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person · Reporting owner

Andres Juan

Disclosed activity across 3 companies

Tapewire entity
79895
SEC CIK
0001760670

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Avantor, Inc.AVTR · Entity 3546DirectorMay 08, 2025May 12, 2025
Evelo Biosciences, Inc.EVLO · Entity 108468DirectorJune 08, 2023June 12, 2023
Moderna, Inc.MRNA · Entity 2025Chief Operating OfficerOctober 05, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avantor, Inc.

Report date May 08, 2025 · Filed May 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,480 Reported balance After 2025-05-08 transaction · row 1
1 source row

Row 1 · 2025-05-08 · Grant · Acquired 17,100 · Balance 65,480

F1: Reflects a grant of restricted stock units that vests on May 08, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of restricted stock units that vests on May 08, 2026.

Evelo Biosciences, Inc.

Report date June 08, 2023 · Filed June 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.11 · Expires 2033-06-08Direct20,000 Reported balance After 2023-06-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-08 · Grant · Acquired 20,000 · Balance 20,000

F1: The option vests on the earlier of June 8, 2024 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests on the earlier of June 8, 2024 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Moderna, Inc.

Report date October 05, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,000 Reported balance Holding disclosure · report date 2026-10-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 125,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2025 Filed May 12, 2025 21:33 UTC Avantor, Inc. AVTR · Entity 3546 GrantCommon Stock 17,100 $0.00 $0.00
Disclosure

SEC source: 0001722482-25-000148 · wk-form4_1747085614.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,480

F1 · kind: Reflects a grant of restricted stock units that vests on May 08, 2026.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:28 UTC Avantor, Inc. AVTR · Entity 3546 GrantCommon Stock 8,477 $0.00 $0.00
Disclosure

SEC source: 0001722482-24-000112 · wk-form4_1715632083.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,380

F1 · kind: Reflects a grant of restricted stock units that vests on May 09, 2025.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:03 UTC Evelo Biosciences, Inc. EVLO · Entity 108468 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.11 $0.00
Disclosure

SEC source: 0001694665-23-000083 · wk-form4_1686600220.xml · derivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: The option vests on the earlier of June 8, 2024 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:44 UTC Avantor, Inc. AVTR · Entity 3546 GrantCommon Stock 9,808 $0.00 $0.00
Disclosure

SEC source: 0001722482-23-000114 · wf-form4_168418346414412.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,903

F1 · kind: Reflects a grant of restricted stock units that vests on May 11, 2024.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 21:31 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-028352 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 21:31 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $180.00 $360,000.00
Disclosure

SEC source: 0001127602-22-028352 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 21:31 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-028352 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 22:00 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-028260 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 22:00 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $201.70 $403,400.00
Disclosure

SEC source: 0001127602-22-028260 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 22:00 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-028260 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:08 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-027659 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:08 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $195.00 $390,000.00
Disclosure

SEC source: 0001127602-22-027659 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:08 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-027659 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:52 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-027202 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:52 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $172.16 $344,320.00
Disclosure

SEC source: 0001127602-22-027202 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:52 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-027202 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:12 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-026758 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:12 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $173.52 $347,040.00
Disclosure

SEC source: 0001127602-22-026758 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:12 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-026758 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 21:10 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 814 $173.80 $141,475.32
Disclosure

SEC source: 0001127602-22-026546 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:10 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026546 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,040

Underlying: Common Stock · 1,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 50% of the shares subject to this restricted stock unit award vested on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 50% of the shares subject to this restricted stock unit award vested on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:10 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,808 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026546 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 23, 2022 Filed Nov 25, 2022 18:38 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-026392 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 23, 2022 Filed Nov 25, 2022 18:38 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $178.01 $356,020.00
Disclosure

SEC source: 0001127602-22-026392 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,809

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 23, 2022 Filed Nov 25, 2022 18:38 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-026392 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:29 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-026037 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:29 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $184.25 $368,500.00
Disclosure

SEC source: 0001127602-22-026037 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,809

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:29 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-026037 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:41 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 192 $165.59 $31,793.18
Disclosure

SEC source: 0001127602-22-025490 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,809

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:41 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-025490 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F5 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:41 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025490 · form4.xml · derivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,413

Underlying: Common Stock · 435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 50% of the shares subject to this restricted stock unit award vested on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 50% of the shares subject to this restricted stock unit award vested on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:41 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $162.50 $325,000.00
Disclosure

SEC source: 0001127602-22-025490 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,001

F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:41 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-025490 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:41 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025490 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:12 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-024965 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:12 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $154.20 $308,400.00
Disclosure

SEC source: 0001127602-22-024965 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,566

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

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November 02, 2022 Filed Nov 4, 2022 20:12 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-024965 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

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October 28, 2022 Filed Oct 31, 2022 20:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-024507 · form4.xml · derivative · entry 5

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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October 28, 2022 Filed Oct 31, 2022 20:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-024507 · form4.xml · derivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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October 28, 2022 Filed Oct 31, 2022 20:03 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 4,000 $150.00 $600,000.00
Disclosure

SEC source: 0001127602-22-024507 · form4.xml · nonDerivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,566

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-024507 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-024507 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 20:08 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 839 $135.81 $113,946.77
Disclosure

SEC source: 0001127602-22-021765 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,566

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

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August 26, 2022 Filed Aug 30, 2022 20:08 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,807 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021765 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,848

Underlying: Common Stock · 1,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 50% of the shares subject to this restricted stock unit award vested on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 50% of the shares subject to this restricted stock unit award vested on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.

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August 26, 2022 Filed Aug 30, 2022 20:08 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021765 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:56 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-021392 · form4.xml · derivative · entry 3

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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August 17, 2022 Filed Aug 19, 2022 20:56 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $165.24 $330,480.00
Disclosure

SEC source: 0001127602-22-021392 · form4.xml · nonDerivative · entry 2

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,598

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:56 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,000 $20.93 $41,860.00
Disclosure

SEC source: 0001127602-22-021392 · form4.xml · nonDerivative · entry 1

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 20:57 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-22-020832 · form4.xml · derivative · entry 6

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,025

Underlying: Common Stock · 2,000 shares

Expires 2029-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

F5 · derivative.exercise_date: 25% of this option vested and became exercisable on March 8, 2020 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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August 10, 2022 Filed Aug 11, 2022 20:57 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,000 $174.09 $348,180.00
Disclosure

SEC source: 0001127602-22-020832 · form4.xml · nonDerivative · entry 4

Andres Juan · CIK 0001760670 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,598

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on November 19, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.