Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Huckleberry.ai, Inc.DOMO · Entity 6423 | Director | July 03, 2018 | July 03, 2018 |
| Opendoor Technologies Inc.OPEN · Entity 4242 | Director | June 13, 2025 | June 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Huckleberry.ai, Inc.
Report date July 03, 2018 · Filed July 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,643 |
Reported balance
After 2018-07-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-07-03 · Conversion · Acquired 29,643 · Balance 29,643 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 545,139 |
Reported balance
After 2018-07-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-07-03 · Conversion · Acquired 515,496 · Balance 545,139 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 624,112 |
Reported balance
After 2018-07-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-07-03 · Conversion · Acquired 78,973 · Balance 624,112 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 628 |
Reported balance
After 2018-07-03 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-07-03 · Conversion · Acquired 628 · Balance 628 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 11,558 |
Reported balance
After 2018-07-03 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-07-03 · Conversion · Acquired 10,930 · Balance 11,558 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,232 |
Reported balance
After 2018-07-03 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-07-03 · Conversion · Acquired 1,674 · Balance 13,232 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 197,669 |
Reported balance
After 2018-07-03 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2018-07-03 · Conversion · Acquired 197,669 · Balance 197,669 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F4: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-07-03 · Conversion · Disposed 29,643 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-07-03 · Conversion · Disposed 628 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-07-03 · Conversion · Disposed 515,496 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-07-03 · Conversion · Disposed 10,930 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-07-03 · Conversion · Disposed 78,973 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-07-03 · Conversion · Disposed 1,674 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Series D-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-07-03 · Conversion · Disposed 197,669 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F4: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 20,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein.
F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein.
F4: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein.
Opendoor Technologies Inc.
Report date June 13, 2025 · Filed June 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 220,911 |
Reported balance
After 2025-06-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-13 · Grant · Acquired 100,000 · Balance 220,911 F1: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 13, 2026, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date. F2: Gives effect to the transfer of 132,133 shares to Notable Capital Management, L.L.C. ("Notable Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of Notable Capital. F3: Such shares are held for the benefit of Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 633,705 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 633,705 F4: Gives effect to the receipt of shares from the transfer described in footnote 6. F5: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy GGV Capital LLC | 79,205 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 79,205 F6: The shares are held of record by GGV Capital. As a managing member of GGV Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy GGV Capital V L.L.C. | 15,029 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,029 F7: Gives effect to the pro rata distribution of shares by GGV Capital V L.L.C. ("GGV V LLC") to its members for no consideration subsequent to the Reporting Person's most recent filing, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16. F8: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Notable Capital Management, L.L.C. | 132,133 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 132,133 F2: Gives effect to the transfer of 132,133 shares to Notable Capital Management, L.L.C. ("Notable Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of Notable Capital. F9: The shares are held of record by Notable Capital. As a managing member of Notable Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 13, 2026, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.
F2: Gives effect to the transfer of 132,133 shares to Notable Capital Management, L.L.C. ("Notable Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of Notable Capital.
F3: Such shares are held for the benefit of Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F4: Gives effect to the receipt of shares from the transfer described in footnote 6.
F5: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F6: The shares are held of record by GGV Capital. As a managing member of GGV Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F7: Gives effect to the pro rata distribution of shares by GGV Capital V L.L.C. ("GGV V LLC") to its members for no consideration subsequent to the Reporting Person's most recent filing, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16.
F8: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F9: The shares are held of record by Notable Capital. As a managing member of Notable Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HashiCorp, Inc.
