Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Redwire CorpRDW · Entity 4330 | Director | May 22, 2025 | May 27, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Redwire Corp
Report date May 22, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 121,312 |
Reported balance
After 2025-05-22 transaction · row 1
1 source rowRow 1 · 2025-05-22 · Grant · Acquired 11,802 · Balance 121,312 F1: Consists of restricted stock units which vest in full on May 22, 2026, subject to the reporting person's continued service to the issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units which vest in full on May 22, 2026, subject to the reporting person's continued service to the issuer through the vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
Report date January 23, 2025 · Filed January 23, 2025
Section 16 reporting ended · disclosed 2025-01-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 1
1 source rowRow 1 · 2025-01-23 · Disposition to issuer · Disposed 51,858 · Balance 0 F1: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration"). F2: The shares of the Company's common stock reported as disposed by the reporting person include restricted stock unit awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit award granted under the Company's Amended and Restated 2017 Equity Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock unit award, less applicable taxes and authorized deductions. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.62 · Expires 2025-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2025-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.87 · Expires 2025-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.21 · Expires 2025-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.65 · Expires 2026-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.53 · Expires 2026-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.91 · Expires 2026-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.35 · Expires 2026-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.08 · Expires 2027-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2027-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.94 · Expires 2027-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.08 · Expires 2027-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.39 · Expires 2028-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.92 · Expires 2028-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.74 · Expires 2028-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.73 · Expires 2028-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.81 · Expires 2029-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.88 · Expires 2029-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.73 · Expires 2029-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.85 · Expires 2029-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.91 · Expires 2030-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.84 · Expires 2030-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.41 · Expires 2030-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2030-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.28 · Expires 2031-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2031-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.97 · Expires 2031-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.28 · Expires 2031-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.13 · Expires 2032-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration").
F2: The shares of the Company's common stock reported as disposed by the reporting person include restricted stock unit awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit award granted under the Company's Amended and Restated 2017 Equity Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock unit award, less applicable taxes and authorized deductions.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2022 Filed May 5, 2022 17:40 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 405 | $7.41 | $3,001.05 |
DisclosureSEC source: 0001809689-22-000009 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,096 F1 · price: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his/her Board of Director fee equal to $2,999.84. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 13:49 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.13 | $0.00 |
DisclosureSEC source: 0001809689-22-000003 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2032-02-28 F1 · derivative.exercise_date: 417 shares will vest on February 28, 2023 417 shares will vest on February 28, 2024 416 shares will vest on February 28, 2025 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 17:00 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $8.28 | $0.00 |
DisclosureSEC source: 0001809689-21-000029 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-11-30 F1 · derivative.exercise_date: 417 shares will vest on November 30, 2022; 417 shares will vest on November 30, 2023; 416 shares will vest on November 30, 2024 Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 14:24 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.97 | $0.00 |
DisclosureSEC source: 0001809689-21-000020 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2022; 417 options exercisable 08/31/2023; and 416 options exercisable 08/31/2024. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 17:30 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001809689-21-000017 · primary_doc.xml · derivative · entry 2 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-05-31 F2 · derivative.exercise_date: 417 options exercisable on 05/31/2022, 417 options exercisable on 05/31/2023 and 416 options exercisable on 05/31/2024. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 17:30 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001809689-21-000017 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,691 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs 541 shares on the first anniversary, 541 shares on the second anniversary and 541 shares on the third anniversary. Read SEC document |
| May 05, 2021 Filed May 7, 2021 15:06 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,318 | $7.97 | $10,497.87 |
