Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328 | EVP, Supply Chain & Logistics | June 09, 2025 | June 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date June 09, 2025 · Filed June 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,890 |
Reported balance
After 2025-06-09 transaction · row 1
1 source rowRow 1 · 2025-06-09 · Sale · Disposed 4,464 · Balance 2,890 |
| Common StockSEC Table I · non-derivative | IndirectBy KSOP | 15,232.6954 |
Reported balance
Holding disclosure · report date 2025-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,232.6954 F1: Represents current allocation under KSOP. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents current allocation under KSOP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 517 | $104.91 | $54,238.47 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 8 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 Read SEC document |
| May 19, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 166 | $103.88 | $17,244.08 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 7 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,117 Read SEC document |
| May 19, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 324 | $103.88 | $33,657.12 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 6 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,283 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 3,774 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · derivative · entry 8 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 Underlying: Common Stock · 3,774 shares Expires 2032-05-17 F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 330 | $99.29 | $32,765.70 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · nonDerivative · entry 7 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,569 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 4,686 | $99.29 | $465,272.94 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · nonDerivative · entry 6 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,899 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 62 | $99.29 | $6,155.98 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · nonDerivative · entry 5 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,585 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 4,133 | $99.29 | $410,365.57 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · nonDerivative · entry 4 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,647 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 1,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · nonDerivative · entry 3 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,780 Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 9,247 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · nonDerivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,206 F2 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 136 shares, which dividend equivalents are settled in common stock. Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:57 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 14,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019162 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,959 F1 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 726 shares, which dividend equivalents are settled in common stock. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 3,866 | $0.00 Strike: $99.29 | $0.00 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · derivative · entry 9 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 Underlying: Common Stock · 3,866 shares Expires 2032-05-17 F7 · shares: Incorrectly reported on Form 4 as 3,774. F8 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. F7 · derivative.underlying_shares: Incorrectly reported on Form 4 as 3,774. F7 · balance_after: Incorrectly reported on Form 4 as 3,774. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 330 | $99.29 | $32,765.70 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 5 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,607 F6 · balance_after: Incorrectly reported on Form 4 as 25,569. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 4,686 | $99.29 | $465,272.94 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 4 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,937 F5 · balance_after: Incorrectly reported on Form 4 as 25,899. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 62 | $99.29 | $6,155.98 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 3 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,623 F4 · balance_after: Incorrectly reported on Form 4 as 30,585. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 4,133 | $99.29 | $410,365.57 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,685 F3 · balance_after: Incorrectly reported on Form 4 as 30,647. Read SEC document |
| May 18, 2022 Filed May 24, 2022 01:19 UTC Amendment | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019326 · doc4a.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,818 F1 · shares: Incorrectly reported on Form 4 as 1,574. F2 · balance_after: Incorrectly reported on Form 4 as 34,780 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 1,000 | $130.25 | $130,250.00 |
DisclosureSEC source: 0000899243-21-044813 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,565 Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 294 | $113.23 | $33,289.62 |
DisclosureSEC source: 0000899243-21-040456 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,565 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 20:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 2,200 | $117.20 | $257,844.18 |
DisclosureSEC source: 0000899243-21-034147 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,859 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.18 to $117.2850, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,324 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0000899243-21-021126 · doc4.xml · derivative · entry 6 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,647 Underlying: Common Stock · 2,324 shares Expires 2030-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 3,906 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000899243-21-021126 · doc4.xml · derivative · entry 5 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,906 Underlying: Common Stock · 3,906 shares Expires 2029-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 2,324 | $113.80 | $264,471.20 |
DisclosureSEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 4 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,059 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.70 to $113.87, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 2,324 | $41.97 | $97,538.28 |
DisclosureSEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 3 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 3,906 | $113.84 | $444,659.04 |
DisclosureSEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,059 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.69 to $114.37, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 3,906 | $27.44 | $107,180.64 |
DisclosureSEC source: 0000899243-21-021126 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2021 Filed May 25, 2021 21:16 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 450 | $112.09 | $50,440.50 |
DisclosureSEC source: 0000899243-21-020577 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,059 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 2,806 | $0.00 Strike: $105.82 | $0.00 |
DisclosureSEC source: 0000899243-21-020385 · doc4.xml · derivative · entry 6 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 Underlying: Common Stock · 2,806 shares Expires 2031-05-18 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 213 | $105.82 | $22,539.66 |
DisclosureSEC source: 0000899243-21-020385 · doc4.xml · nonDerivative · entry 5 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,509 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 132 | $105.82 | $13,968.24 |
DisclosureSEC source: 0000899243-21-020385 · doc4.xml · nonDerivative · entry 4 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,722 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 2,343 | $105.82 | $247,936.26 |
DisclosureSEC source: 0000899243-21-020385 · doc4.xml · nonDerivative · entry 3 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,854 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 1,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020385 · doc4.xml · nonDerivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,197 Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 8,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020385 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 F1 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2021 had been met. Total includes dividend equivalents in the amount of 441 shares, which dividend equivalents are settled in common stock. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 3,907 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000899243-20-030832 · doc4.xml · derivative · entry 5 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 Underlying: Common Stock · 3,907 shares Expires 2029-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 4,159 | $0.00 Strike: $27.99 | $0.00 |
DisclosureSEC source: 0000899243-20-030832 · doc4.xml · derivative · entry 4 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079 Underlying: Common Stock · 4,159 shares Expires 2028-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on October 14, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 8,066 | $63.54 | $512,537.03 |
DisclosureSEC source: 0000899243-20-030832 · doc4.xml · nonDerivative · entry 3 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,799 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.05 to $63.99, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 3,907 | $27.44 | $107,208.08 |
DisclosureSEC source: 0000899243-20-030832 · doc4.xml · nonDerivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 4,159 | $27.99 | $116,410.41 |
DisclosureSEC source: 0000899243-20-030832 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 21:15 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 196 | $70.89 | $13,894.44 |
DisclosureSEC source: 0000899243-20-028516 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,799 Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:49 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 330 | $44.96 | $14,836.80 |
DisclosureSEC source: 0000899243-20-014336 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,995 Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 6,971 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0000899243-20-014056 · doc4.xml · derivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,971 Underlying: Common Stock · 6,971 shares Expires 2030-05-19 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 2,139 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014056 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,325 Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 22:34 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Tax withholdingCommon Stock | 196 | $34.93 | $6,846.28 |
DisclosureSEC source: 0000899243-19-025622 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,186 Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:14 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 11,719 | $0.00 Strike: $27.44 | $0.00 |
DisclosureSEC source: 0000899243-19-014712 · doc4.xml · derivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Underlying: Common Stock · 11,719 shares Expires 2029-05-21 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:14 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 3,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014712 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, Supply Chain & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:36 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 6,238 | $0.00 Strike: $27.99 | $0.00 |
DisclosureSEC source: 0000899243-18-028191 · doc4.xml · derivative · entry 2 HARVEY DARIN S. · CIK 0001756972 · EVP, SUPPLY CHAIN & LOGISTICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,238 Underlying: Common Stock · 6,238 shares Expires 2028-10-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on October 14, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:36 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCOMMON STOCK | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028191 · doc4.xml · nonDerivative · entry 1 HARVEY DARIN S. · CIK 0001756972 · EVP, SUPPLY CHAIN & LOGISTICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.