Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALERES INCCAL · Entity 5657 | Director · Executive Chair | May 22, 2025 | May 27, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALERES INC
Report date May 22, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,892 |
Reported balance
After 2025-05-22 transaction · row 1
1 source rowRow 1 · 2025-05-22 · Tax withholding · Disposed 14,739 · Balance 86,892 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 110,236 |
Reported balance
Holding disclosure · report date 2025-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 110,236 |
| Common StockSEC Table I · non-derivative | IndirectIndirect holdings through 401(k) Plan | 11,155 |
Reported balance
Holding disclosure · report date 2025-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,155 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 20:22 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 20,327 | $18.90 | $384,180.30 |
DisclosureSEC source: 0001127602-21-011038 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,790 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:59 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 31,000 | $16.83 | $521,730.00 |
DisclosureSEC source: 0001127602-21-009225 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.68 to $17.175, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:59 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 31,000 | $16.66 | $516,460.00 |
DisclosureSEC source: 0001127602-21-009225 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.06 to $17.035, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:40 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 31,000 | $15.88 | $492,156.00 |
DisclosureSEC source: 0001127602-21-005004 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.67 to $16.05, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:40 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 31,000 | $16.08 | $498,501.70 |
DisclosureSEC source: 0001127602-21-005004 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,117 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.87 to $16.33, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 23:21 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 30,775 | $4.10 | $126,177.50 |
DisclosureSEC source: 0001127602-20-011169 · form4.xml · nonDerivative · entry 3 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,117 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 23:21 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011169 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,892 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:21 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 17,265 | $7.82 | $135,012.30 |
DisclosureSEC source: 0001127602-20-011169 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,892 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:34 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 6,658 | $9.20 | $61,253.60 |
DisclosureSEC source: 0001127602-20-010503 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,157 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:34 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 21,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010503 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,815 F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2017, 2018, 2019 as approved for payment by the Compensation Committee on March 5, 2020. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 19:48 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013426 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,135 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| March 25, 2019 Filed Mar 12, 2020 22:17 UTC Amendment | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010487 · form4a.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,135 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 21:54 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 13,217 | $26.97 | $356,462.49 |
DisclosureSEC source: 0001127602-19-011594 · form4.xml · nonDerivative · entry 3 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,135 Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 21:54 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 29,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011594 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,352 F2 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2016, 2017, and 2018 as approved for payment by the Compensation Committee on March 13, 2019. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 21:54 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 19,348 | $27.29 | $528,006.92 |
DisclosureSEC source: 0001127602-19-011594 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,092 F1 · balance_after: Includes 2,136.763 shares of common stock acquired through dividend reinvestment. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:06 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 4,000 | $37.55 | $150,217.60 |
DisclosureSEC source: 0001127602-18-027620 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,303.237 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.44 to $37.92, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:06 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 6,000 | $37.18 | $223,069.20 |
DisclosureSEC source: 0001127602-18-027620 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,303.237 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.91 to $37.435, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 22:51 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 2,231 | $38.49 | $85,865.61 |
DisclosureSEC source: 0001127602-18-026522 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,303.237 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.46 to $38.545, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 22:51 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 17,769 | $38.26 | $679,827.72 |
DisclosureSEC source: 0001127602-18-026522 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,534.237 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.45 to $38.45, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:46 UTC | CALERES INC CAL · Entity 5657 | GiftCommon Stock | 214,797.763 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021201 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,303.237 Read SEC document |
| June 14, 2018 Filed Aug 30, 2018 22:51 UTC | CALERES INC CAL · Entity 5657 | GiftCommon Stock | 214,797.763 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026522 · form4.xml · nonDerivative · entry 3 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 215,236.759 F4 · ownership.nature: The reporting person is the trustee of the trust and the spouse is the beneficiary. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 19:47 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 2,399 | $36.00 | $86,364.00 |
