Diamond Michael E

SEC source: 0000807863-21-000041 · wf-form4_161663069966093.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,469

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 13,923 restricted stock units.

SEC source: 0000807863-21-000041 · wf-form4_161663069966093.xml · derivative · entry 4

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,411

Underlying: Common Stock · 12,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F6 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F7 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F5 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

SEC source: 0000807863-21-000041 · wf-form4_161663069966093.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000807863-21-000004 · wf-form4_161124051146907.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,789

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on December 17, 2020 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.51 - $17.09, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-20-000146 · wf-form4_160798872928138.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,216

Underlying: Common Stock · 24,645 shares

Expires 2027-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-20-000146 · wf-form4_160798872928138.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-20-000138 · wf-form4_160756584822045.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,517

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.210 - $13.260, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-20-000127 · wf-form4_160686620615133.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,787

Underlying: Common Stock · 19,658 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 19,658 performance restricted stock units (the "Performance RSUs") granted on November 27, 2020 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,781 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,877 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 19,658 performance restricted stock units (the "Performance RSUs") granted on November 27, 2020 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,781 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,877 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 19,658 performance restricted stock units (the "Performance RSUs") granted on November 27, 2020 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,781 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,877 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

SEC source: 0000807863-20-000127 · wf-form4_160686620615133.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,885

F1 · shares: Represents restricted stock units granted on November 27, 2020 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant.

SEC source: 0000807863-20-000108 · wf-form4_160566223662387.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,104

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 11,861 restricted stock units.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.32 - $12.33, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-20-000073 · wf-form4_160521776808792.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,001

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,895 restricted stock units.

F2 · balance_after: Includes 599 shares acquired under the Mitek employee stock purchase plan on August 14, 2020 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-20-000030 · wf-form4_158508193474754.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,129

Underlying: Common Stock · 37,129 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment.

F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F3 · derivative.exercise_date: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F3 · derivative.expiration_date: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

SEC source: 0000807863-20-000030 · wf-form4_158508193474754.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,819

F1 · shares: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 37.5% shall vest on the first anniversary of the date of grant, 12.5% shall vest on November 14, 2021, 25% shall vest on November 14, 2022, and 25% shall vest on November 14, 2023.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on February 14, 2020 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-19-000074 · wf-form4_157428730151513.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,690

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 32,500 restricted stock units.

SEC source: 0000807863-19-000074 · wf-form4_157428730151513.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,266

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units.

SEC source: 0000807863-19-000047 · wf-form4_157325311399000.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,337

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,894 restricted stock units.

F2 · balance_after: Includes 1,643 shares acquired under the Mitek employee stock purchase plan on August 15, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · derivative · entry 10

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,737 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 7

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,562

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7500 - $10.8600, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 6

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · derivative · entry 9

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,737

Underlying: Common Stock · 24,672 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · derivative · entry 8

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 5

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,562

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 4

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,477

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0000 - $11.0100, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,477

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0000 - $11.0100, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-19-000022 · wf-form4_155622696518504.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,584 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-19-000022 · wf-form4_155622696518504.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on February 14, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-18-000095 · wf-form4_154275128144176.xml · nonDerivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,893

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,500 restricted stock units.

SEC source: 0000807863-18-000095 · wf-form4_154275128144176.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,413

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.

SEC source: 0000807863-18-000095 · wf-form4_154275128144176.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,612

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units.

SEC source: 0000807863-18-000070 · wf-form4_154171252374183.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,626

Underlying: Common Stock · 60,626 shares

Expires 2028-11-06

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-18-000070 · wf-form4_154171252374183.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,995

F1 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

SEC source: 0000807863-17-000063 · wf-form4_151096161768363.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,416

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 32,500 restricted stock units.

SEC source: 0000807863-17-000063 · wf-form4_151096161768363.xml · derivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,861

Underlying: Common Stock · 32,861 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000063 · wf-form4_151096161768363.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,941

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000042 · wf-form4_151026284264012.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,499

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 14,233 restricted stock units.

SEC source: 0001628280-17-008551 · wf-form4_150241100195932.xml · derivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Sock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0000899243-16-033956 · doc4.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · GENERAL MANAGER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,353

F2 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 25,000 restricted stock units.

SEC source: 0000899243-16-033956 · doc4.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · GENERAL MANAGER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,577

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000899243-16-033209 · doc4.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,577

F1 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 14,233 restricted stock units.