Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Roblox CorpRBLX · Entity 1073 | Chief Financial Officer | June 05, 2025 | June 09, 2025 |
| TrueCar, Inc.TRUE · Entity 68875 | CFO | December 31, 2017 | January 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Roblox Corp
Report date June 05, 2025 · Filed June 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 492,266 |
Last balance in matching sequence
After 2025-06-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-06-05 · Exercise / conversion · Acquired 50,000 · Balance 542,266 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 12, 2024. F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 2 · 2025-06-05 · Sale · Disposed 50,000 · Balance 492,266 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 12, 2024. F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $91.15 to $92.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2028-02-05 | Direct | 922,390 |
Reported balance
After 2025-06-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-06-05 · Exercise / conversion · Disposed 50,000 · Balance 922,390 F5: All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 61,422 |
Reported balance
Holding disclosure · report date 2025-06-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 61,422 F4: These shares are held by the Guthrie Family Irrevocable GST Exempt Trust dtd. 10/29/2021. The Reporting Person may be deemed to have beneficial ownership of the securities held by the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 12, 2024.
F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $91.15 to $92.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: These shares are held by the Guthrie Family Irrevocable GST Exempt Trust dtd. 10/29/2021. The Reporting Person may be deemed to have beneficial ownership of the securities held by the trust.
F5: All of the shares subject to the option are fully vested and exercisable as of the date hereof.
TrueCar, Inc.
Report date December 31, 2017 · Filed January 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 314,024 |
Reported balance
After 2017-12-31 transaction · row 1
1 source rowRow 1 · 2017-12-31 · Tax withholding · Disposed 2,757 · Balance 314,024 F1: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2021 Filed Jul 8, 2021 23:48 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 45,000 | $0.53 | $23,850.00 |
DisclosureSEC source: 0001209191-21-046070 · doc4.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:35 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-21-040005 · doc4.xml · derivative · entry 7 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,530 Underlying: Class A Common Stock · 50,000 shares Expires 2028-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable as of February 5, 2019 and 1/48th of the shares subject to the option continue to vest monthly thereafter, subject to the Reporting Person continuing as a service provider through each vest date. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:35 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 897 | $95.15 | $85,349.46 |
DisclosureSEC source: 0001209191-21-040005 · doc4.xml · nonDerivative · entry 6 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021. F7 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $94.80 to $95.68, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:35 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 7,155 | $94.10 | $673,266.18 |
DisclosureSEC source: 0001209191-21-040005 · doc4.xml · nonDerivative · entry 5 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,897 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021. F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.78 to $94.76, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:35 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 8,306 | $93.43 | $775,995.53 |
DisclosureSEC source: 0001209191-21-040005 · doc4.xml · nonDerivative · entry 4 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,052 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021. F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $92.78 to $93.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:35 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 9,294 | $92.19 | $856,800.85 |
DisclosureSEC source: 0001209191-21-040005 · doc4.xml · nonDerivative · entry 3 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,358 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021. F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $91.77 to $92.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:35 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 24,348 | $91.15 | $2,219,312.90 |
DisclosureSEC source: 0001209191-21-040005 · doc4.xml · nonDerivative · entry 2 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,652 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021. F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $90.76 to $91.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:35 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 50,000 | $0.53 | $26,500.00 |
DisclosureSEC source: 0001209191-21-040005 · doc4.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 00:58 UTC | Roblox Corp RBLX · Entity 1073 | GrantClass A Common Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021210 · doc4.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 5/48ths of the RSUs shall vest on August 20, 2021 and 1/16th of the RSUs shall vest quarterly thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:09 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,200,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-21-020319 · doc4.xml · derivative · entry 3 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,138,530 Underlying: Class A Common Stock · 1,200,000 shares Expires 2028-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:09 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 1,200,000 | $64.50 | $77,400,000.00 |
DisclosureSEC source: 0001209191-21-020319 · doc4.xml · nonDerivative · entry 2 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:09 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 1,200,000 | $0.53 | $636,000.00 |
DisclosureSEC source: 0001209191-21-020319 · doc4.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Feb 12, 2022 00:00 UTC | Roblox Corp RBLX · Entity 1073 | OtherClass A Common Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001315098-22-000024 · wf-form5_164462400683080.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,099 F1 · kind: Represents a gift of one (1) share to all current employees. F2 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 19:48 UTC | TrueCar, Inc. TRUE · Entity 68875 | Tax withholdingCommon Stock | 2,757 | $11.20 | $30,878.40 |
DisclosureSEC source: 0001140361-18-000273 · doc1.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,024 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:44 UTC | TrueCar, Inc. TRUE · Entity 68875 | Tax withholdingCommon Stock | 13,980 | $11.12 | $155,457.60 |
DisclosureSEC source: 0001140361-17-046807 · doc1.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,781 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 19:27 UTC | TrueCar, Inc. TRUE · Entity 68875 | Tax withholdingCommon Stock | 209 | $11.11 | $2,321.99 |
DisclosureSEC source: 0001140361-17-043031 · doc1.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,761 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 19:14 UTC | TrueCar, Inc. TRUE · Entity 68875 | Tax withholdingCommon Stock | 2,756 | $15.79 | $43,517.24 |
DisclosureSEC source: 0001140361-17-037473 · doc1.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,970 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | Tax withholdingCommon Stock | 13,980 | $17.04 | $238,219.20 |
DisclosureSEC source: 0001140361-17-035969 · doc1.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,726 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 19:39 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 91,326 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001140361-17-030284 · doc1.xml · derivative · entry 6 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,001 Underlying: Common Stock · 91,326 shares Expires 2026-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 12,499 of the shares subject to the option vested on August 11, 2016. The remaining shares subject to the option vest in forty-seven (47) equal monthly installments beginning on August 24, 2016. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 19:39 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 91,326 | $19.02 | $1,736,901.80 |