DisclosureSEC source: 0001809689-21-000010 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,542 F1 · price: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his/her Board of Director fee equal to $10,497.87. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 11:21 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.28 | $0.00 |
DisclosureSEC source: 0001809689-21-000006 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-02-28 F1 · derivative.exercise_date: 417 shares will vest on February 28, 2022 417 shares will vest on February 28, 2023 416 shares will vest on February 28, 2024 Read SEC document |
| November 30, 2020 Filed Nov 30, 2020 10:19 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001809689-20-000019 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-11-30 F1 · derivative.exercise_date: 417 shares will vest on November 30, 2021; 417 shares will vest on November 30, 2022; and 416 shares will vest on November 30, 2023. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 15:40 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001809689-20-000004 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2021; 417 options exercisable 08/31/2022; and 416 options exercisable 08/31/2023. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 12:11 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $7.84 | $0.00 |
DisclosureSEC source: 0001234542-20-000017 · primary_doc.xml · derivative · entry 2 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-05-31 F2 · derivative.exercise_date: 417 options exercisable on 05/31/2021 417 options exercisable on 05/31/2022 416 options exercisable on 05/31/2023 Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 12:11 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-20-000017 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,224 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs: 526 on 05/31/2021, 526 on 05/31/2022 and 525 on 05/31/2023. Read SEC document |
| May 07, 2020 Filed May 11, 2020 16:56 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 2,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-20-000015 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,647 F1 · price: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $11,998.80. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 10:56 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $11.91 | $0.00 |
DisclosureSEC source: 0001234542-20-000009 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-02-28 F1 · derivative.exercise_date: 417 options exercisable 2/28/2021 417 options exercisable 2/28/2022 416 options exercisable 2/28/2023 Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 14:41 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $13.85 | $0.00 |
DisclosureSEC source: 0001234542-19-000039 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-11-30 F1 · derivative.exercise_date: 417 options exercisable on 11/30/2020 417 options exercisable on 11/30/2021 416 options exercisable on 11/30/2022 Read SEC document |
| August 31, 2019 Filed Sep 3, 2019 16:13 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $15.73 | $0.00 |
DisclosureSEC source: 0001234542-19-000028 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-08-31 F1 · derivative.exercise_date: 417 options exercisable on 08/31/2020 417 options exercisable on 08/31/2021 416 options exercisable on 08/31/2022 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:47 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001234542-19-000021 · primary_doc.xml · derivative · entry 2 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-05-31 F2 · derivative.exercise_date: 531 options exercisable on 05/31/2020 531 options exercisable on 05/31/2021 530 options exercisable on 05/31/2022 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:47 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-19-000021 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,627 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 11:56 UTC Amendment | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001234542-19-000025 · primary_doc.xml · derivative · entry 2 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-05-31 F2 · derivative.exercise_date: 417 options exercisable on 05/31/2020 417 options exercisable on 05/31/2021 416 options exercisable on 05/31/2022 Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 11:56 UTC Amendment | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-19-000025 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,627 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. Read SEC document |
| May 02, 2019 Filed May 6, 2019 16:45 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001234542-19-000017 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,193 F1 · security: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $2,392.61. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 18:30 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $18.18 Strike: $18.81 | $22,725.00 |
DisclosureSEC source: 0001234542-19-000012 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-02-28 F1 · derivative.exercise_date: 417 options exercisable 02/28/2020 417 options exercisable 02/28/2021 416 options exercisable 02/28/2022 Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 18:05 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $19.73 | $0.00 |
DisclosureSEC source: 0001234542-18-000039 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-11-30 F1 · derivative.exercise_date: 417 options exercisable 11/30/2019 417 options exercisable 11/30/2020 416 options exercisable 11/30/2021 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 16:08 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $29.74 Strike: $29.74 | $37,175.00 |
DisclosureSEC source: 0001234542-18-000021 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2019 417 options exercisable 08/31/2020 416 options exercisable 08/31/2021 Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 17:58 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | Exercise / conversionStock Option · Derivative | 2,500 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001234542-18-000017 · primary_doc.xml · derivative · entry 3 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 825 options exercisable on 05/31/2010 825 options exercisable on 05/31/2011 850 options exercisable on 05/31/2012 Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 17:58 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | SaleUSAP Common Stock | 2,500 | $29.44 | $73,606.00 |
