Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smartbird, Inc.BIRD · Entity 1517 | Director · 10% owner | June 06, 2025 | June 10, 2025 |
| TRUPANION, INC.TRUP · Entity 4822 | Director | March 31, 2024 | April 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smartbird, Inc.
Report date June 06, 2025 · Filed June 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,653 |
Reported balance
After 2025-06-06 transaction · row 1
1 source rowRow 1 · 2025-06-06 · Grant · Acquired 6,200 · Balance 23,653 F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 6, 2026 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 6, 2026 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.
TRUPANION, INC.
Report date March 31, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,116 |
Reported balance
After 2024-03-31 transaction · row 1
1 source rowRow 1 · 2024-03-31 · Exercise / conversion · Acquired 1,582 · Balance 95,116 |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2024-12-31 | Direct | 4,744 |
Reported balance
After 2024-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-31 · Exercise / conversion · Disposed 1,582 · Balance 4,744 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On February 27, 2024, the reporting person was granted 6,326 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to continued service through each vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On February 27, 2024, the reporting person was granted 6,326 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to continued service through each vest date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2025 Filed Jun 10, 2025 16:37 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 6,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-25-000037 · wk-form4_1749587830.xml · nonDerivative · entry 1 Levitan Dan · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,653 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 6, 2026 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 16:09 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 71,175 | $0.55 | $38,932.73 |
DisclosureSEC source: 0001653909-24-000034 · wk-form4_1718050139.xml · nonDerivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,080 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.527 to $0.55 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 17:05 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-24-000037 · wk-form4_1718139944.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,080 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 7, 2025 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:09 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 28,825 | $0.54 | $15,623.15 |
DisclosureSEC source: 0001653909-24-000034 · wk-form4_1718050139.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.53 to $0.55 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 31, 2024 Filed Apr 3, 2024 19:20 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-24-000097 · wk-form4_1712186413.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,744 Underlying: Common Stock · 1,582 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2024, the reporting person was granted 6,326 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 27, 2024, the reporting person was granted 6,326 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to continued service through each vest date. Read SEC document |
| March 31, 2024 Filed Apr 3, 2024 19:20 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-24-000097 · wk-form4_1712186413.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 18:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 6,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-24-000080 · wk-form4_1709249663.xml · derivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,326 Underlying: Common Stock · 6,326 shares Expires 2024-12-31 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2024, the reporting person was granted 6,326 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 27, 2024, the reporting person was granted 6,326 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to continued service through each vest date. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 18:26 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-24-000013 · wk-form4_1704324375.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 368 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 18:26 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-24-000013 · wk-form4_1704324375.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:52 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000287 · wk-form4_1696373554.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368 Underlying: Common Stock · 368 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:52 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000287 · wk-form4_1696373554.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 18:03 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000196 · wk-form4_1688594595.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 736 Underlying: Common Stock · 368 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 18:03 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000196 · wk-form4_1688594595.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 18:40 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 58,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-23-000076 · wk-form4_1686695989.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,080 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 9, 2024 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 22, 2023 Filed May 22, 2023 18:45 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 1,304 | $1.17 | $1,525.68 |
DisclosureSEC source: 0001653909-23-000066 · wk-form4_1684795542.xml · nonDerivative · entry 3 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,487 F3 · price: Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.18, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 19, 2023 Filed May 22, 2023 18:45 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 11,600 | $1.19 | $13,804.00 |
DisclosureSEC source: 0001653909-23-000066 · wk-form4_1684795542.xml · nonDerivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,183 F2 · price: Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.155 to $1.21, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2023 Filed May 22, 2023 18:45 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 11,300 | $1.23 | $13,899.00 |
DisclosureSEC source: 0001653909-23-000066 · wk-form4_1684795542.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,583 F1 · price: Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.19 to $1.25, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:29 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000102 · wf-form4_168064375905345.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,104 Underlying: Common Stock · 369 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:29 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000102 · wf-form4_168064375905345.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 19:32 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 75,796 | $1.08 | $81,859.68 |
DisclosureSEC source: 0001653909-23-000034 · wf-form4_167900953056580.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,283 F1 · price: Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.05 to $1.105, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 16:45 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000062 · wf-form4_167762069815860.xml · derivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,473 Underlying: Common Stock · 1,473 shares Expires 2023-12-31 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:53 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-23-000011 · wf-form4_167287280800812.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:53 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-23-000011 · wf-form4_167287280800812.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:09 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000235 · wf-form4_166492794221487.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310 Underlying: Common Stock · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:09 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000235 · wf-form4_166492794221487.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 17:11 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000168 · wf-form4_165705545575921.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620 Underlying: Common Stock · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 17:11 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000168 · wf-form4_165705545575921.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 17:00 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 30,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-22-000053 · wf-form4_165524040585469.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,487 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs shall vest on the earlier to occur of June 10, 2023 and the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 19:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000107 · wf-form4_164911422653720.xml · derivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930 Underlying: Common Stock · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 19:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000107 · wf-form4_164911422653720.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:09 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000077 · wf-form4_164626249316337.xml · derivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240 Underlying: Common Stock · 1,240 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date. Read SEC document |
| December 31, 2021 Filed Feb 14, 2022 18:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 293 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000042 · wf-form5_164488177239614.xml · derivative · entry 4 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. Read SEC document |
| December 31, 2021 Filed Feb 14, 2022 18:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000042 · wf-form5_164488177239614.xml · nonDerivative · entry 3 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 20:02 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 5,000 | $125.00 | $625,000.00 |
DisclosureSEC source: 0001371285-21-000314 · wf-form4_163849336162777.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust - Levitan Family Foundation Disclosed balance after: 0 Read SEC document |
| November 30, 2021 Filed Feb 14, 2022 18:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000042 · wf-form5_164488177239614.xml · nonDerivative · entry 2 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust - Levitan Family Foundation Disclosed balance after: 3,000 Read SEC document |
| November 30, 2021 Filed Feb 14, 2022 18:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000042 · wf-form5_164488177239614.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,528 Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 19:27 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 5,000 | $125.21 | $626,040.00 |
DisclosureSEC source: 0001371285-21-000310 · wf-form4_163840483984473.xml · nonDerivative · entry 1 LEVITAN DAN · CIK 0001202435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust - Levitan Family Foundation Disclosed balance after: 5,000 Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 178,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 21 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,438,260 Underlying: Class A Common Stock · 178,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 1,568,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 20 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,616,710 Underlying: Class A Common Stock · 1,568,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionSeries A Preferred Stock · Derivative | 1,568,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 19 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 1,568,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 35,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 18 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 48,680 Underlying: Class A Common Stock · 35,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionSeries Seed Preferred Stock · Derivative | 35,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 17 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 35,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 382,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 16 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,798,726 Underlying: Class A Common Stock · 382,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 4,141,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 15 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,180,995 Underlying: Class A Common Stock · 4,141,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionSeries A Preferred Stock · Derivative | 4,141,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 14 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 4,141,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 29,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 13 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,520 Underlying: Class A Common Stock · 29,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionSeries Seed Preferred Stock · Derivative | 29,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 12 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 29,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 1,439,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 11 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,587,344 Underlying: Class A Common Stock · 1,439,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F1 · ownership.nature: Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 12,632,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 10 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,026,625 Underlying: Class A Common Stock · 12,632,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F1 · ownership.nature: Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:04 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionSeries A Preferred Stock · Derivative | 12,632,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063407 · doc4.xml · derivative · entry 9 LEVITAN DAN · CIK 0001202435 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 12,632,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F1 · ownership.nature: Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.