Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FOSTER L B COFSTR · Entity 5689 | Controller & PAO | February 26, 2021 | March 02, 2021 |
| SMITH MICRO SOFTWARE, INC.SMSI · Entity 7775 | VP, CFO and Treasurer | May 12, 2025 | May 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FOSTER L B CO
Report date February 26, 2021 · Filed March 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,520 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Grant · Acquired 2,100 · Balance 3,520 F1: Award of time vested restricted stock, which will vest in 33-1/3% increments on each of the first, second, and third anniversaries of the date of the grant. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-02-28 | Direct | 3,333 |
Reported balance
After 2021-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-01 · Grant · Acquired 3,333 · Balance 3,333 F2: Performance-based stock unit award which expires on 02/28/26, 5 years after the grant date. Fifty percent of the award, or 1,666 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $25.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. The remaining 50% of the award, or 1,667 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $30.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. If either or both of these measures are achieved after the third anniversary of the grant date, the shares will be issued upon attainment of such stock price goals and if the grantee is employed by the Company on the date of attainment of such goals. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of time vested restricted stock, which will vest in 33-1/3% increments on each of the first, second, and third anniversaries of the date of the grant.
F2: Performance-based stock unit award which expires on 02/28/26, 5 years after the grant date. Fifty percent of the award, or 1,666 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $25.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. The remaining 50% of the award, or 1,667 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $30.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. If either or both of these measures are achieved after the third anniversary of the grant date, the shares will be issued upon attainment of such stock price goals and if the grantee is employed by the Company on the date of attainment of such goals.
SMITH MICRO SOFTWARE, INC.
Report date May 12, 2025 · Filed May 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 210,296 |
Ending reported balance
After 2025-05-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-05-12 · Disposition to issuer · Disposed 750 · Balance 217,631 F1: Shares of restricted stock forfeited in accordance with the terms of grant Row 2 · 2025-05-13 · Tax withholding · Disposed 7,335 · Balance 210,296 F2: Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted stock forfeited in accordance with the terms of grant
F2: Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2022 Filed Oct 4, 2022 22:08 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 250 | $1.92 | $480.25 |
DisclosureSEC source: 0001628280-22-025998 · wf-form4_166492130514459.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,354 F1 · shares: Voluntary disclosure with respect to shares acquired under the Smith Micro Software Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 22:18 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | PurchaseCommon Stock | 2,500 | $2.60 | $6,500.00 |
DisclosureSEC source: 0001628280-22-024930 · wf-form4_166319390177204.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,104 Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:26 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 288 | $2.56 | $737.28 |
DisclosureSEC source: 0001209191-22-030660 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,604 F1 · price: Shares withheld, at an average price of $2.56 per share, for payment of income taxes. Read SEC document |
| April 19, 2022 Filed Apr 20, 2022 21:18 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 352 | $3.56 | $1,253.12 |
DisclosureSEC source: 0001209191-22-025042 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,892 F1 · price: Shares withheld, at an average price of $3.56 per share, for payment of income taxes. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 23:32 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017688 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,244 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2022 financial performance criteria, with 25% of such amount to vest approximately March 2023 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 01:03 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 6,756 | $6.03 | $40,738.68 |
DisclosureSEC source: 0001209191-21-063037 · doc4.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,244 F1 · price: Shares withheld, at an average price of $6.03 per share, for payment of income taxes. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 01:03 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063037 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:11 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantPerformance Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005352 · doc1.xml · derivative · entry 2 Kempton James M · CIK 0001456883 · Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,333 shares Expires 2026-02-28 F2 · derivative.exercise_price: Performance-based stock unit award which expires on 02/28/26, 5 years after the grant date. Fifty percent of the award, or 1,666 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $25.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. The remaining 50% of the award, or 1,667 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $30.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. If either or both of these measures are achieved after the third anniversary of the grant date, the shares will be issued upon attainment of such stock price goals and if the grantee is employed by the Company on the date of attainment of such goals. F2 · derivative.exercise_date: Performance-based stock unit award which expires on 02/28/26, 5 years after the grant date. Fifty percent of the award, or 1,666 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $25.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. The remaining 50% of the award, or 1,667 shares, may be earned when the consecutive 30 day average closing stock price per share of the Company's common stock on the Nasdaq Stock Market is $30.00 per share or more and is generally subject to continued employment with the Company until the third anniversary of the grant date. If either or both of these measures are achieved after the third anniversary of the grant date, the shares will be issued upon attainment of such stock price goals and if the grantee is employed by the Company on the date of attainment of such goals. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:11 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005352 · doc1.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 F1 · shares: Award of time vested restricted stock, which will vest in 33-1/3% increments on each of the first, second, and third anniversaries of the date of the grant. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:10 UTC | FOSTER L B CO FSTR · Entity 5689 | Tax withholdingCommon Stock | 181 | $17.63 | $3,191.03 |
DisclosureSEC source: 0001567619-21-004710 · doc1.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:38 UTC | FOSTER L B CO FSTR · Entity 5689 | GrantCommon Stock | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004692 · doc1.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 F1 · shares: Award of time vested restricted stock, which will vest in 33-1/3 increments on each of the first, second and third anniversaries of the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.