person · Reporting owner
BASSWOOD OPPORTUNITY FUND INC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/DCOM · Entity 4607 | Director · Director-by-Deputization | June 09, 2025 | June 11, 2025 |
| Regional Management Corp.RM · Entity 2197 | Director · 10% owner · Director-by-Deputization | May 06, 2024 | May 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date June 09, 2025 · Filed June 11, 2025
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD PARTNERS, L.L.C., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD FINANCIAL FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 33,983 |
Reported balance
After 2025-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-06-09 · Sale · Disposed 3,164 · Balance 33,983 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 33,919 |
Reported balance
After 2025-06-09 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2025-06-09 · Sale · Disposed 64 · Balance 33,919 F1: Notes are included on Exhibit 99.1 hereto. F2: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,389 |
Reported balance
After 2025-06-09 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2025-06-09 · Sale · Disposed 516 · Balance 7,389 F1: Notes are included on Exhibit 99.1 hereto. F3: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 491,166 |
Reported balance
After 2025-06-09 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2025-06-09 · Sale · Disposed 3,708 · Balance 491,166 F1: Notes are included on Exhibit 99.1 hereto. F4: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,011,173 |
Reported balance
After 2025-06-09 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2025-06-09 · Sale · Disposed 33,048 · Balance 1,011,173 F1: Notes are included on Exhibit 99.1 hereto. F5: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,043,158 |
Reported balance
After 2025-06-09 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2025-06-09 · Purchase · Acquired 31,985 · Balance 1,043,158 F1: Notes are included on Exhibit 99.1 hereto. F5: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 165,169 |
Reported balance
After 2025-06-09 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2025-06-09 · Purchase · Acquired 8,515 · Balance 165,169 F1: Notes are included on Exhibit 99.1 hereto. F6: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,545 |
Reported balance
Holding disclosure · report date 2025-06-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,545 F1: Notes are included on Exhibit 99.1 hereto. F7: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | Direct | 138,282 |
Reported balance
Holding disclosure · report date 2025-06-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 138,282 F1: Notes are included on Exhibit 99.1 hereto. F8: Notes are included on Exhibit 99.1 hereto. |
| Common StockSEC Table I · non-derivative | Direct | 177,515 |
Reported balance
Holding disclosure · report date 2025-06-09 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 177,515 F1: Notes are included on Exhibit 99.1 hereto. F9: Notes are included on Exhibit 99.1 hereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Notes are included on Exhibit 99.1 hereto.
F2: Notes are included on Exhibit 99.1 hereto.
F3: Notes are included on Exhibit 99.1 hereto.
F4: Notes are included on Exhibit 99.1 hereto.
F5: Notes are included on Exhibit 99.1 hereto.
F6: Notes are included on Exhibit 99.1 hereto.
F7: Notes are included on Exhibit 99.1 hereto.
F8: Notes are included on Exhibit 99.1 hereto.
F9: Notes are included on Exhibit 99.1 hereto.
Regional Management Corp.