DisclosureSEC source: 0001234542-18-000017 · primary_doc.xml · nonDerivative · entry 2 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,155 Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 17:58 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | Exercise / conversionUSAP Common Stock | 2,500 | $13.89 | $34,725.00 |
DisclosureSEC source: 0001234542-18-000017 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001234542-18-000014 · primary_doc.xml · derivative · entry 7 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 825 options exercisable 02/28/2010 825 options exercisable 02/28/2011 850 options exercisable 02/28/2012 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $12.20 | $0.00 |
DisclosureSEC source: 0001234542-18-000014 · primary_doc.xml · derivative · entry 6 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2018-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 825 options exercisable 11/30/2009 825 options exercisable 11/30/2010 850 options exercisable 11/30/2011 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $23.92 | $0.00 |
DisclosureSEC source: 0001234542-18-000014 · primary_doc.xml · derivative · entry 5 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-05-31 F3 · derivative.exercise_date: 417 options exercisable 05/31/2019 417 options exercisable 05/31/2020 416 options exercisable 05/31/2021 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | SaleCommon Stock | 5,000 | $23.92 | $119,617.00 |
DisclosureSEC source: 0001234542-18-000014 · primary_doc.xml · nonDerivative · entry 4 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,155 F2 · price: This represents the weighted average price paid for the shares. The shares were sold at prices ranging from $23.90 to $24.02. Mr. Kornblatt will provide upon request of the SEC staff, Universal Stainless & Alloy Products, Inc. or a Shareholder of Universal Stainless & Alloy Products, Inc., complete information regarding the number of shares sold at each price within the range. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | Exercise / conversionCommon Stock | 2,500 | $10.20 | $25,500.00 |
DisclosureSEC source: 0001234542-18-000014 · primary_doc.xml · nonDerivative · entry 3 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | Exercise / conversionCommon Stock | 2,500 | $12.20 | $30,500.00 |
DisclosureSEC source: 0001234542-18-000014 · primary_doc.xml · nonDerivative · entry 2 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001234542-18-000014 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,155 F1 · security: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. Read SEC document |
| May 02, 2018 Filed May 2, 2018 15:07 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 145 | $25.76 | $3,734.91 |
DisclosureSEC source: 0001234542-18-000012 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,443 F1 · security: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $3,734.91. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 10:58 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $25.39 Strike: $25.39 | $31,737.50 |
DisclosureSEC source: 0001234542-18-000007 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-02-28 F1 · derivative.exercise_date: 417 options exercisable 02/28/2019 417 options exercisable 02/28/2020 416 options exercisable 02/28/2021 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 15:33 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $21.08 Strike: $21.08 | $26,350.00 |
DisclosureSEC source: 0001234542-17-000023 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-11-30 F1 · derivative.exercise_date: 417 options exercisable 11/30/2018 417 options exercisable 11/30/2019 416 options exercisable 11/30/2020 Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:20 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $17.94 Strike: $17.94 | $22,425.00 |
DisclosureSEC source: 0001234542-17-000015 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2018 417 options exercisable 08/31/2019 416 options exercisable 08/31/2020 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:22 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $18.00 Strike: $18.00 | $22,500.00 |
DisclosureSEC source: 0001234542-17-000011 · primary_doc.xml · derivative · entry 3 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-05-31 F3 · derivative.exercise_date: 417 options exercisable 05/31/2018 417 options exercisable 05/31/2019 416 options exercisable 05/31/2020 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:22 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001234542-17-000011 · primary_doc.xml · nonDerivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,839 F1 · security: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Read SEC document |
| May 03, 2017 Filed Jun 2, 2017 15:22 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001234542-17-000011 · primary_doc.xml · nonDerivative · entry 2 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,993 F2 · security: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $2,496.34. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 11:32 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantUSAP Common Stock · Derivative | 1,250 | $15.08 Strike: $15.08 | $18,850.00 |
DisclosureSEC source: 0001234542-17-000004 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-02-28 F1 · derivative.exercise_date: 416 options exercisable 02/28/2018 416 options exercisable 02/28/2019 418 options exercisable 02/28/2020 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 11:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantUSAP Common Stock · Derivative | 2,500 | $12.35 Strike: $12.35 | $30,875.00 |
DisclosureSEC source: 0001234542-16-000073 · primary_doc.xml · derivative · entry 1 Kornblatt M. David · CIK 0001431803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2026-11-30 F1 · derivative.exercise_date: 825 options exercisable 11/30/2017 825 options exercisable 11/30/2018 850 options exercisable 11/30/2019 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.