Report date February 27, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 1
1 source rowRow 1 · 2025-02-27 · Disposition to issuer · Disposed 8,862 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GGV Capital V L.L.C | 0 |
Reported balance
After 2025-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-27 · Disposition to issuer · Disposed 174,152 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F2: The shares are held of record by GGV Capital V L.L.C. ("GGV V LLC"). As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-27 · Disposition to issuer · Disposed 384,587 · Balance 0 F3: Includes 9,298 shares received pursuant to a distribution in kind by a fund unaffiliated with the Reporting Person, which transaction was exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act. F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F4: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-27 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-02-27 · Disposition to issuer · Disposed 32,629 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F4: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GGV Capital Select L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2025-02-27 · Disposition to issuer · Disposed 476,666 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F5: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GGV Capital LLC | 0 |
Reported balance
After 2025-02-27 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2025-02-27 · Disposition to issuer · Disposed 8,172 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F6: The shares are held of record by GGV Capital LLC. As a managing member of GGV LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-02-27 · Disposition to issuer · Disposed 5,571 · Balance 0 F7: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F8: The RSUs vest on the earlier of (i) June 25, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-02-27 · Disposition to issuer · Disposed 1,372 · Balance 0 F7: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F9: The RSUs vest in four equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV V LP | 0 |
Reported balance
After 2025-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-02-27 · Disposition to issuer · Disposed 9,444,116 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F12: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV V LLC, the General Partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV Capital Select L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-02-27 · Disposition to issuer · Disposed 6,277,066 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F5: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV VII Investments L.L.C. | 0 |
Reported balance
After 2025-02-27 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-02-27 · Disposition to issuer · Disposed 864,448 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F13: The shares are held of record by GGV VII Investments L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV VII Plus Investments L.L.C. | 0 |
Reported balance
After 2025-02-27 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-02-27 · Disposition to issuer · Disposed 835,632 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F14: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV Capital V Entrepreneurs Fund L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-02-27 · Disposition to issuer · Disposed 346,599 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F15: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2: The shares are held of record by GGV Capital V L.L.C. ("GGV V LLC"). As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F3: Includes 9,298 shares received pursuant to a distribution in kind by a fund unaffiliated with the Reporting Person, which transaction was exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act.
F4: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F5: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F6: The shares are held of record by GGV Capital LLC. As a managing member of GGV LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F7: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock.
F8: The RSUs vest on the earlier of (i) June 25, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs.
F9: The RSUs vest in four equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs.
F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.
F12: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV V LLC, the General Partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F13: The shares are held of record by GGV VII Investments L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F14: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F15: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2022 Filed Apr 26, 2022 17:11 UTC | HashiCorp, Inc. HCP · Entity 82557 | PurchaseClass A Common Stock | 4,392 | $44.95 | $197,420.40 |
DisclosureSEC source: 0001209191-22-025645 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital Select L.P. Disclosed balance after: 6,217 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.80 to $45.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are directly held by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the General Partner of GGV Select LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 18:06 UTC | HashiCorp, Inc. HCP · Entity 82557 | PurchaseClass A Common Stock | 1,825 | $49.78 | $90,848.50 |
DisclosureSEC source: 0001209191-22-024327 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital Select L.P. Disclosed balance after: 1,825 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.43 to $50.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are directly held by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the General Partner of GGV Select LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:05 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011870 · doc4.xml · derivative · entry 3 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 Underlying: Class A Common Stock · 181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F3 · derivative.exercise_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2022. F3 · derivative.expiration_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2022. Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:05 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-011870 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 20:44 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 5,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-22-000018 · wf-form4_164523506934298.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,372 F1 · price: These restricted stock units were issued to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $65,000.00. Read SEC document |
| February 01, 2022 Filed Mar 22, 2022 21:05 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units · Derivative | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011870 · doc4.xml · derivative · entry 2 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 Underlying: Class A Common Stock · 726 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · shares: The RSUs vest in four equal quarterly installments beginning on March 20, 2022. F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments beginning on March 20, 2022. F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments beginning on March 20, 2022. