EMH Howard LLC

SEC source: 0000921895-20-000314 · form404197001how_02072020.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 86,354

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes 6% Series A Preferred Units of the Issuer (the "Units") held by an entity that is 100% owned by him.

F2 · shares: Represents Units that were called for redemption by the Issuer for a price equal to $25.00 per Unit, plus an amount of $0.22 per Unit, equal to any accumulated and unpaid distributions up to, but excluding, the redemption date.

F3 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Units held by EMH.

SEC source: 0000921895-20-000314 · form404197001how_02072020.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,809

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes 6% Series A Preferred Units of the Issuer (the "Units") held by an entity that is 100% owned by him.

F2 · shares: Represents Units that were called for redemption by the Issuer for a price equal to $25.00 per Unit, plus an amount of $0.22 per Unit, equal to any accumulated and unpaid distributions up to, but excluding, the redemption date.

SEC source: 0000921895-18-002808 · form404197004how_10192018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Article V Trust

Disclosed balance after: 61,358

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · ownership.nature: Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 108,190

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Preferred Units held by EMH.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By EMH Howard, LLC

Disclosed balance after: 37,306

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Preferred Units held by EMH.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,942

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000921895-18-002039 · form404197004_06292018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,575

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Preferred Units") held by an entity that is 100% owned by him.

F2 · kind: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · price: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · acquired: Securities acquired directly from the Issuer pursuant to purchase agreements whereby the Issuer issued the securities in exchange for common stock and preferred stock of WebFinancial Holding Corporation. Such transactions were approved by the Board of Directors of the Issuer for purposes of securing the exemption under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000921895-18-001658 · form404197004_05112018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,712

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 5

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,712

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,876

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,476

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,331

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.

SEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 4

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 91,603

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F3 · kind: Consists of Class C Common Units ("Class C Units") allocated by SPH SPV-I LLC to Mr. Howard's sub-account within SPH SPV-I LLC. The Class C Units have the same rights as the Common Units, except that a Class C Unit will not be saleable in the public market until the capital account allocable to such Class C Unit is equal to the capital account allocable to a Common Unit ("Capital Account Alignment"), determined as if a Class C Unit and a Common Unit were separate partnership interests for U.S. federal income tax purposes. At such time that Capital Account Alignment is achieved, a Class C Unit will convert automatically into a Common Unit. Class C Units (including Class C Units received in respect of a year) will be allocated their share of taxable income based on their percentage interests, except as otherwise determined by the Issuer.

SEC source: 0000921895-18-001523 · form404197004_04302018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,431

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 3

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,431

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 2

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,141

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

SEC source: 0000921895-18-001112 · form404197004how_03292018.xml · nonDerivative · entry 1

HOWARD JACK L · CIK 0001144269 · Director · President · 10% owner

EMH Howard LLC · CIK 0001443099 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,228

F1 · security: This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Includes 264,267 Common Units previously reported as owned indirectly by Mr. Howard through his sub-account within SPH SPV-I LLC that are now owned directly by him.