Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Grocery Outlet Holding Corp.GO · Entity 4840 | Director | June 03, 2025 | June 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Grocery Outlet Holding Corp.
Report date June 03, 2025 · Filed June 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,332 |
Reported balance
After 2025-06-03 transaction · row 1
1 source rowRow 1 · 2025-06-03 · Grant · Acquired 10,692 · Balance 23,332 F1: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 14,553 |
Reported balance
Holding disclosure · report date 2025-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,553 F2: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.
F2: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2021 Filed Apr 15, 2021 21:26 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $38.60 | $77,202.20 |
DisclosureSEC source: 0001771515-21-000030 · wf-form4_161853636520854.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,805 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 18, 2021 Filed Mar 26, 2021 16:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000024 · wf-form4_161679178790382.xml · nonDerivative · entry 3 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 68,805 F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 18, 2021 Filed Mar 26, 2021 16:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000024 · wf-form4_161679178790382.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595 F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 18, 2021 Filed May 18, 2021 17:32 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000044 · wf-form4a_162137348548489.xml · nonDerivative · entry 3 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,805 F4 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 18, 2021 Filed May 18, 2021 17:32 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000044 · wf-form4a_162137348548489.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,595 F4 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 15, 2021 Filed Mar 26, 2021 16:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $37.19 | $74,387.00 |
DisclosureSEC source: 0001771515-21-000024 · wf-form4_161679178790382.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,106 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| March 15, 2021 Filed May 18, 2021 17:32 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $37.19 | $74,387.00 |
DisclosureSEC source: 0001771515-21-000044 · wf-form4a_162137348548489.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 61,294 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.51 to $37.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 08, 2021 Filed Mar 8, 2021 21:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 5,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010498 · doc4.xml · nonDerivative · entry 3 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 63,294 F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 08, 2021 Filed Mar 8, 2021 21:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 5,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010498 · doc4.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,106 F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 2,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010498 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,718 F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:24 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 800 | $39.13 | $31,304.00 |
DisclosureSEC source: 0000899243-20-034132 · doc4.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 57,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.91 to $39.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:24 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,200 | $38.48 | $46,176.00 |
DisclosureSEC source: 0000899243-20-034132 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 58,482 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.87 to $38.86, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| November 16, 2020 Filed Nov 30, 2020 16:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 400 | $38.09 | $15,236.00 |
DisclosureSEC source: 0000899243-20-032303 · doc4.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 59,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.01 to $38.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| November 16, 2020 Filed Nov 30, 2020 16:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,600 | $37.49 | $59,984.00 |
DisclosureSEC source: 0000899243-20-032303 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 60,082 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 to $37.95, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $41.27 | $82,540.00 |
DisclosureSEC source: 0000899243-20-028547 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 61,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.83 to $41.64, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:06 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $39.64 | $79,280.00 |
DisclosureSEC source: 0000899243-20-025357 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 63,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.38 to $40.10, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 16:38 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $42.49 | $84,980.00 |
DisclosureSEC source: 0000899243-20-022726 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 65,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.06 to $42.93, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 21:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $39.29 | $78,580.00 |
DisclosureSEC source: 0000899243-20-019475 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 67,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.99 to $39.67, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 16:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $32.69 | $65,380.00 |
DisclosureSEC source: 0000899243-20-016645 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 69,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.24 to $33.11, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| May 15, 2020 Filed May 15, 2020 21:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 200 | $38.21 | $7,642.00 |
DisclosureSEC source: 0000899243-20-013354 · doc4.xml · nonDerivative · entry 3 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 71,682 F2 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| May 15, 2020 Filed May 15, 2020 21:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,800 | $37.45 | $67,410.00 |
DisclosureSEC source: 0000899243-20-013354 · doc4.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 71,882 F2 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.97 to $37.92, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 2,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013354 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,897 F1 · shares: Represents 2,712 restricted stock units granted to the reporting person which are scheduled to vest on March 1, 2021, subject to the continued service of the reporting person through such vesting date. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 21:09 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 300 | $33.91 | $10,173.00 |
DisclosureSEC source: 0000899243-20-010869 · doc4.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 73,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 21:09 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,700 | $33.34 | $56,678.00 |
DisclosureSEC source: 0000899243-20-010869 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 73,982 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.79, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $29.28 | $58,560.00 |
DisclosureSEC source: 0000899243-20-008610 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 75,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.26 to $30.23, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 20:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $32.25 | $64,500.00 |
DisclosureSEC source: 0000899243-20-005170 · doc4.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 77,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 to $32.98, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| January 24, 2020 Filed Aug 17, 2022 21:19 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 9,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000114 · wf-form4_166078553126470.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 89,082 F1 · shares: The transferred/gifted shares were not correctly reflected in Form 4s filed by the reporting person after the date of this reported transaction. However, the total number of shares reported by the reporting person, including both direct and indirect holdings, was not effected by this transfer/gift. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| January 24, 2020 Filed Aug 17, 2022 21:19 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 9,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000114 · wf-form4_166078553126470.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,785 F1 · shares: The transferred/gifted shares were not correctly reflected in Form 4s filed by the reporting person after the date of this reported transaction. However, the total number of shares reported by the reporting person, including both direct and indirect holdings, was not effected by this transfer/gift. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 18:40 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,000 | $33.70 | $67,400.00 |
DisclosureSEC source: 0000899243-20-001399 · doc4.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 79,682 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.94, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 18:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 42,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018005 · doc4.xml · nonDerivative · entry 4 HERMAN THOMAS F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 81,682 F3 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 18:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Disposition to issuerNon-voting common stock | 42,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018005 · doc4.xml · nonDerivative · entry 3 HERMAN THOMAS F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · security: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. F3 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 18:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 5,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018005 · doc4.xml · nonDerivative · entry 2 HERMAN THOMAS F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,185 F2 · shares: Represents a grant of new restricted stock units which will vest on June 19, 2020. Read SEC document |
| March 30, 2019 Filed Jun 24, 2019 18:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 7,984 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018005 · doc4.xml · nonDerivative · entry 1 HERMAN THOMAS F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,573 F1 · shares: Represents restricted stock units previously granted to the reporting person on March 30, 2019, reported on a post-split basis to reflect the stock split which occurred on June 6, 2019. These restricted stock units are scheduled to vest in three equal annual installments, on December 31, 2019, 2020 and 2021. These restricted stock units were already reflected on the reporting person's previously filed Form 3. F1 · balance_after: Represents restricted stock units previously granted to the reporting person on March 30, 2019, reported on a post-split basis to reflect the stock split which occurred on June 6, 2019. These restricted stock units are scheduled to vest in three equal annual installments, on December 31, 2019, 2020 and 2021. These restricted stock units were already reflected on the reporting person's previously filed Form 3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.