DisclosureSEC source: 0001140361-17-030284 · doc1.xml · nonDerivative · entry 4 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,706 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F3 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.09 per share, inclusive. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 19:39 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 91,326 | $10.85 | $990,887.10 |
DisclosureSEC source: 0001140361-17-030284 · doc1.xml · nonDerivative · entry 3 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 19:39 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,673 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001140361-17-030284 · doc1.xml · derivative · entry 5 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,327 Underlying: Common Stock · 33,673 shares Expires 2026-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 12,499 of the shares subject to the option vested on August 11, 2016. The remaining shares subject to the option vest in forty-seven (47) equal monthly installments beginning on August 24, 2016. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 19:39 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 33,673 | $19.01 | $639,995.77 |
DisclosureSEC source: 0001140361-17-030284 · doc1.xml · nonDerivative · entry 2 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,706 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F2 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 19:39 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 33,673 | $10.85 | $365,352.05 |
DisclosureSEC source: 0001140361-17-030284 · doc1.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 84,833 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · derivative · entry 15 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,833 shares Expires 2024-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 84,833 | $18.31 | $1,553,478.86 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 9 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,706 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F4 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.69 per share, inclusive. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 84,833 | $9.26 | $785,129.42 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 8 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,167 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · derivative · entry 14 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,833 Underlying: Common Stock · 20,167 shares Expires 2024-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 47,499 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · derivative · entry 13 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 47,499 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 7, 2014. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 42,806 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · derivative · entry 12 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,874 Underlying: Common Stock · 42,806 shares Expires 2023-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option vest in forty-eight (48) equal monthly installments beginning on February 1, 2014. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 110,472 | $18.84 | $2,080,828.50 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 7 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,706 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F3 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.02 per share, inclusive. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 20,167 | $9.26 | $186,645.59 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 6 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 47,499 | $9.26 | $439,603.25 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 5 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 42,806 | $8.88 | $380,117.28 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 4 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51,986 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · derivative · entry 11 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,680 Underlying: Common Stock · 51,986 shares Expires 2023-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option vest in forty-eight (48) equal monthly installments beginning on February 1, 2014. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 42,761 | $0.00 Strike: $7.92 | $0.00 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · derivative · entry 10 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,304 Underlying: Common Stock · 42,761 shares Expires 2023-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 94,747 | $18.77 | $1,778,704.38 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 3 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,706 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F2 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.55 to $19.00 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 51,986 | $8.88 | $461,635.68 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 2 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 42,761 | $7.92 | $338,667.12 |
DisclosureSEC source: 0001140361-17-029950 · doc1.xml · nonDerivative · entry 1 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 105,624 | $0.00 Strike: $7.92 | $0.00 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · derivative · entry 12 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,065 Underlying: Common Stock · 105,624 shares Expires 2023-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| July 28, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | GrantCommon Stock | 3,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · nonDerivative · entry 8 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,706 F7 · shares: The reported securities are represented by restricted stock units which vest in eight equal quarterly installments beginning on November 15, 2017. Read SEC document |
| July 28, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 105,624 | $18.98 | $2,005,070.95 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · nonDerivative · entry 7 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,511 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F6 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.51 to $19.08 per share, inclusive. Read SEC document |
| July 28, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 105,624 | $7.92 | $836,542.08 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · nonDerivative · entry 6 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,187 | $0.00 Strike: $7.92 | $0.00 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · derivative · entry 11 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,689 Underlying: Common Stock · 21,187 shares Expires 2023-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 32,638 | $0.00 Strike: $7.92 | $0.00 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · derivative · entry 10 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695 Underlying: Common Stock · 32,638 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 78,427 | $0.00 Strike: $7.92 | $0.00 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · derivative · entry 9 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,427 shares Expires 2023-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 34,711 | $19.39 | $672,987.28 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · nonDerivative · entry 5 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,511 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F5 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $19.23 to $19.75 per share, inclusive. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 112,177 | $18.73 | $2,101,523.92 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · nonDerivative · entry 4 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,222 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F4 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23 to $19.22 per share, inclusive. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | Exercise / conversionCommon Stock | 132,252 | $7.92 | $1,047,435.84 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · nonDerivative · entry 3 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 19:42 UTC | TrueCar, Inc. TRUE · Entity 68875 | SaleCommon Stock | 700 | $20.56 | $14,392.00 |
DisclosureSEC source: 0001140361-17-029203 · doc1.xml · nonDerivative · entry 2 Guthrie Michael · CIK 0001607880 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,147 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F3 · price: The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $20.74 per share, inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.