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 835,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 25 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 835,632 Underlying: Class A Common Stock · 835,632 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 24 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 864,448 Underlying: Class A Common Stock · 864,448 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 770,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 23 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,220 Underlying: Class A Common Stock · 770,220 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 6,277,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 22 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,277,066 Underlying: Class A Common Stock · 6,277,066 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). As a managing member of GGV Capital Select L.L.C. (GGV Select LLC), the General Partner of GGV Select LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 20,986,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 21 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,986,922 Underlying: Class A Common Stock · 20,986,922 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV Capital V L.L.C. (GGV V LLC), the General Partner of GGV V LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries E Convertible Stock Preferred · Derivative | 259,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 20 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 259,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries E Convertible Stock Preferred · Derivative | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 19 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 864,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 86,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 18 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 86,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries B Convertible Stock Preferred · Derivative | 558,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 17 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 558,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries A Convertible Stock Preferred · Derivative | 83,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 16 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 83,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries D Convertible Stock Preferred · Derivative | 2,075,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 15 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,075,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). As a managing member of GGV Capital Select L.L.C. (GGV Select LLC), the General Partner of GGV Select LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 2,067,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 14 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,067,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). As a managing member of GGV Capital Select L.L.C. (GGV Select LLC), the General Partner of GGV Select LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 2,344,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 13 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,344,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV Capital V L.L.C. (GGV V LLC), the General Partner of GGV V LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries B Convertible Stock Preferred · Derivative | 15,223,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 12 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 15,223,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV Capital V L.L.C. (GGV V LLC), the General Partner of GGV V LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries A Convertible Stock Preferred · Derivative | 2,285,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · derivative · entry 11 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,285,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV Capital V L.L.C. (GGV V LLC), the General Partner of GGV V LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 835,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 10 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 9 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 770,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 8 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 6,277,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 7 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). As a managing member of GGV Capital Select L.L.C. (GGV Select LLC), the General Partner of GGV Select LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 20,986,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 6 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV Capital V L.L.C. (GGV V LLC), the General Partner of GGV V LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 259,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 5 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 835,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 4 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 864,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 728,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 3 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 4,142,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 2 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,277,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). As a managing member of GGV Capital Select L.L.C. (GGV Select LLC), the General Partner of GGV Select LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:26 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 19,853,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048445 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,986,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV Capital V L.L.C. (GGV V LLC), the General Partner of GGV V LP, the reporting person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The reporting person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:51 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | OtherCommon Stock | 44,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001801169-21-000123 · wf-form4_163728667468479.xml · nonDerivative · entry 5 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Solomon Family Trust, Dated January 10, 2005 Disclosed balance after: 44,496 F4 · shares: Represents the receipt of shares by virtue of the distributions described in footnotes (1) and (3) hereto. F4 · price: Represents the receipt of shares by virtue of the distributions described in footnotes (1) and (3) hereto. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:51 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | OtherCommon Stock | 1,938,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001801169-21-000123 · wf-form4_163728667468479.xml · nonDerivative · entry 3 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 17,442,762 F3 · shares: Represents a pro rata distribution in-kind by GGV Capital V L.P., without additional consideration, to its partners. F3 · price: Represents a pro rata distribution in-kind by GGV Capital V L.P., without additional consideration, to its partners. F2 · ownership.nature: GGV Capital V L.L.C. ("GGCV LLC") is the General Partner of GGV Capital V L.P. ("GGCV") and GGV Capital V Entrepreneurs Fund L.P. ("GGCVEF"). GGV Select L.L.C. ("GGCS LLC") is the General Partner of GGV Capital Select L.P. ("GGCS"). Mr. Solomon is a managing director of GGCV LLC and GGCS LLC and, therefore, may be deemed to beneficially own the shares held by GGCV, GGCS and GGCVEF. Mr. Solomon disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:51 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | OtherCommon Stock | 71,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001801169-21-000123 · wf-form4_163728667468479.xml · nonDerivative · entry 2 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 640,145 F1 · shares: Represents a pro rata distribution in-kind by GGV Capital V Entrepreneurs Fund L.P., without additional consideration, to its partners. F1 · price: Represents a pro rata distribution in-kind by GGV Capital V Entrepreneurs Fund L.P., without additional consideration, to its partners. F2 · ownership.nature: GGV Capital V L.L.C. ("GGCV LLC") is the General Partner of GGV Capital V L.P. ("GGCV") and GGV Capital V Entrepreneurs Fund L.P. ("GGCVEF"). GGV Select L.L.C. ("GGCS LLC") is the General Partner of GGV Capital Select L.P. ("GGCS"). Mr. Solomon is a managing director of GGCV LLC and GGCS LLC and, therefore, may be deemed to beneficially own the shares held by GGCV, GGCS and GGCVEF. Mr. Solomon disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 18:12 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 4,143 | $16.29 | $67,496.93 |