DisclosureSEC source: 0001127602-18-014273 · form4.xml · nonDerivative · entry 3 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,101 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 19:47 UTC | CALERES INC CAL · Entity 5657 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014273 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,500 Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:47 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 15,000 | $35.00 | $525,000.00 |
DisclosureSEC source: 0001127602-18-014273 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,000 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017. Read SEC document |
| March 18, 2018 Filed Mar 19, 2018 18:57 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 27,427 | $31.50 | $863,950.50 |
DisclosureSEC source: 0001127602-18-012015 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,000 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:57 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012015 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,427 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:05 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 18,352 | $28.23 | $518,076.96 |
DisclosureSEC source: 0001127602-18-011206 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,427 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:05 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 40,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011206 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,779 F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2015, 2016, and 2017 as approved for payment by the Compensation Committee on March 8, 2018. Read SEC document |
| January 26, 2018 Filed Jan 27, 2018 00:00 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 26,989 | $31.32 | $845,295.48 |
DisclosureSEC source: 0001127602-18-002708 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,632 Read SEC document |
| January 26, 2018 Filed Jan 27, 2018 00:00 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 59,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002708 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,621 F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2015 and 2016, as approved for payment by the Compensation Committee on January 24, 2018. Read SEC document |
| December 26, 2017 Filed Dec 27, 2017 19:53 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 15,000 | $34.00 | $510,000.00 |
DisclosureSEC source: 0001127602-17-035526 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,578 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 17:55 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 15,000 | $33.00 | $495,000.00 |
DisclosureSEC source: 0001127602-17-033604 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,578 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 17:55 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 11,100 | $32.00 | $355,200.00 |
DisclosureSEC source: 0001127602-17-033604 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,578 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017. Read SEC document |
| March 20, 2017 Filed Mar 20, 2017 21:03 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012432 · form4.xml · nonDerivative · entry 3 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,678 F3 · shares: Restricted Stock vests 100% after 4 years. Read SEC document |
| March 19, 2017 Filed Mar 20, 2017 21:03 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 20,845 | $27.63 | $575,947.35 |
DisclosureSEC source: 0001127602-17-012432 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,678 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:03 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 3,900 | $32.00 | $124,800.39 |
DisclosureSEC source: 0001127602-17-012432 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,523 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.005, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:23 UTC | CALERES INC CAL · Entity 5657 | Exercise / conversionCash-settled performance share units · Derivative | 84,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011484 · form4.xml · derivative · entry 6 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,933 shares Expires 2017-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 - for - 1 F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:23 UTC | CALERES INC CAL · Entity 5657 | GrantCash-settled performance share units · Derivative | 84,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011484 · form4.xml · derivative · entry 5 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,933 Underlying: Common Stock · 84,933 shares Expires 2017-03-09 F2 · derivative.exercise_price: 1 - for - 1 F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:23 UTC | CALERES INC CAL · Entity 5657 | Disposition to issuerCommon Stock | 43,900 | $30.11 | $1,321,829.00 |
DisclosureSEC source: 0001127602-17-011484 · form4.xml · nonDerivative · entry 3 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,423 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:23 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 41,033 | $30.11 | $1,235,503.63 |
DisclosureSEC source: 0001127602-17-011484 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,323 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:23 UTC | CALERES INC CAL · Entity 5657 | Exercise / conversionCommon Stock | 84,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011484 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 17:04 UTC | CALERES INC CAL · Entity 5657 | SaleCommon Stock | 21,630 | $33.41 | $722,578.27 |
DisclosureSEC source: 0001127602-16-070919 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,423 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.22 to $33.59, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:20 UTC | CALERES INC CAL · Entity 5657 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $13.99 | $0.00 |
DisclosureSEC source: 0001127602-16-066912 · form4.xml · derivative · entry 4 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2020-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options become exercisable in four equal installements beginning 3/4/2011. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:20 UTC | CALERES INC CAL · Entity 5657 | Tax withholdingCommon Stock | 25,325 | $27.62 | $699,476.50 |
DisclosureSEC source: 0001127602-16-066912 · form4.xml · nonDerivative · entry 2 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,053 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:20 UTC | CALERES INC CAL · Entity 5657 | Exercise / conversionCommon Stock | 50,000 | $13.99 | $699,500.00 |
DisclosureSEC source: 0001127602-16-066912 · form4.xml · nonDerivative · entry 1 SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.