73
Disclosure

SEC source: 0001127602-20-013313 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:07 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 13,697 $12.21 $167,240.37
Disclosure

SEC source: 0001127602-20-013313 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 15,281 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · derivative · entry 9

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,722

Underlying: Common Stock · 15,281 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 8,187 $31.75 $259,937.25
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 7

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.43 to $32.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 7,094 $31.06 $220,339.64
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.40 to $31.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 15,281 $12.21 $186,581.01
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 16,317 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · derivative · entry 8

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,003

Underlying: Common Stock · 16,317 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 730 $32.50 $23,725.00
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.42 to $32.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,581 $31.98 $178,480.38
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.40 to $32.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 10,006 $30.47 $304,882.82
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,311

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.05 to $30.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:50 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 16,317 $12.21 $199,230.57
Disclosure

SEC source: 0001127602-20-011511 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:26 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 104 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-010258 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,320

Underlying: Common Stock · 104 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:26 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 104 $30.00 $3,120.00
Disclosure

SEC source: 0001127602-20-010258 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:26 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 104 $12.21 $1,269.84
Disclosure

SEC source: 0001127602-20-010258 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:19 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 3,001 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-009396 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,424

Underlying: Common Stock · 3,001 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:19 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 3,001 $30.12 $90,390.12
Disclosure

SEC source: 0001127602-20-009396 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:19 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 3,001 $12.21 $36,642.21
Disclosure

SEC source: 0001127602-20-009396 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

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February 28, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 GrantRestricted Stock Units · Derivative 28,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · derivative · entry 8

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,924

Underlying: Common Stock · 28,924 shares

Expires not disclosed

F8 · derivative.exercise_date: 50% of the shares subject to this restricted stock unit award will vest on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

F8 · derivative.expiration_date: 50% of the shares subject to this restricted stock unit award will vest on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

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February 28, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 GrantStock Option (Right to Buy) · Derivative 161,120 $0.00 Strike: $25.93 $0.00
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · derivative · entry 7

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,120

Underlying: Common Stock · 161,120 shares

Expires 2030-02-28

F7 · derivative.exercise_date: 25% of this option will vest and become exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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February 27, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 8,006 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,425

Underlying: Common Stock · 8,006 shares

Expires 2027-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

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February 27, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 500 $31.95 $15,975.00
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.59 to $32.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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February 27, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 3,272 $33.05 $108,139.60
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.60 to $33.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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February 27, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,188 $34.10 $74,610.80
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,772

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.62 to $34.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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February 27, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,046 $34.81 $71,221.26
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.63 to $35.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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February 27, 2020 Filed Mar 2, 2020 22:05 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 8,006 $12.21 $97,753.26
Disclosure

SEC source: 0001127602-20-008630 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:52 UTC Avantor, Inc. AVTR · Entity 3546 GrantCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001722482-20-000062 · wf-form4_158267113896896.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,951

F1 · kind: Reflects a grant of restricted stock units that vests on February 21, 2021.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 16:07 UTC Evelo Biosciences, Inc. EVLO · Entity 108468 GrantStock Option (Right to Buy) · Derivative 31,380 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001694665-19-000084 · wf-form4_157566641120948.xml · derivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,380

Underlying: Common Stock · 31,380 shares

Expires 2029-12-04

F1 · derivative.exercise_date: 1. The option vests in 36 equal monthly installments following the award grant date.

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September 20, 2019 Filed Sep 24, 2019 20:28 UTC Avantor, Inc. AVTR · Entity 3546 GrantCommon Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001722482-19-000020 · wf-form4_156935691937480.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · kind: Reflects a grant of restricted stock units that vests on September 20, 2020.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:27 UTC Moderna, Inc. MRNA · Entity 2025 GrantStock Option (Right to Buy) · Derivative 254,396 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-19-010852 · form4.xml · derivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,396

Underlying: Common Stock · 254,396 shares

Expires 2029-03-08

F1 · derivative.exercise_date: 25% of this option will vest and become exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.