Report date May 06, 2024 · Filed May 09, 2024
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 478,892 |
Reported balance
After 2024-05-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-05-06 · Purchase · Acquired 3,408 · Balance 478,892 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 293,749 |
Reported balance
After 2024-05-06 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-05-06 · Purchase · Acquired 3,347 · Balance 293,749 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,767 |
Reported balance
After 2024-05-06 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-05-06 · Purchase · Acquired 68 · Balance 5,767 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 114,573 |
Reported balance
After 2024-05-06 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-05-06 · Purchase · Acquired 1,211 · Balance 114,573 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 34,495 |
Reported balance
After 2024-05-06 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2024-05-06 · Purchase · Acquired 57 · Balance 34,495 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 488,793 |
Reported balance
After 2024-05-07 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2024-05-07 · Purchase · Acquired 9,901 · Balance 488,793 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 506,282 |
Reported balance
After 2024-05-07 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2024-05-07 · Purchase · Acquired 17,489 · Balance 506,282 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 303,004 |
Reported balance
After 2024-05-07 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2024-05-07 · Purchase · Acquired 9,255 · Balance 303,004 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 319,351 |
Reported balance
After 2024-05-07 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2024-05-07 · Purchase · Acquired 16,347 · Balance 319,351 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,952 |
Reported balance
After 2024-05-07 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2024-05-07 · Purchase · Acquired 185 · Balance 5,952 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 6,278 |
Reported balance
After 2024-05-07 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2024-05-07 · Purchase · Acquired 326 · Balance 6,278 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 118,078 |
Reported balance
After 2024-05-07 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2024-05-07 · Purchase · Acquired 3,505 · Balance 118,078 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 124,269 |
Reported balance
After 2024-05-07 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2024-05-07 · Purchase · Acquired 6,191 · Balance 124,269 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 34,949 |
Reported balance
After 2024-05-07 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2024-05-07 · Purchase · Acquired 454 · Balance 34,949 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 35,751 |
Reported balance
After 2024-05-07 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2024-05-07 · Purchase · Acquired 802 · Balance 35,751 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 22,539 |
Reported balance
Holding disclosure · report date 2024-05-06 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 22,539 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 242 | $36.58 | $8,852.36 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,923 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 156 | $36.59 | $5,708.04 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,681 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 3,550 | $26.18 | $92,939.00 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,525 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 2,355 | $26.18 | $61,653.90 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 78,548 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 1,486 | $25.99 | $38,621.14 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,984 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 4,222 | $25.99 | $109,729.78 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 124,930 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 7,881 | $26.40 | $208,058.40 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 334,155 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 3,476 | $35.65 | $123,919.40 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 26,341 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 234 | $35.65 | $8,342.10 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 320,785 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 24,391 | $35.65 | $869,539.15 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,493 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F5 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 8,841 | $35.65 | $315,181.65 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 71,905 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 78 | $33.65 | $2,624.70 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,716 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,700 | $35.65 | $167,555.00 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,638 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 308 | $35.65 | $10,980.20 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,575 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 10,189 | $35.65 | $363,237.85 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,267 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,147 | $35.95 | $41,234.65 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 15 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 30,338 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 4,989 | $35.95 | $179,354.55 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 14 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 129,456 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 81,537 | $35.95 | $2,931,255.15 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 13 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,865 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 75,401 | $35.95 | $2,710,665.95 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 12 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 321,019 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 28,096 | $36.50 | $1,025,504.00 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,884 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 21 | $36.35 | $763.35 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,788 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 60 | $36.57 | $2,194.20 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,809 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 343 | $36.35 | $12,468.05 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 29,191 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 989 | $36.57 | $36,167.73 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 29,534 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 912 | $36.35 | $33,151.20 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 124,467 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,652 | $36.57 | $96,983.64 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 125,379 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 6,048 | $36.35 | $219,844.80 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 742,184 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 17,567 | $36.57 | $642,425.19 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 748,232 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 9,106 | $36.35 | $331,003.10 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 104,402 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:29 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 26,447 | $36.57 | $967,166.79 |
DisclosureSEC source: 0001140361-17-044647 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 113,508 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 489,304 | $31.00 | $15,168,424.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,001,532 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F8 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 27,061 | $31.00 | $838,891.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 139,955 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 34,959 | $31.00 | $1,083,729.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,949 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,774 | $31.00 | $54,994.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,990 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 137,873 | $31.00 | $4,274,063.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,216 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 52,583 | $31.00 | $1,630,073.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 150,112 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 12,868 | $31.00 | $398,908.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,335 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 10,351 | $31.00 | $320,881.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 31,962 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 33,227 | $31.00 | $1,030,037.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 256,226 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,320 | $29.07 | $125,582.40 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,343 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 455 | $29.07 | $13,226.85 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,467 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 268 | $29.07 | $7,790.76 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,611 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 282 | $29.07 | $8,197.74 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 222,999 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 28,027 | $29.13 | $816,426.51 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,663 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,881 | $29.16 | $84,009.96 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,690 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 14,933 | $29.16 | $435,446.28 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 97,529 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,943 | $29.13 | $85,729.59 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,922 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 1,735 | $29.13 | $50,540.55 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,879 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 39 | $29.16 | $1,137.24 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 23,614 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 1,828 | $29.13 | $53,249.64 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 223,281 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.