DisclosureSEC source: 0001801169-21-000083 · wf-form4_162526393620640.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,420 F1 · price: Represents restricted stock units issued to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $67,486.34. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:26 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 12,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-21-000062 · wf-form4_162432515950766.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,277 F1 · shares: Represents an award of 12,277 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) June 17, 2022, in each case subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 18, 2020 Filed Apr 15, 2021 17:02 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 711,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-050845 · tm2113144-1_4seq1.xml · nonDerivative · entry 3 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 711,272 F1 · price: Received pursuant to the consummation of the business combination of Social Capital Hedosophia Holdings Corp. II ("SCH") and Opendoor Labs Inc., in which SCH was domesticated, changing its name to Opendoor Technologies Inc. F2 · ownership.nature: GGV Capital V L.L.C. ("GGCV LLC") is the General Partner of GGV Capital V, L.P. ("GGCV") and GGV Capital V Entrepreneurs Fund L.P. ("GGCVEF"). GGV Select L.L.C. ("GGCS LLC") is the General Partner of GGV Capital Select L.P. ("GGCS"). Mr. Solomon is a managing director of GGCV LLC and GGCS LLC and, therefore, may be deemed to beneficially own the shares held by GGCV, GGCS and GGCVEF. Mr. Solomon disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 18, 2020 Filed Apr 15, 2021 17:02 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 7,330,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-050845 · tm2113144-1_4seq1.xml · nonDerivative · entry 2 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital Select L.P. Disclosed balance after: 7,330,756 F1 · price: Received pursuant to the consummation of the business combination of Social Capital Hedosophia Holdings Corp. II ("SCH") and Opendoor Labs Inc., in which SCH was domesticated, changing its name to Opendoor Technologies Inc. F2 · ownership.nature: GGV Capital V L.L.C. ("GGCV LLC") is the General Partner of GGV Capital V, L.P. ("GGCV") and GGV Capital V Entrepreneurs Fund L.P. ("GGCVEF"). GGV Select L.L.C. ("GGCS LLC") is the General Partner of GGV Capital Select L.P. ("GGCS"). Mr. Solomon is a managing director of GGCV LLC and GGCS LLC and, therefore, may be deemed to beneficially own the shares held by GGCV, GGCS and GGCVEF. Mr. Solomon disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 18, 2020 Filed Apr 15, 2021 17:02 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 19,380,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-050845 · tm2113144-1_4seq1.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V, L.P. Disclosed balance after: 19,380,847 F1 · price: Received pursuant to the consummation of the business combination of Social Capital Hedosophia Holdings Corp. II ("SCH") and Opendoor Labs Inc., in which SCH was domesticated, changing its name to Opendoor Technologies Inc. F2 · ownership.nature: GGV Capital V L.L.C. ("GGCV LLC") is the General Partner of GGV Capital V, L.P. ("GGCV") and GGV Capital V Entrepreneurs Fund L.P. ("GGCVEF"). GGV Select L.L.C. ("GGCS LLC") is the General Partner of GGV Capital Select L.P. ("GGCS"). Mr. Solomon is a managing director of GGCV LLC and GGCS LLC and, therefore, may be deemed to beneficially own the shares held by GGCV, GGCS and GGCVEF. Mr. Solomon disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionSeries D-2 Preferred Stock · Derivative | 197,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · derivative · entry 15 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 197,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.exercise_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.expiration_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F4 · ownership.nature: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionSeries D Preferred Stock · Derivative | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · derivative · entry 14 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 1,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.exercise_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.expiration_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3 · ownership.nature: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionSeries C Preferred Stock · Derivative | 10,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · derivative · entry 13 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 10,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.exercise_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.expiration_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3 · ownership.nature: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionSeries A Preferred Stock · Derivative | 628 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · derivative · entry 12 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.exercise_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.expiration_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3 · ownership.nature: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionSeries D Preferred Stock · Derivative | 78,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · derivative · entry 11 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 78,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.exercise_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.expiration_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2 · ownership.nature: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionSeries C Preferred Stock · Derivative | 515,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · derivative · entry 10 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 515,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.exercise_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.expiration_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2 · ownership.nature: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionSeries A Preferred Stock · Derivative | 29,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · derivative · entry 9 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 29,643 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.exercise_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F1 · derivative.expiration_date: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2 · ownership.nature: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionClass B Common Stock | 197,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · nonDerivative · entry 7 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 197,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F4 · ownership.nature: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionClass B Common Stock | 1,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · nonDerivative · entry 6 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3 · ownership.nature: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionClass B Common Stock | 10,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · nonDerivative · entry 5 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3 · ownership.nature: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 20:19 UTC | Huckleberry.ai, Inc. DOMO · Entity 6423 | ConversionClass B Common Stock | 628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009100 · wf-form4_153066353441560.xml · nonDerivative · entry 4 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3 · ownership.nature: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.